EFTA Document EFTA01416760

CLEARED_Jeffrey Epstein _RDC Alert, Jeffrey Epstein_PCR Alert [II PWMUS AMLKYC to: Amanda Kirby Sent by: Andrew Kisz Cc: History: Classification: For internal use only Hi Amanda, AML Compliance has reviewed the RDC and PCR alerts dated 5/28/2013 pertaining to our prospective client, Jeffrey Epstein. The RDC Alerts are positive matches for our prospect as it pertains to nega tive information based on reputation. However, AML Compliance clears these alerts based on the attached email approval from Chip Packard with the support of senior management on an AML reputational and legal perspective to onboard the prospective client, Jeffrey Epstein. The two PCR alerts involve a Jeffrey S Epstein that lives in Massachusetts. Our prospective client h as a different middle name, Edward, and resides in New York and Florida. Accordingly, AML Compliance CLEARS these PCR alerts as false positives. Best regards, Andrew J. Kisz PWMUS AMLKYC, Jacqueline Lightbody This message has been forwarded. 08/13/2013 05:25 PM Andrew J. Kisz Associate I AML Compliance Officer DB Services New Jersey, Inc. Asset a Wealth Management 5022 Gate Parkway, Suite 400, 32256 Jacksonville, USA Amanda Kirby From: To: Cc: Date: Subject: Classification: For internal use only Hi, I realize... :42 PM Fw: Jeffrey Epstein RDC Alert,Jeffrey Classification: For internal use only Hi, 08/12/2013 05:42:37 PM Epstein_PCR Alert [I] EFTA01416760 I realized I never heard back for the below clearance approval. Please let me know as soon as possib le as we are now moving ahead with this client and would like to open accounts ASAP. Thank you, Amanda Forwarded by on 08/12/2013 05:38 PM ----From: Date: Subject: PWMUS AMLKYC/db/dbcom8DBAmericas, 06/12/2013 10:54 AM Fw: Jeffrey Epstein RDC Alert,Jeffrey Epstein PCR Alert [I] Classification: For internal use only Hi, Please see RDC Alerts below: RDC Alert #1: - This is our client. The accounts which we will be opening will not be in Jeffrey Epstein's name. They will be in the name of 2 companies he controls and should not pose a reputational risk - Also attached is an email from Chip Packard saying that he does not believe that there is any reputational risk in taking this client on. PCR Alert Al and #2: - Not our client. Our client is Jeffrey E Epstein and these alerts pertain to Jeffrey S Epstein. Please approve clearance Kind regards, Amanda Kirby Amanda Kirby Associate Deutsche Asset a Wealth Management 345 Park Avenue, 10154-0004 New York, NY, USA Secur t es o ere t roug Deutsche Bank Securities Inc. Forwarded by Amanda Kirby/db/dbcom on 06/12/2013 10:52 AM ----From: PWM BIS-Research/db/dbcom8DBAPAC EFTA01416761 To: cc: Date: Subject: 05/29/2013 11:43 AM Jeffrey Epstein RDC Alert,Jeffrey Epstein_PCR Alert (I] Classification: For internal use only Hi Amanda, Attached is an alert for the party mentioned above. Please note that clearance from compliance is required prior to KYC approval. Please follow the instructions below: Forward explanation of whether the alert pertains to your client directly to compliance. Receive confirmation from compliance that alert can be removed from the queue. Include copies of all responses along with your KYC. Jeffrey Epstein _RDC Alert Jeffrey Epstein _Jeffrey Epstein _RDC Alert.pdfJeffrey Epstein _RDC Aler l.pdf Chip approval pdfJeffrey Epstein _RDC Alertt..1.pdf Chip approval.pdf Jeffrey Epstein_PCR Alert Jeffrey Epstein_PCR Alert.pdfJeffrey Epstein _PCR Alert 2.pdfJeffrey Epstein_PCR Alert.l.pdf Thanks Ashish pdfJeffrey Epstein _PCR Alert 2.pdfJeffrey Epstein_PCR Alert.l.pdf EFTA01416762