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EFTA Document EFTA01423562EFTA Document EFTA01423570
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sd-10-EFTA01423566Dept. of JusticeOther

EFTA Document EFTA01423566

Subject: FW: SOUTHERN FINANCIAL RELATIONSHIP - KYC Case Comment [I] From: Armen Brash Date: Tue, 11 Jun 2019 10:00:17 -0400 To: Stewart Oldfield ‹ > Classification: For internal use only Do you know? Best, Armen {cid:80063086-E681-464A-83C1-C22D037DB24E@lan} Armen Brash Director Deutsche Bank Wealth Management Deutsche Bank Trust Company Americas 345 Park Avenue, New York, NY. 10154 Tel: Mobile: deutschewealth.com Securities offered through Deutsche Bank Securities Inc. EFTA014

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Dept. of Justice
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sd-10-EFTA01423566
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Subject: FW: SOUTHERN FINANCIAL RELATIONSHIP - KYC Case Comment [I] From: Armen Brash Date: Tue, 11 Jun 2019 10:00:17 -0400 To: Stewart Oldfield ‹ > Classification: For internal use only Do you know? Best, Armen {cid:80063086-E681-464A-83C1-C22D037DB24E@lan} Armen Brash Director Deutsche Bank Wealth Management Deutsche Bank Trust Company Americas 345 Park Avenue, New York, NY. 10154 Tel: Mobile: deutschewealth.com Securities offered through Deutsche Bank Securities Inc. EFTA014

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Subject: FW: SOUTHERN FINANCIAL RELATIONSHIP - KYC Case Comment [I] From: Armen Brash Date: Tue, 11 Jun 2019 10:00:17 -0400 To: Stewart Oldfield ‹ > Classification: For internal use only Do you know? Best, Armen {cid:80063086-E681-464A-83C1-C22D037DB24E@lan} Armen Brash Director Deutsche Bank Wealth Management Deutsche Bank Trust Company Americas 345 Park Avenue, New York, NY. 10154 Tel: Mobile: deutschewealth.com Securities offered through Deutsche Bank Securities Inc. EFTA01423566 From: Sylvia Escobar Sent: Monday, June 10, 2019 9:24 PM To: Armen Brash < Cc: Julie Cataudella ; Ana Hunter Subject: Re: SOUTHERN FINANCIAL RELATIONSHIP - KYC Case Comment Hi Armen, Do you when will be off-boarded? Regards, Sylvia Sent from my iPhone On Jun 10, 2019, at 7:16 PM, Armen Brash ‹ > wrote: This client is in the process of being offboarded. Best, Armen EFTA01423567 Armen Brash Director Deutsche Bank Wealth Management 345 Park Avenue, New York, NY, 10154 Tel. Mobile Email Sent from my iPhone On Jun 10, 2019, at 5:57 PM, Sylvia Escobar e > wrote: Hi Armen, Our understanding is that the Primary decision maker for the above resides in the US Virgin Islands and not in the EEA. If correct, could you please work with the KYC team to: 1. Add a case comment to KYC # 1946825 explaining that PDM does not reside in the EEA and EFTA01423568 2. Work with ABR/AFC to update EEA indicator to N/A and remove the EEA country Let me know if you have any questions. Regards, Sylvia <image001.png> Sylvia Escobar Vice President Deutsche Bank Securities Inc. Wealth Management-Americas 1 South Street, Baltimore, MD21202-3298 Tel: Mobile: Email: EFTA01423569

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