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sd-10-EFTA01424229Dept. of JusticeOther

EFTA Document EFTA01424229

Subject: RE: Approval Required on $23mn Wire [I] From: Matthew Schaefer la Date: Tue, 22 Nov 2016 15:00:17 -0500 To: Cynthia Rodriguez PWM SPG Cc: Stewart Oldfield Classification: For internal use only Hi Cynthia, Please send me the client's signature card. Kind regards, Matthew Schaefer fhttps://brandportal.intranet.db.com/img/modules/logo.gifl Matthew Schaefer Regulatory Analyst I Supervisory Principals Group Deutsche Bank Securities Inc. Deutsche Bank Wealth Managment 5022 Gat

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sd-10-EFTA01424229
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Subject: RE: Approval Required on $23mn Wire [I] From: Matthew Schaefer la Date: Tue, 22 Nov 2016 15:00:17 -0500 To: Cynthia Rodriguez PWM SPG Cc: Stewart Oldfield Classification: For internal use only Hi Cynthia, Please send me the client's signature card. Kind regards, Matthew Schaefer fhttps://brandportal.intranet.db.com/img/modules/logo.gifl Matthew Schaefer Regulatory Analyst I Supervisory Principals Group Deutsche Bank Securities Inc. Deutsche Bank Wealth Managment 5022 Gat

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Subject: RE: Approval Required on $23mn Wire [I] From: Matthew Schaefer la Date: Tue, 22 Nov 2016 15:00:17 -0500 To: Cynthia Rodriguez PWM SPG Cc: Stewart Oldfield Classification: For internal use only Hi Cynthia, Please send me the client's signature card. Kind regards, Matthew Schaefer fhttps://brandportal.intranet.db.com/img/modules/logo.gifl Matthew Schaefer Regulatory Analyst I Supervisory Principals Group Deutsche Bank Securities Inc. Deutsche Bank Wealth Managment 5022 Gate Parkway, Suite 400, 32256 Jacksonville, USA Mail Sto : JCK01-0231 Tel. Mobile Email From: Cynthia Rodriguez [mailto: Sent: Tuesda , November 22, 2016 2:27 PM To: PWM SPG Cc: Stewart Oldfield e > Subject: Approval Required on $23mn Wire Importance: High EFTA01424229 Hello, Our client, Southern Trust Company, would like to internally transfer $23mn into their brokerage account under the name of The Haze Trust. Please see attached letter of instruction. The callback was made to the phone number on file, and confirmed by Darren Indyke who is the signatory on the account. Please provide approval to process this wire today. Thank you. Kind regards, Cynthia Rodriguez fcid:image001.png@OlD0778D.2D49CDD01 Cynthia Rodriguez Assistant Vice President Deutsche Bank Trust Company Americas Deutsche Asset & Wealth Management 345 Park Avenue, 10154-0004 New York, NY, USA Tel. Fax Email This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. EFTA01424230 EFTA01424231

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Related Documents (6)

Dept. of JusticeOtherUnknown

EFTA Document EFTA01416394

Subject: RE: Approval Required on $23mn Wire [I] From: Matthew Schaefer la Date: Tue, 22 Nov 2016 15:36:41 -0500 To: Cynthia Rodriguez PWM SPG Cc: Stewart Oldfield Classification: For internal use only BSO approval granted. Client is transferring funds between related accounts. Client produced formal written request and receiving account was verified to be under the hierarchy of the Southern Financial relationship. FIRM policy was followed, callback was performed, authorized POA verifi

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EFTA Document EFTA01421473

Subject: RE: Approval Required on $23mn Wire From: Cynthia Rodriguez Date: Tue, 22 Nov 2016 15:22:41 -0500 To: Matthew Schaefer PWM SPG Cc: Stewart Oldfield ‹ > Here you go! Kind regards, Cynthia Rodriguez {cid:image001.png@OlD0778D.2D49CDD0} Cynthia Rodriguez Assistant Vice President Deutsche Bank Trust Company Americas Deutsche Asset & Wealth Management 345 Park Avenue, 10154-0004 New York, NY, USA From: Matthew Schaefer Sent: Tuesday, November 22 2016 3:22 PM To: Cynthia Rodr

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Dept. of JusticeOtherUnknown

EFTA Document EFTA01414826

Subject: RE: Approval Required on $23mn Wire [I] From: Cynthia Rodriguez Date: Tue, 22 Nov 2016 15:11:01 -0500 To: Matthew Schaefer bsoexceptions@list.db.com, PWM SPG Cc: Stewart Oldfield Hi Matthew, For some reason, the updated signature card is not in the repository. Attached is the POA on file for this company. The corporate resolution can also be found in approved KYC case 01195100. Please let me know if you need anything else for this. Kind regards, Cynthia Rodriguez fcid:imag

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Dept. of JusticeOtherUnknown

EFTA Document EFTA01431221

Subject: RE: Approval Re uired on 23mn Wire I From: Matthew Schaefer Date: Tue, 22 Nov 2016 15:22:03 -0500 To: Cynthia Rodriguez , P Cc: SI;ISalprG-t AT IMMI > ie Classification: For internal use only Sorry Cynthia, but it doesn't look like the POA was attached. If you could please resend with the POA. Thank you. Kind regards, Matthew Schaefer {https://brandportal.intranet.db.com/img/modules/logo.gif} Matthew Schaefer Regulatory Analyst I Supervisory Principals Group Deutsche Bank

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Dept. of JusticeOtherUnknown

EFTA Document EFTA01438140

Subject: Re: Butterf From: Richard Kahn Date: Mon, 09 Jan 2017 12:42:33 -0500 To: Cynthia Rodriguez Cc: Stewart Oldfield thank you for follow upwill have info by end of the week Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York NY 10022 tel fax cell On Jan 3, 2017, at 4:50 PM, Cynthia Rodriguez < > wrote: > Hi Rich, Hope you had a wonderful holiday season! I just want to confirm that this is the most up to date list of beneficiaries for the Butterfly Trus

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Dept. of JusticeOtherUnknown

EFTA Document EFTA01437557

Subject: Re: [C] From: bellaklein Date: Tue, 06 Sep 2016 10:01:57 -0400 To: Cynthia Rodriguez Cc: Vahe Stepanian Stewart Oldfield Gbenga Omosuyi < Darren Indyke Richard Kahn ok Thank you, Bella Tel: 212-971-1307 On Sep 6, 2016, at 9:56 AM, Cynthia Rodriguez wrote: All, The funds were returned this morning. Please submit another wire using the correct instructions. Feel free to reach out if you have any questions Thanks. Kind regards, Cynthia Rodriguez <image001.png> Cynthia

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