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sd-10-EFTA01421047Dept. of JusticeOther

EFTA Document EFTA01421047

Subject: Re: deposits From: Andrew Gallivan Date: Wed, 22 Feb 2017 17:47:18 -0500 To: Stewart Oldfield Cc: Cynthia Rodriguez Classification: For Internal Use Only Great work Stewart and Cynthia. Given the focus on deposits this is a very nice win From: Stewart Oldfield Sent: Wednesday, February 22, 2017 05:37 PM Eastern Standard Time To: Andrew Gallivan Cc: Cynthia Rodriguez Subject: deposits [I] Classification: For internal use only Epstein/Southern Financial sent me DBAG account

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sd-10-EFTA01421047
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Subject: Re: deposits From: Andrew Gallivan Date: Wed, 22 Feb 2017 17:47:18 -0500 To: Stewart Oldfield Cc: Cynthia Rodriguez Classification: For Internal Use Only Great work Stewart and Cynthia. Given the focus on deposits this is a very nice win From: Stewart Oldfield Sent: Wednesday, February 22, 2017 05:37 PM Eastern Standard Time To: Andrew Gallivan Cc: Cynthia Rodriguez Subject: deposits [I] Classification: For internal use only Epstein/Southern Financial sent me DBAG account

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Subject: Re: deposits From: Andrew Gallivan Date: Wed, 22 Feb 2017 17:47:18 -0500 To: Stewart Oldfield Cc: Cynthia Rodriguez Classification: For Internal Use Only Great work Stewart and Cynthia. Given the focus on deposits this is a very nice win From: Stewart Oldfield Sent: Wednesday, February 22, 2017 05:37 PM Eastern Standard Time To: Andrew Gallivan Cc: Cynthia Rodriguez Subject: deposits [I] Classification: For internal use only Epstein/Southern Financial sent me DBAG account docs last week and accounts will be open tmw. Should be able to get $50mm into AG over the next few days. Third Lake is opening DBAG accounts over the next couple of weeks and will start with $50mm across several of their entities. So hope to have $100mm of new AG deposits by the middle of March. Cynthia has been updating the tracker. Thanks Stewart Oldfield, CFA, CAIA Director Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue, New York, NY 10154 EFTA01421047 Tel. Mobil Email Securities offered through Deutsche Bank Securities Inc. EFTA01421048

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From: Andrew Gallivan Sent: 2/22/2017 5:47:18 PM To: Stewart 0ldfield I CC: Cynthia Rodriguez Subject Re: deposits [I] Classification: For Internal Use Only Great work Stewart and Cynthia. Given the focus on deposits this is a very nice win From: Stewart Oldfield Sent: Wednesday, February 22, 2017 05:37 PM Eastern Standard Time To: Andrew Gallivan Cc: Cynthia Rodriguez Subject: deposits [I] Classification: For Internal use only Epstein/Southern Financial sent me DBAG account dot

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Classification: For Internal use only Should be up to $125mm by the end of this week. $50mm more to come after that potentially. Thanks again. From: Patrick Campion Sent: Thursday, March 09, 2017 6:07 PM To: Stewart Oldfield; Andrew Gallivan Cc: Charlie Burrows; Arthur Tremblay; Cynthia Rodriguez; Fabrizio Campelli Subject: Re: deposit progress [I] Congratulations everyone! I know that you've been working hard to win these 75MM+ of new deposits into AG. Well done and thank you. Patrick

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