EFTA Document EFTA01420881

Subject: RE: CIB Offboard C From: Ana Hunter Date: Mon, 15 Apr 20 To: Liam Osullivan < Stewart Oldfield Cc: Monica Gilkinson Thank you, apologies for the short turnaround. We just got a list of over 500 from CIB to be actioned today. Kind regards, {cid:image001.png@OlD4331E.58044FAO} Ana Hunter Deutsche Bank Wealth Management 5022 Gate Parkway, Suite 400, Jacksonville, FL 32256 - USA Tel.: Email: From: Liam Osullivan Sent: Monday, April 15, 2019 12:16 PM • a; Ana Hunter EFTA01420881 : M ni ilkin n Armen Brash u ject: : oard [C] Classification: Confidential There are no open trades. Thanks From: Stewart Oldfield Sent: Monday, A ril 15 2019 12:01 PM To: Ana Hunter Liam Osullivan - : Monica ilkins Armen Brash Subject: Re: CIB Offboard I think we closed out the last CIB trade they had, in which case we can off board. Liam - please confirm. Thanks Stewart Oldfield, CFA, CAIA Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management EFTA01420882 345 Park Avenue, New York, NY 10154 Tel. Mobile Email Securities offered through Deutsche Bank Securities Inc. On Apr 15, 2019, at 11:59 AM, Ana Hunter wrote: Hi — the below client ended up on the CIB offboard list. Client will be offboarded today unless you confirm we need to retain. Please confirm: SOUTHERN FINANCIAL, LLC Kind regards, <image001.png> Ana Hunter EFTA01420883 Deutsche Bank Wealth Management 5022 Gate Parkway, Suite 400, Jacksonville, FL 32256 - USA Tel.: Email: EFTA01420884