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sd-10-EFTA01418993Dept. of JusticeOther

EFTA Document EFTA01418993

Subject: Re: Butterfly trust From: Richard Kahn Date: Fri, 30 Dec 201 • • - To: Cynthia Rodriguez Cc: Stewart Oldfield please review with stewart as i believe i provided this information to himthank you stewart - i am free after 11am to speak thanks Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New tel fax cel On Dec 30, 2016, at 8:31 AM, Cynthia Rodriguez wrote: > Hi Rich, Just following up on the below. Thanks! Kind regards, Cynthia Rodriguez <image00

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Subject: Re: Butterfly trust From: Richard Kahn Date: Fri, 30 Dec 201 • • - To: Cynthia Rodriguez Cc: Stewart Oldfield please review with stewart as i believe i provided this information to himthank you stewart - i am free after 11am to speak thanks Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New tel fax cel On Dec 30, 2016, at 8:31 AM, Cynthia Rodriguez wrote: > Hi Rich, Just following up on the below. Thanks! Kind regards, Cynthia Rodriguez <image00

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Subject: Re: Butterfly trust From: Richard Kahn Date: Fri, 30 Dec 201 - To: Cynthia Rodriguez Cc: Stewart Oldfield please review with stewart as i believe i provided this information to himthank you stewart - i am free after 11am to speak thanks Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New tel fax cel On Dec 30, 2016, at 8:31 AM, Cynthia Rodriguez wrote: > Hi Rich, Just following up on the below. Thanks! Kind regards, Cynthia Rodriguez <image001.png> Cynthia Rodriguez Assistant Vice President Deutsche Bank Trust Company Americas EFTA01418993 Deutsche Asset & Wealth Management 345 Park Avenue, 10154-0004 New York, NY, USA Tel. Fax Email From: Cynthia Rodriguez Sent: Monday, December 19, 2016 5:56 PM To: 'Richard Kahn' Subject: Butterfly trust Hi Rich, Hope all is well. Our compliance group is reviewing the recent update that was made to the beneficiaries of the Butterfly Trust, and they have a few questions regarding the trust: What is the purpose of this trust, as it is not cleared within the original trust agreement Based on the supporting documents provided, where in the trust agreement does it support the change of beneficiaries? Why are the beneficiaries changing? Please provide guidance on the above questions, and revert back at your leisure. Thank you in advance for your help. Kind regards, EFTA01418994 Cynthia Rodriguez <image001.png> Cynthia Rodriguez Assistant Vice President Deutsche Bank Trust Company Americas Deutsche Asset & Wealth Management 345 Park Avenue, 10154-0004 New York, NY, USA Tel. Fax Emai This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. EFTA01418995

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Subject: Re: Butterfly trust [C] From: Stewart Oldfield Date: Fri, 30 Dec 2016 10:25:12 -0500 To: Cynthia Rodriguez Classification: Confidential Yes. Let's start there. Stewart Oldfield, CFA, CAIA Director Deutsche Deutsche 345 Park Tel: Mobil Email Bank Trust Company Americas Bank Wealth Management Avenue. New York, NY 10154 lackberry Securities offered through Deutsche Bank Securities Inc. From: Cynthia Rodriguez Sent: Friday, December 30, 2016 10:00 AM To: Stewart Oldfiel

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Subject: RE: Butterfly trust [C] From: Cynthia Rodriguez Date: Fri, 30 Dec 2016 10:26:01 -0500 To: Stewart Oldfield ‹ > Sounds good. Enjoy the rest of your day 3 Kind regards, Cynthia Rodriguez fcid:image001.png@OlD0778D.2D49CDD01 Cynthia Rodriguez Assistant Vice President Deutsche Deutsche 345 Park Tel. Fax Emai Bank Trust Company Americas Asset & Wealth Management Avenue, 10154-0004 New York, NY, USA From: Stewart Oldfield Sent: Friday, December 30, 2016 10:25 AM To: Cynthi

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Subject: Re: Butterfly trust [C] From: Stewart Oldfield a> Date: Fri, 30 Dec 2016 10:26:05 -0500 To: Cynthia Rodriguez Classification: Confidential I will be driving at 11, should be able to call you around noon. Thanks. Stewart Oldfield, CFA, CAIA Director Deutsche Deutsche 345 Park Tel: Mobile: Email: Bank Trust Company Americas Bank Wealth Management Avenue, New York, NY 10154 blackberry Securities offered through Deutsche Bank Securities Inc. From: Richard Kahn [mailto:

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Subject: RE: AG Preferr From: Cynthia Rodriguez Date: Tue, 07 Feb 2017 11:19:27 -0500 To: Richard Kahn Cc: Stewart Oldfield Hi Rich, Hope all is well. Just following up. Thanks. Kind regards, Cynthia Rodriguez fcid:image001.png@OlD0778D.2D49CDD01 Cynthia Rodriguez Assistant Vice President Deutsche Deutsche 345 Park Tel. Fax Emai Bank Trust Company Americas Asset & Wealth Management Avenue, 10154-0004 New York, NY, USA From: Richard Kahn [mailto: Sent: Wednesday, February 01

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