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sd-10-EFTA01423494Dept. of JusticeOther

EFTA Document EFTA01423494

Subject: RE: AG Preferred Deposit Accounts From: Cynthia Rodriguez a> Date: Tue, 07 Feb 2017 16:43:15 -0500 To: Richard Kahn Cc: Stewart Oldfield No worries at all. Have a great week! Kind regards, Cynthia Rodriguez {cid:image001.png@OlD0778D.2D49CDD0} Cynthia Rodriguez Assistant Vice President Deutsche Deutsche 345 Park Tel. Fax Email Bank Trust Company Americas Asset & Wealth Management Avenue, 10154-0004 New York, NY, USA From: Richard Kahn [mailto: Sent: Tuesday, Februar

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sd-10-EFTA01423494
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Subject: RE: AG Preferred Deposit Accounts From: Cynthia Rodriguez a> Date: Tue, 07 Feb 2017 16:43:15 -0500 To: Richard Kahn Cc: Stewart Oldfield No worries at all. Have a great week! Kind regards, Cynthia Rodriguez {cid:image001.png@OlD0778D.2D49CDD0} Cynthia Rodriguez Assistant Vice President Deutsche Deutsche 345 Park Tel. Fax Email Bank Trust Company Americas Asset & Wealth Management Avenue, 10154-0004 New York, NY, USA From: Richard Kahn [mailto: Sent: Tuesday, Februar

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Subject: RE: AG Preferred Deposit Accounts From: Cynthia Rodriguez a> Date: Tue, 07 Feb 2017 16:43:15 -0500 To: Richard Kahn Cc: Stewart Oldfield No worries at all. Have a great week! Kind regards, Cynthia Rodriguez {cid:image001.png@OlD0778D.2D49CDD0} Cynthia Rodriguez Assistant Vice President Deutsche Deutsche 345 Park Tel. Fax Email Bank Trust Company Americas Asset & Wealth Management Avenue, 10154-0004 New York, NY, USA From: Richard Kahn [mailto: Sent: Tuesday, February 07, 2017 4:37 PM To: Cynthia Rodriguez Cc: Stewart Oldfield Subject: Re: AG Preferred Deposit Accounts darren is away so will have back next week thanks EFTA01423494 Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 tel fax cell On Feb 7, 2017, at 11:19 AM, Cynthia Rodriguez <II > wrote: Hi Rich, Hope all is well. Just following up. Thanks. Kind regards, Cynthia Rodriguez <image001.png> Cynthia Rodriguez Assistant Vice President Deutsche Bank Trust Company Americas EFTA01423495 Deutsche Asset & Wealth Management 345 Park Avenue, 10154-0004 New York, NY, USA Tel. Fax Email From: Richard Kahn [mailto: Sent: Wednesday, February 01, 2017 4:52 PM To: Cynthia Rodriguez Cc: Stewart Oldfield Subject: Re: AG Preferred Deposit Accounts thank you will have signed and send back by end of the week Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 tel fax cell EFTA01423496 On Feb 1, 2017, at 4:46 PM, Cynthia Rodriguez wrote: Hi Rich, Vahe reached out to us regarding your request to open AG Preferred Deposit Accounts for the following entities: The Haze Trust Southern Financial, LLC Southern Trust Company, Inc Attached are the account opening documents for each entity. Please feel free to reach out if you have any questions. Thanks. Kind regards, Cynthia Rodriguez <image001.png> Cynthia Rodriguez Assistant Vice President Deutsche Deutsche 345 Park Tel. Fax Email Bank Trust Company Americas Asset & Wealth Management Avenue, 10154-0004 New York, NY, USA EFTA01423497 This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. <MFPScan2017-02-01-164058.pdf><MFPScan2017-02-01-164038.pdf><MFPScan2017-02-0 1-164017.pdf> This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. EFTA01423498 This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. EFTA01423499

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Subject: RE: Inquiry Regarding HBRK ASSOCIATES, INC; From: Cynthia Rodriguez Date: Wed, 10 May 2017 10:36:33 -0400 To: Richard Kahn Cc: Stewart Oldfield > Hi Rich, Hope all is well. I am following up on the below email trail. Thank you so much for your cooperation. Kind regards, Cynthia Rodriguez fcid:image001.png@OlD0778D.2D49CDD01 Cynthia Rodriguez Assistant Vice President Deutsche Deutsche 345 Park Tel. Fax Email Bank Trust Company Americas Bank Wealth Management Avenue,

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Subject: RE: Southern Financial From: Cynthia Rodriguez a> Date: Tue, 07 Mar 2017 13:34:47 -0500 To: Jeanne Richard Kahn Cc: Stewart Oldfield Bella Klein Please see attached. Thanks! Kind regards, Cynthia Rodriguez {cid:image001.png@OlD0778D.2D49CDD0} Cynthia Rodriguez Assistant Vice President Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue, 24th Fl 10154-0004 New York, NY, USA From: Jeanne [mailto: Sent: Tuesday, March 07, 2017 1:33 PM To:

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Subject: RE: Southern Financial From: Cynthia Rodriguez a> Date: Tue, 07 Mar 2017 12:11:30 -0500 To: Richard Kahn Cc: Stewart Oldfield Jeanne Brennan Bella Klein Hi Rich, I don't see why we couldn't. We will monitor the accounts and have it turned off once it reaches $50mn. Thanks. Kind regards, Cynthia Rodriguez fcid:image001.png@OlD0778D.2D49CDD01 Cynthia Rodriguez Assistant Vice President Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue, 24

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Subject: Re: Plan d LLC From: Richard Kahn a> Date: Thu, 13 Apr 2017 15:17:35 -0400 To: Cynthia Rodriguez Cc: Bella Klein Stewart Oldfield advisory feesthank you Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 tel fax cell On Apr 13, 2017, at 2:28 PM, Cynthia Rodriguez a> wrote: > Hi Rich, Sorry to inconvenience you once more, but our audit team would like to know what kind of fees generated to $22mn? Would you be able to clarify? Kind regar

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Subject: RE: Southern Financial From: Cynthia Rodriguez a> Date: Thu, 09 Mar 2017 14:20:56 -0500 To: Richard Kahn Cc: Stewart Oldfield Jeanne Brennan Bella Klein Hi Rich, Please complete the addendum to terminate the service. Thanks. Kind regards, Cynthia Rodriguez {cid:image001.png@OlD0778D.2D49CDD0} Cynthia Rodriguez Assistant Vice President Deutsche Deutsche 345 Park Tel. Fax Email Bank Trust Company Americas Bank Wealth Management Avenue, 24th Fl 10154-0004 New York, NY

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Subject: RE: cash accounts 2 of 2 From: Cynthia Rodriguez a> Date: Tue, 21 Feb 2017 09:07:06 -0500 To: Richard Kahn , Stewart Oldfield Good Morning Rich, Hope you had a lovely weekend. I am working on opening the account for The Haze Trust. I will hold off on the other two accounts until Jeanne's signature is provided. Feel free to reach out anytime. Thanks. Kind regards, Cynthia Rodriguez {cid:image001.png@OlD0778D.2D49CDD0} Cynthia Rodriguez Assistant Vice President Deutsche Ban

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