EFTA Document EFTA01421047
Subject: Re: deposits From: Andrew Gallivan Date: Wed, 22 Feb 2017 17:47:18 -0500 To: Stewart Oldfield Cc: Cynthia Rodriguez Classification: For Internal Use Only Great work Stewart and Cynthia. Given the focus on deposits this is a very nice win From: Stewart Oldfield Sent: Wednesday, February 22, 2017 05:37 PM Eastern Standard Time To: Andrew Gallivan Cc: Cynthia Rodriguez Subject: deposits [I] Classification: For internal use only Epstein/Southern Financial sent me DBAG account
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Subject: Re: deposits From: Andrew Gallivan Date: Wed, 22 Feb 2017 17:47:18 -0500 To: Stewart Oldfield Cc: Cynthia Rodriguez Classification: For Internal Use Only Great work Stewart and Cynthia. Given the focus on deposits this is a very nice win From: Stewart Oldfield Sent: Wednesday, February 22, 2017 05:37 PM Eastern Standard Time To: Andrew Gallivan Cc: Cynthia Rodriguez Subject: deposits [I] Classification: For internal use only Epstein/Southern Financial sent me DBAG account
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From: Stewart Oldfield Sent: 2/22/2017 5:48:38 PM To: Andrew Gallivan CC: Cynthia Rodriguez Subject: RE: deposits [I] Classification: For illi01718i tae only So far, the check is in the mail . Will confirm when it actually gets here. Thanks From: Andrew Gallivan Sent: Wednesday, February 22, 2017 5:47 PM To: Stewart Oldfield Cc: Cynthia Rodriguez Subject: Re: deposits [I] Classification: For Internal Use Only Great work Stewart and Cynthia. Given the focus on deposits this is
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KYC Print Pagel of IS DB PWM GLOBAL KYC/NCA: PART A KYC Case # : 01790739 One sheet must be established Der relationshi • list all accounts included in the relationshi 1. Relationship Details Relabonship Name: SOUTHERN FINANCIAL RELATIONSHIP Bcokng Center. New York Relabonship Manager: Stewart Oilfield O New PWM Relationship 0 Exotog PINTI Relaticnship Relabonship to PWM: If existing, please indicate since when the relatiorship exists, provide reason for new profile and attach ol
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Subject: RE: deposits [I] From: Stewart Oldfield Date: Wed, 22 Feb 201.1.11 > To: Andrew Gallivan < Cc: Cynthia Rodriguez Classification: For internal use only So far, the check is in the mail . . . Will confirm when it actually gets here. Thanks From: Andrew Gallivan Sent: Wednesday, February 22, 2017 5:47 PM To: Stewart Oldfield Cc: Cynthia Rodriguez Subject: Re: deposits [I] Classification: For Internal Use Only Great work Stewart and Cynthia. Given the focus on deposits this is
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DOJ EFTA Data Set 10 document EFTA01282092
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From: Andrew Gallivan Sent: 2/22/2017 5:47:18 PM To: Stewart 0ldfield I CC: Cynthia Rodriguez Subject Re: deposits [I] Classification: For Internal Use Only Great work Stewart and Cynthia. Given the focus on deposits this is a very nice win From: Stewart Oldfield Sent: Wednesday, February 22, 2017 05:37 PM Eastern Standard Time To: Andrew Gallivan Cc: Cynthia Rodriguez Subject: deposits [I] Classification: For Internal use only Epstein/Southern Financial sent me DBAG account dot
EFTA Document EFTA01357116
Classification: For Internal use only Should be up to $125mm by the end of this week. $50mm more to come after that potentially. Thanks again. From: Patrick Campion Sent: Thursday, March 09, 2017 6:07 PM To: Stewart Oldfield; Andrew Gallivan Cc: Charlie Burrows; Arthur Tremblay; Cynthia Rodriguez; Fabrizio Campelli Subject: Re: deposit progress [I] Congratulations everyone! I know that you've been working hard to win these 75MM+ of new deposits into AG. Well done and thank you. Patrick
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