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sd-10-EFTA01421992Dept. of JusticeOther

EFTA Document EFTA01421992

Subject: RE: Enhanced Education [C] From: Liam Osullivan ‹ > Date: Fri, 11 Jan 2019 09:31:39 -0500 To: Richard Kahn Davide-A Sferrazza Cc: Jeanne Brennan Darren Indyke Martin Zeman Stewart Oldfield Classification: Confidential Richard / Darren, You sold 2,400 BMY at 47.50 from the Foundation account. Thank you, Liam Liam O'Sullivan AVP I Key Client Partners - US DB Securities Inc Deutsche Bank Wealth Management 345 Park Avenue, 10154-0004 New York, NY, USA Tel. Email Prepare

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Subject: RE: Enhanced Education [C] From: Liam Osullivan ‹ > Date: Fri, 11 Jan 2019 09:31:39 -0500 To: Richard Kahn Davide-A Sferrazza Cc: Jeanne Brennan Darren Indyke Martin Zeman Stewart Oldfield Classification: Confidential Richard / Darren, You sold 2,400 BMY at 47.50 from the Foundation account. Thank you, Liam Liam O'Sullivan AVP I Key Client Partners - US DB Securities Inc Deutsche Bank Wealth Management 345 Park Avenue, 10154-0004 New York, NY, USA Tel. Email Prepare

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Subject: RE: Enhanced Education [C] From: Liam Osullivan ‹ > Date: Fri, 11 Jan 2019 09:31:39 -0500 To: Richard Kahn Davide-A Sferrazza Cc: Jeanne Brennan Darren Indyke Martin Zeman Stewart Oldfield Classification: Confidential Richard / Darren, You sold 2,400 BMY at 47.50 from the Foundation account. Thank you, Liam Liam O'Sullivan AVP I Key Client Partners - US DB Securities Inc Deutsche Bank Wealth Management 345 Park Avenue, 10154-0004 New York, NY, USA Tel. Email Prepared on 01/11/2018 Source: Pershing NetX 360 Unofficial trade confirmations use information from sources that the firm believes to be reliable, but Deutsche Bank Securities Inc. cannot guarantee the accuracy of this information, or the reliability of these sources. Please refer to your official account statements and confirmations for all trade information. KCP products and services are intended for and available only to sophisticated, experienced investors who qualify as "institutional accounts" under FINRA Rule 4512(c)(3), and are capable of evaluating the investment benefits and risks of, and exercising independent judgment in evaluating and determining whether to enter into, sophisticated trading strategies and financial transactions. Transactions are subject to relevant internal approvals of Deutsche Bank or its affiliates prior to execution, and no transaction, idea or opportunity discussed herein may be executed unless you are a client of Deutsche Bank and of the Key Client Partners group (KCP). EFTA01421992 Material herein regarding KCP products, investment ideas and solutions is for discussion purposes only. While brokerage services offered through the KCP Americas desk may include investment recommendations and brokerage advice, KCP does not provide investment management or investment advisory services, and private market opportunities and other products and services available through KCP are offered only on a non-advisory basis. This communication is confidential and personal to you, solely for your information and for discussion purposes only, and does not create any legally binding obligation. Reproduction or distribution of any material herein without our written consent is strictly forbidden. Original Message From: Richard Kahn [mailto: Sent: Friday, January 11, 2019 9:19 AM To: Davide-A Sferrazza a; Liam Osullivan Cc: Jeanne Brennan Osullivan Subject: Enhanced Education ; Darren Indyke Please sell 2400 shares of BMY at the market thank you and please call darren to confirm Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 tel fax cell Liam EFTA01421993

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Related Documents (6)

Dept. of JusticeOtherUnknown

EFTA Document EFTA01420819

Subject: RE: Enhanced Education [C] From: Stewart Oldfield Date: Fri, 01 Feb 2019 11:36:27 -0500 To: Liam Osullivan ‹ > Classification: Confidential Which account is this? I didn't know we had one called enhanced education From: Liam Osullivan Sent: Friday, February 01, 2019 11:34 AM To: Richard Kahn Cc: Davide-A Sferrazza ›; Darren Indyke ; Stewart Oldfield Subject: RE: Enhanced Education [C] Classification: Confidential Rich and Darren, You sold the following: BMY 1000 Shares

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Subject: Re: Enhanced Education [C] From: Richard Kahn < IMI > Date: Fri, 01 Feb 2019 11:35:29 -0500 To: Liam Osullivan Cc: Davide-A Sferrazza Jeanne Brennan Darren Indyke Martin Zeman Stewart Oldfield thank you Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 tel fax cell On Feb 1, 2019, at 11:34 AM, Liam Osullivan Classification: Confidential Rich and Darren, You sold the following: BMY 1000 Shares at 49.58802 DIS 685 Shares at 111.413

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Subject: Haze Trust [C] From: Liam Osullivan Date: Tue, 19 Feb 2019 10:24:13 -0500 To: Richard Kahn Cc: Darren Indyke Jeanne Brennan Stewart Oldfield Martin Zeman Davide-A Sferrazza Classification: Confidential Good morning Rich, The haze trust received in $167,380.95 last week: 02/14/2019 $133,435.60 Wire from HSBC 02/15/2019 $33,945.35 C PRK Dividend There is $167,414.61 cash available. Thank you, Liam fhttps://brandportal.intranet.db.com/img/modules/logogrey.gifl Liam O'

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Subject: RE: Enhanced Education [C] From: Stewart Oldfield Date: Fri, 01 Feb To: Liam Osullivan Classification: Confidential Perfect. More progress being made. Thanks From: Liam Osullivan Sent: Friday, February 01, 2019 11:39 AM To: Stewart Oldfield ‹ > Subject: RE: Enhanced Education [C] Classification: Confidential 3 EPSTEIN VIRGIN ISLANDS FOUNDATION INC Darren said Enhanced Education is the trade name of the foundation. From: Stewart Oldfield Sent: Friday, Febr To: Liam Osull

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Subject: RE: Enhanced From: Liam Osullivan Date: Fri, 01 Feb 2019 11:34:02 -0500 To: Richard Kahn Cc: Davide-A Sferrazza <S>, Jeanne Brennan Darren Indyke Martin Zeman < Stewart Oldfie Classification: Confidential Rich and Darren, You sold the following: BMY 1000 Shares at 49.58802 DIS 685 Shares at 111.413 The trades settle on 02/05. After the proceeds + existing cash balance is withdrawn we will close the account. Thank you, Liam fhttps://brandportal.intranet.db.com/img/mod

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EFTA Document EFTA01426941

Subject: Re: Enhanced Education [C] From: Richard Kahn < IMI > Date: Fri, 01 Feb 2019 11:20:34 -0500 To: Liam Osullivan Cc: Davide-A Sferrazza Jeanne Brennan Darren Indyke Martin Zeman Stewart Oldfield Liam, can you please sell the remaining two positions in Enhanced Education and then close the account: Bristol Myers Squibb 1,400 shares Disney 685 shares please call darren on his cell phone for his approval thank you Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th F

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