EFTA Document EFTA01420813

Subject: Re: Enhanced Education [C] From: Richard Kahn < IMI > Date: Fri, 01 Feb 2019 11:35:29 -0500 To: Liam Osullivan Cc: Davide-A Sferrazza Jeanne Brennan Darren Indyke Martin Zeman Stewart Oldfield thank you Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 tel fax cell On Feb 1, 2019, at 11:34 AM, Liam Osullivan Classification: Confidential Rich and Darren, You sold the following: BMY 1000 Shares at 49.58802 DIS 685 Shares at 111.413 wrote: The trades settle on 02/05. After the proceeds + existing cash balance is withdrawn we will close the account. Thank you, Liam <image001.gif> Liam Osullivan Investments & Trading I Institutional Wealth Partners EFTA01420813 DB Securities Inc Deutsche Bank Wealth Management 345 Park Avenue, New York, NY 10154-0004, USA Tel. Mobile Email Visit us: http://deutschewealth.com. <image002.gif> Prepared on 02/01/2019 Source: Pershing NetX 360 Unofficial trade confirmations use information from sources that the firm believes to be reliable, but Deutsche Bank Securities Inc. cannot guarantee the accuracy of this information, or the reliability of these sources. Please refer to your official account statements and confirmations for all trade information IWP products and services are intended for and available only to sophisticated, experienced investors who qualify as "institutional accounts" under FINRA Rule 4512(c)(3), and are capable of evaluating the investment benefits and risks of, and exercising independent judgment in evaluating and determining whether to enter into, sophisticated trading strategies and financial transactions. Transactions are subject to relevant internal approvals of Deutsche Bank or its affiliates prior to execution, and no transaction, idea or opportunity discussed herein may be executed unless you are a client of Deutsche Bank and of the Institutional Wealth Partners group (IWP). Material herein regarding IWP products, investment ideas and solutions is for discussion purposes only. While brokerage services offered through the IWP Americas desk may include investment recommendations and brokerage advice, IWP does not provide investment management or investment advisory services, and private market opportunities and other products and services available through IWP are offered only on a non-advisory basis. This communication is confidential and personal to you, solely for your information and for discussion purposes only, and does not create any legally binding obligation. Reproduction or distribution of any material herein without our written consent is strictly forbidden. From: Richard Kahn [mailto: Sent: Friday, Februar 01, 2019 11:21 AM To: Liam Osullivan Cc: Davide-A Sferrazza a Darren Indyke ; Stewart Oldfield ; Jeanne Brennan ; Martin Zeman EFTA01420814 Subject: Re: Enhanced Education [C] Liam, can you please sell the remaining two positions in Enhanced Education and then close the account: Bristol Myers Squibb 1,400 shares Disney 685 shares please call darren on his cell phone for his approval thank you Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 tel fax cell On Jan 11, 2019, at 9:58 AM, Richard Kahn e > wrote: thank you Richard Kahn EFTA01420815 HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 tel fax cell On Jan 11, 2019, at 9:31 AM, Liam Osullivan a wrote: Classification: Confidential Richard / Darren, You sold 2,400 BMY at 47.50 from the Foundation account. Thank you, Liam Liam O'Sullivan AVP I Key Client Partners - US DB Securities Inc Deutsche Bank Wealth Management 345 Park Avenue, 10154-0004 New York, NY, USA Tel. Email Prepared on 01/11/2018 Source: Pershing NetX 360 Unofficial trade confirmations use information from sources that the firm believes to be reliable, but Deutsche Bank Securities Inc. cannot guarantee the accuracy of this information, or the reliability of these sources. Please refer to your official account statements and confirmations for all trade information. KCP products and services are intended for and available only to sophisticated, experienced investors who qualify as "institutional accounts" under FINRA Rule 4512(c)(3), and are capable of evaluating the investment benefits and risks of, and exercising independent judgment in evaluating and determining whether to enter into, sophisticated trading strategies and EFTA01420816 financial transactions. Transactions are subject to relevant internal approvals of Deutsche Bank or its affiliates prior to execution, and no transaction, idea or opportunity discussed herein may be executed unless you are a client of Deutsche Bank and of the Key Client Partners group (KCP). Material herein regarding KCP products, investment ideas and solutions is for discussion purposes only. While brokerage services offered through the KCP Americas desk may include investment recommendations and brokerage advice, KCP does not provide investment management or investment advisory services, and private market opportunities and other products and services available through KCP are offered only on a non-advisory basis. This communication is confidential and personal to you, solely for your information and for discussion purposes only, and does not create any legally binding obligation. Reproduction or distribution of any material herein without our written consent is strictly forbidden. Original Message From: Richard Kahn [mailto: Sent: Friday, January 11, 2019 9:19 AM To: Davide-A Sferrazza <I >; Liam Osullivan Cc: Jeanne Brennan Osullivan Subject: Enhanced Education ; Darren Indyke Please sell 2400 shares of BMY at the market thank you and please call darren to confirm Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 tel fax cell Liam This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. EFTA01420817 Please refer to https://db.com/disclosures for additional EU corporate and regulatory disclosures. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Please refer to https://db.com/disclosures for additional EU corporate and regulatory disclosures. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. EFTA01420818