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sd-10-EFTA01421180Dept. of JusticeOther

EFTA Document EFTA01421180

Subject: Re: Gratitude From: Stewart Oldfield Date: Wed, 26 Sep 2018 09:36:20 -0400 To: Richard Kahn a> I think that's fine. Will confirm though. Thanks. Stewart Oldfield, CFA, CAIA Director Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue, New York, NY 10154 Securities offered through Deutsche Bank Securities Inc. On Sep 26, 2018, at 8:58 AM, Richard Kahn a wrote: mr epstein said that he would not be able to give guidance on how to proceed until

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Subject: Re: Gratitude From: Stewart Oldfield Date: Wed, 26 Sep 2018 09:36:20 -0400 To: Richard Kahn a> I think that's fine. Will confirm though. Thanks. Stewart Oldfield, CFA, CAIA Director Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue, New York, NY 10154 Securities offered through Deutsche Bank Securities Inc. On Sep 26, 2018, at 8:58 AM, Richard Kahn a wrote: mr epstein said that he would not be able to give guidance on how to proceed until

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EFTA Disclosure
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Subject: Re: Gratitude From: Stewart Oldfield Date: Wed, 26 Sep 2018 09:36:20 -0400 To: Richard Kahn a> I think that's fine. Will confirm though. Thanks. Stewart Oldfield, CFA, CAIA Director Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue, New York, NY 10154 Securities offered through Deutsche Bank Securities Inc. On Sep 26, 2018, at 8:58 AM, Richard Kahn a wrote: mr epstein said that he would not be able to give guidance on how to proceed until October please advise if ok.. thank you Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 On Sep 25, 2018, at 12:52 PM, Stewart Oldfield wrote: Did you come to any conclusions on this one? Thanks EFTA01421180 <image001.png> Stewart Oldfield, CFA, CAIA Director Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue, New York, NY 10154 Securities offered through Deutsche Bank Securities Inc. This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Please refer to https://db.com/disclosures for additional EU corporate and regulatory disclosures. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Please refer to https://db.com/disclosures for additional EU corporate and regulatory disclosures. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. EFTA01421181

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Subject: RE: Butterfly brokers e From: Stewart Oldfield Date: Tue, 25 Sep 2018 10:44:23 -0400 To: Coley Jellinghaus Cc: Bradley Gillin Yes. This a trust with several of Epstein's employees as beneficiaries, and him as grantor. He will have trading authority along with the trustee, but the assets are no longer his since the trust is irrevocable. So Zia felt we could not combine with his other assets to get to the KCP standard. Having said that, it's not clear to me that a client needs to

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Subject: RE: Butterfly brokers e From: Stewart Oldfield Date: Tue, 25 Sep 2018 16:01:33 -0400 To: Coley Jellinghaus Cc: Bradley Gillin I sent him account docs in the meantime. Those should be the same no matter where this ends up From: Coley Jellinghaus Sent: Tuesday, September 25, 2018 10:47 AM To: Stewart Oldfield ‹ > Cc: Bradley Gillin Subject: RE: Butterfly brokerage Ok I'm trying Zia, best experience for client would be same coverage. I'll be back. From: Stewart Oldfield Date

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Subject: FW: Gratitude From: Stewart Oldfield ‹ > Date: Thu, 25 Oct 2018 15:32:46 -0400 To: Liam Osullivan From: Richard Kahn [mailto: Sent: Thursday, October 25, 2018 3:20 PM To: Stewart Oldfield ‹ > Cc: Bradley Gillin <bradley.gillin@db.com>; Richard Iarossi Subject: Re: Gratitude ok please call when free tomorrow also what is status of butterfly brokerage? please advise thank you Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 EFTA01431327

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Subject: RE: Gratitude From: Stewart Oldfield Date: Fri, 26 Oct 2018 15:10:23 -0400 To: Richard Kahn Cc: Richard Iarossi <richard.iarossi@db.com> Ok, Monday it is. Will be late afternoon unless I can extract myself from an all day training. Enjoy the weekend. Thanks From: Richard Kahn [mailto: Sent: Friday, October 26, 2018 3:09 PM To: Stewart Oldfield Cc: Richard Iarossi Subject: Re: Gratitude 530pm on cell is best or monday thanks Richard Kahn HBRK Associates Inc. 575 Lexington

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Subject: Re: Southern Financial - Client Confirmation [C] From: Richard Kahn ‹ > Date: Thu, 29 Mar 2018 11:12:49 -0400 To: Xavier Avila Cc: Paul Barrett Martin Zeman Liam Osullivan Davide-A Sferrazza Nina Tona Stewart Oldfield attached info is correctthank you Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New tel fax cel On Mar 28, 2018, at 6:04 PM, Xavier Avila wrote: Richard, as discussed today, in order for the Southern Financial account in Global Marke

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Subject: RE: Gratitude From: Stewart Oldfield Date: Fri, 26 Oct 2018 15:05:11 -0400 To: Richard Kahn a> Cc: Richard Iarossi <richard.iarossi@db.com> I should free up at 4 or so. Will try you then. Thanks From: Richard Kahn [mailto: Sent: Thursday, October 25, 2018 3:20 PM To: Stewart Oldfield Cc: Bradley Gillin Subject: Re: Gratitude ok please call when free tomorrow ; Richard Iarossi also what is status of butterfly brokerage? please advise thank you Richard Kahn HBRK Associat

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