EFTA Document EFTA01424673

Subject: RE: Southern Financial [I] From: Jj Litchford <fl Date: Tue, 27 Oct 2015 15:30:59 -0400 To: Ariane Dwyer Cc: Stewart Oldfield Paul Morris < Vahe Stepanian Daniel Sabba Classification: For internal use only Thanks Ari, will circle back if we have any questions {cid:image001.gif@OlD02B3A.F8AC3FC0} JJ Litchford Associate Banker Deutsche Bank Trust Company Americas Deutsche Asset & Wealth Management 345 Park Avenue, 24th Floor New York, New York 10154 Tel. Mobile Email {cid:image002.gif@OlD02B3A.F8AC3FC0} From: Ariane Dwyer Sent: Tuesday, October 27, 2015 3:12 PM To: Jj Litchford Cc: Stewart Oldfield; Paul Morris; Vahe Stepanian; Daniel Sabba Subject: RE: Southern Financial [I] Classification: For internal use only Hi 33, EFTA01424673 Here are the large wires YTD. Best, Ari From: Paul Morris Sent: Thursday, October 22, 2015 5:06 PM To: Jj Litchford; Ariane Dwyer; Vahe Stepanian Cc: Stewart Oldfield Subject: RE: Southern Financial [I] Thanks for the help, we need to make sure going forward that we are cc'd on any significant wires going out of brokerage. Thanks Original Message From: Jj Litchford Sent: Thursday, October 22, 2015 04:46 PM Eastern Standard Time To: Ariane Dwyer; Vahe Stepanian Cc: Paul Morris; Stewart Oldfield Subject: Southern Financial [I] Classification: For internal use only Hi Ari/ Vahe-- Thanks for your help today, we need to expand on the questions we had earlier. 1) We need to know the account balances for each of the Southern Financial Relationship brokerage accounts on 12/31/2014 as well as the current balances. Unfortunately, we don't have system visibility into brokerage accounts anymore. 2) For outflows, we need a better understanding of where large ($1MM+) wires were and are going. Is there a way to pull all wires over $1MM and where they were sent? More concerned with anything leaving the DB umbrella. EFTA01424674 Thanks in advance. I realize #2 will likely take some leg work... we are most concerned presently with #1. 33 fcid:image001.gif@OlD02B3A.F8AC3FC01 33 Litchford Associate Banker Deutsche Bank Trust Company Americas Deutsche Asset & Wealth Management 345 Park Avenue, 24th Floor New York, New York 10154 Tel. Mobile Email {cid:image002.gif@OlD02B3A.F8AC3FC0} EFTA01424675