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sd-10-EFTA01424166Dept. of JusticeOther

EFTA Document EFTA01424166

Subject: RE: Pipeline updates [I] From: Stewart Oldfield Date: Wed, 05 Apr 2017 13:30:39 -0400 To: Daniel Eisenberg Cc: Bradley Gillin Cynthia Rodriguez Classification: For internal use only On it. Thanks From: Daniel Eisenberg Sent: Wednesday, April 05, 2017 11:59 AM To: Stewart Oldfield Subject: Pipeline updates [I] Classification: For internal use only Stewart, The opportunities below have 01 closing dates — can you please update the closing dates asap as it is throwing off our

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sd-10-EFTA01424166
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Subject: RE: Pipeline updates [I] From: Stewart Oldfield Date: Wed, 05 Apr 2017 13:30:39 -0400 To: Daniel Eisenberg Cc: Bradley Gillin Cynthia Rodriguez Classification: For internal use only On it. Thanks From: Daniel Eisenberg Sent: Wednesday, April 05, 2017 11:59 AM To: Stewart Oldfield Subject: Pipeline updates [I] Classification: For internal use only Stewart, The opportunities below have 01 closing dates — can you please update the closing dates asap as it is throwing off our

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Subject: RE: Pipeline updates [I] From: Stewart Oldfield Date: Wed, 05 Apr 2017 13:30:39 -0400 To: Daniel Eisenberg Cc: Bradley Gillin Cynthia Rodriguez Classification: For internal use only On it. Thanks From: Daniel Eisenberg Sent: Wednesday, April 05, 2017 11:59 AM To: Stewart Oldfield Subject: Pipeline updates [I] Classification: For internal use only Stewart, The opportunities below have 01 closing dates — can you please update the closing dates asap as it is throwing off our monthly reporting. Thank you for your prompt attention to this. Dan Opportunity ID GCIS Customer Number Industry Group EFTA01424166 Customer Owner Opportunity Name Relationship Customer Name Type Close Date Stage Probability (%) Product Name Product Description 0063200001krq5f 00000483882 Financial Sponsors Stewart Oldfield Deposits SOUTHERN FINANCIAL RELATIONSHIP Southern Financial LLC New Product - Existing Client 3/31/2017 Proposal 50 Private Wealth Premium Checking w/Interest 0063200001oRCP1 00000483882 EFTA01424167 Financial Sponsors Stewart Oldfield DOJ Deposit Recapture UPDATE SOUTHERN FINANCIAL RELATIONSHIP Southern Financial LLC Notional 2/28/2017 Business Committed-Not Funded 90 DB AG NY Preferred Banking Account 0063200001pliq2 00000495598 Media & Telecom Stewart Oldfield UPDATE: DOJ Deposit Recapture THIRD LAKE CAPITAL RELATIONSHIP Wanek, Todd R. Notional 3/10/2017 Business Committed-Not Funded 50 DB AG NY Preferred Certificate of Deposit 0063200001kLFKq 00000490445 Stewart Oldfield EFTA01424168 cash management ELYSIUM MANAGEMENT RELATIONSHIP Elysium Management New Product - New Client 3/31/2017 Proposal 50 U.S. IA - RCM 0063200001krg4l 00000490358 Media & Telecom Stewart Oldfield KCP Private Markets THIRD LAKE CAPITAL RELATIONSHIP Third Lake Capital New Product - New Client 3/31/2017 Proposal 50 Private Equity Funds 0063200001oPRL5 00000490358 Media & Telecom Stewart Oldfield EFTA01424169 KCP Private Markets THIRD LAKE CAPITAL RELATIONSHIP Third Lake Capital New Product - New Client 3/31/2017 Proposal 75 Private Wealth Premium Checking Kind regards, Daniel Eisenberg {https://brandportal.intranet.db.com/img/modules/logo.gif} Daniel Eisenberg Deutsche Bank Trust Company Americas WM Americas 345 Park Avenue, Tel. Fax Mobile Email 10154-0004 New York, NY, USA Securities offered through Deutsche Bank Securities Inc. EFTA01424170

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Related Documents (6)

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Subject: New Acct Funding From: Cynthia Rodriguez < M> Date: Thu, 23 Feb 2017 17:17:19 -0500 To: Bella Klein Cc: Stewart Oldfield Bradley Gillin Hi Bella, In my absence tomorrow, please reach out to my colleague Bradley Gillin, hereby cc'd, if you run into any issues funding the new accounts. Have a wonderful evening! Kind regards, Cynthia Rodriguez fcid:image001.png@OlD0778D.2D49CDD01 Cynthia Rodriguez Assistant Vice President Deutsche Deutsche 345 Park Tel. Fax Email Bank

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Subject: RE: EMS/130218652338: Check referrals: From: Cynthia Rodriguez Date: Tue, 13 Feb 2018 0 To: sigver dbgps Stewart Oldfield Cc: Muhammod J Uddin Joy E Mitchell Teresa Metallo Lisa-M Ramos Uplabdhi Singh Shreyas-S A te Vinay Hemant Kumar-Sharma Bradley Gillin William-M Finn Classification: For internal use only Okay to post Kind regards, Cynthia Rodriguez fcid:image001.png@OlD0778D.2D49CDD01 Cynthia Rodriguez Assistant Vice President Deutsche Bank Trust Company Ameri

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From: Cynthia Rodriguez Sent: 6/27/2017 10• To: sigver dbgps CC: Stewart Oldfield Mitchell l; Teresa Metallo Julian J Leff -l; Kavish Sharma I; Bradley Gillin Subject: RE: EMS/270617970591: Check Referral - Acct Okay to post Kind regards, Cynthia Rodriguez Cynthia Rodriguez Assistant Vice President Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue. 24th Fl 10154-0004 New York. NY, USA Lisa-M Ramos ; Uplabdhi Singh ; William-M Finn ; Jo

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Subject: Re: Debit card From: Stewart Oldfield Date: Fri, 22 Dec 2017 10:25:27 -0500 To: Richard Kahn ffi > I figured given you took $3k on your card. Cynthia is fixing. I think we can get daily limit to $12k. Stewart Oldfield, CFA, CAIA Director Deutsche Deutsche 345 Park Tel. Mobile Email Bank Trust Company Americas Bank Wealth Management Avenue, New York, NY 10154 Securities offered through Deutsche Bank Securities Inc. On Dec 22, 2017, at 10:18 AM, Richard Kahn ffi wrote:

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Subject: FW: Epstein/Southern Financial From: Vahe Stepanian ‹ > Date: Fri, 20 Jan 2017 15:30:33 -0500 To: Stewart Oldfield ‹ > Stew — did this ever happen? Probably worth revisiting. Have a great weekend. Best, Vahe From: Stewart Oldfield Sent: Thursday, January 05, 2017 12:36 PM To: Charlie Burrows Cc: Bradley Gillin; Cynthia Rodriguez; Vahe Stepanian Subject: Epstein/Southern Financial Let's discuss what to show these guys to get them to move cash to the most efficient place for

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Subject: RE: Account Plannin sessions [C] [I] From: Stewart Oldfield Date: Mon, 08 Jan 2018 12:34:50 -0500 To: Cynthia Rodriguez Bradle Gillin Bcc: From: Cynthia Rodriguez Sent: Monday, January 08, 2018 12:05 PM To: Stewart Oldfield Subject: RE: Account Planning sessions [C] [I] Classification: For internal use only Hi, Bradley Gillin Attached are the final two. Please give them your blessing or make whatever changes needed and I will send it all to Samantha. I have saved the ones

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