EFTA Document EFTA01424107

Subject: RE: [C] From: Darlene Zong Date: Tue, 18 Oct 2016 08:49:40 -0400 To: Richard Kahn Cc: Stewart Oldfield Daniel Sabba Classification: Confidential We should be able to work within yesterday's context. Once we have a firm order, we can work to get potentially better. From: Richard Kahn [mailto: Sent: Monday, October 17, 2016 5:35 PM To: Darlene Zong Cc: Stewart Oldfield; Daniel Sabba Subject: Re: [C] thank you can you please refresh tomorrow am and we will work some orders thank you Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 tel fax cell EFTA01424107 On Oct 17, 2016, at 10:54 AM, Darlene Zong e > wrote: Classification: Confidential Morning Rich, Hope you had a great weekend. Please find below the two way quotes this morning — Haze Trust Bank of America 8.125% Pfd 12/29/2049 05/10/11 3,000,000 CUSIP: 060505DT8 102.25 x 103.75 Southern Financial LLC Frontier Communications 8.5% 4/15/2020 7/6/15 3,000,000 EFTA01424108 CUSIP: 35906AAH1 105.875 x 107.375 Best, <image001.gif> Darlene Zong, CFA Key Client Partners I Deutsche Bank Securities, Inc 345 Park Avenue, 26th Floor, New York, NY, 10154 From: Richard Kahn [mailto: Sent: Friday, October 14, 2016 3:19 PM To: Darlene Zong Cc: Stewart Oldfield; Daniel Sabba; Vahe Stepanian Subject: Re: [C] ok lets revisit monday thanks EFTA01424109 Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 tel = fax cell On Oct 14, 2016, at 2:57 PM, Darlene Zong a wrote: Classification: Confidential Spreads are wide for Friday afternoon. Indicative levels below — Haze Trust Bank of America 8.125% Pfd 12/29/2049 05/10/11 3,000,000 CUSIP: 060505DT8 102 x 103.75 Southern Financial LLC EFTA01424110 Frontier Communications 8.5% 4/15/2020 7/6/15 3,000,000 CUSIP: 35906AAH1 105.75 x 107.50 Best, Darlene From: Richard Kahn [mailto: Sent: Friday, October 14, 2016 2:19 PM To: Vahe Stepanian Cc: Stewart Oldfield; Darlene Zong; Daniel Sabba Subject: Re: [C] can you please refresh quote thank you Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 tel fax cell EFTA01424111 On Oct 11, 2016, at 9:09 AM, Vahe Stepanian a wrote: Classification: Confidential Rich — two way markets are included below: Haze Trust Bank of America 8.125% Pfd 12/29/2049 05/10/11 3,000,000 CUSIP: 060505DT8 102 x 103.25 Southern Financial LLC Frontier Communications 8.5% 4/15/2020 7/6/15 3,000,000 CUSIP: 35906AAH1 107 x 108.1 EFTA01424112 Thank you, Vahe From: Richard Kahn [mailto: Sent: Friday, October 07, 2016 3:30 PM To: Vahe Stepanian; Daniel Sabba Cc: Stewart Oldfield Subject: can you please obtain bid ask to sell these bonds tuesday morning thank you and have a nice weekend Haze Trust Bank of America 8.125% Pfd 12/29/2049 05/10/11 3,000,000 Southern Financial LLC Frontier Communications 8.5% 4/15/2020 7/6/15 3,000,000 EFTA01424113 Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 tel fax cell This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. This communication may contain confidential and/or privileged information. EFTA01424114 If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. EFTA01424115