EFTA Document EFTA01420941

Subject: Re: Neptune LLC & Butterfly Trust - GCIS # 489505, 487264 & 486426, KYC # 2075620 [I] From: Stewart Oldfield Date: Tue, 16 Apr 2019 08:25:45 -0400 To: Vijay-A Sawan Cc: Mayur Rathod Bradley Gilli Natalie Barak Vinita Advani All closing. Thanks. Stewart Oldfield, CFA, CAIA Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue, New York, NY 10154 Tel. Mobil Email Securities offered through Deutsche Bank Securities Inc. On Apr 16, 2019, at 5:56 AM, Vijay-A Sawant wrote: > Classification: For internal use only Hello Stewart, Thank you for the confirmation. Just for our records, could you confirm that the following accounts (due for remediation later this year) from the SOUTHERN FINANCIAL RELATIONSHIP are closing as well? We will update our records accordingly, thanks in advance again. GCIS Customer Number KYC ID Full Legal Name EFTA01420941 483289 Epstein, Jeffrey E. 483882 Southern Financial LLC 483883 Southern Trust Company, Inc. 486423 Jeepers, Inc 486426 2075620 Butterfly Trust 486427 J. Epstein Virgin Islands Foundation, Inc 486428 The Haze Trust 487216 EFTA01420942 JEGE, LLC 487219 Plan D, LLC 487225 Hyperion Air, LLC 487264 2075620 Neptune, LLC 487265 NES, LLC 489505 2075620 499733 LSJE, LLC 550331 EFTA01420943 Zorro Management, LLC 550868 Prytanee, LLC Kind Regards, <image001.gif> Vijay Sawant KYC Case Representative Deutsche CIB Centre Private Limited - Deutsche Bank Group Wealth Management Bl, DB Centre Mumbai, Nirlon Knowledge Park, Western Express Highway Goregaon East, Mumbai - 400063 , India Tel. Mobil From: Stewart Oldfield Sent: Monday, April 1 2 PM To: Mayur Rathod Cc: Vijay-A Sawant ; Brac i Natalie Barak ; Vinita Advani Subject: Re: Neptune LLC & Butterfly Trust - GCIS # 489505, 48726 2075620 [I] These accounts (and all accounts under the southern financial relationship) are being exited. No need to do any of this work. Thanks. EFTA01420944 Stewart Oldfield, CFA, CAIA Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue, New York, NY 10154 Tel. Mobile Email Securities offered through Deutsche Bank Securities Inc. On Apr 15, 2019, at 9:46 AM, Mayur Rathod wrote: Classification: For internal use only Hi Stew, Good Morning!! I am completing the 2019 HR Periodic Review for the subject client. EFTA01420945 *** After reviewing all the available documents & previous KYC below is the drill down for all the three account holders. Please confirm if it is correct. - 489505 Joint Account Holder & Auth Signor Karyna Shuliak Joint Account Holder & Auth Signor Neptune LLC - 487264 Account Holder Jeffrey E. Epstein UBO, Sole Member of Neptune LLC & Auth Signor Harry Beller Auth Signor Darren K. Indyke Auth Signor Richard D. Kahn Manager of Neptune LLC Butterfly Trust - 486426 Account Holder Jeffrey E. Epstein EFTA01420946 Grantor of Butterfly Trust Harry Beller Trustee & Auth Signor Erika Kellerhals Trustee & Auth Signor Beneficiary of Butterfly Trust Beneficiary of Butterfly Trust Beneficiary of Butterfly Trust Beneficiary of Butterfly Trust Beneficiary of Butterfly Trust Beneficiary of Butterfly Trust Beneficiary of Butterfly Trust Beneficiary of Butterfly Trust EFTA01420947 Darren K. Indyke Beneficiary of Butterfly Trust Karyna Shuliak Beneficiary of Butterfly Trust Richard D. Kahn Beneficiary of Butterfly Trust Beneficiary of Butterfly Trust *** Below are the details required to complete the 2019 Periodic Review :- Please confirm if there are any material changes for all the three account holders KYC — will need client person name you confirmed this with and date. Could you please provide SOW verification (SOW description) for Karyna Shuliak. Also please confirm if she has dual citizenship — She has US Driver's License (attached) and we found an old Employment Authorization Card (also attached) which shows her Country of Birth as Belarus. Primary Decision Maker for all the three account holders. I've already launched the case (2075620) and will raise research once we get the no material changes confirmation. Please note depending on your responses, we may require additional details/- EFTA01420948 documents. Also would like to inform you that in coming days I'll be sending review email for other SOUTHERN FINANCIAL RELATIONSHIP accounts. Kindly assist with the above. Thanks is advance. Kind Regards, <image001.gif> Mayur Rathod KYC Case Representative Deutsche CIB Centre Private Limited Wealth Management Floor 1, Bl, DB Centre Mumbai Nirlon Knowledge Park, Western Express Highway, Goregaon East, Mumbai 400063, India Tel.: Email: <Karyna Shuliak ID.pdf> <Karyna Shuliak_Latest ID.pdf> EFTA01420949