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sd-10-EFTA01424735Dept. of JusticeOther

EFTA Document EFTA01424735

Subject: Re: Vijay, can you talk Friday mornin ? From: Stewart Oldfield Date: Thu, 30 Aug 2018 08:04:57 -0400 To: Vijay-A Sawant Cc: Richard Iarossi < Mayur Rathod We are also trying to open a new brokerage account for Butterfly Trust. So need to get that KYC review cleared ASAP as well. Thanks Stewart Oldfield, CFA, CAIA Director Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue, New York, NY 10154 Tel. Mobil Email Securities offered through De

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Subject: Re: Vijay, can you talk Friday mornin ? From: Stewart Oldfield Date: Thu, 30 Aug 2018 08:04:57 -0400 To: Vijay-A Sawant Cc: Richard Iarossi < Mayur Rathod We are also trying to open a new brokerage account for Butterfly Trust. So need to get that KYC review cleared ASAP as well. Thanks Stewart Oldfield, CFA, CAIA Director Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue, New York, NY 10154 Tel. Mobil Email Securities offered through De

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Subject: Re: Vijay, can you talk Friday mornin ? From: Stewart Oldfield Date: Thu, 30 Aug 2018 08:04:57 -0400 To: Vijay-A Sawant Cc: Richard Iarossi < Mayur Rathod We are also trying to open a new brokerage account for Butterfly Trust. So need to get that KYC review cleared ASAP as well. Thanks Stewart Oldfield, CFA, CAIA Director Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue, New York, NY 10154 Tel. Mobil Email Securities offered through Deutsche Bank Securities Inc. On Aug 30, 2018, at 7:54 AM, Vijay-A Sawant a wrote: > Hi Stew, Understood, I have forwarded the CDD form to my colleague Mayur who is working on this case. We will send out update email confirming submission or if anything other issues, thanks. Kind Regards, <image001.gif> Vijay Sawant KYC Case Representative EFTA01424735 Deutsche CIB Centre Private Limited - Deutsche Bank Group Wealth Management B1, DB Centre Mumbai, Nirlon Knowledge Park, Western Express Highway Goregaon East, Mumbai - 400063 , India Tel. Mobi From: Stewart Oldfield Sent: Thursday, August 30, 2018 5:16 PM To: Vijay-A Sawant <vijay-a.sawant@db.com> Cc: Richard Iarossi <richard.iarossi@db.com> Subject: Re: Vijay, can you talk Friday morning? Thanks fine. In the meantime, please try to clear the gratitude America account so we can open the new one. Stewart Oldfield, CFA, CAIA Director Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue, New York, NY 10154 Tel Mobil Email EFTA01424736 Securities offered through Deutsche Bank Securities Inc. On Aug 30, 2018, at 7:40 AM, Vijay-A Sawant > wrote: Hi Stewart, Welcome back!! I am actually having a call with Terri today to discuss her accounts today. I am anticipating our entire evening will go in this call today. I would prefer we have a chat tomorrow, Friday the 31st Aug. Is that ok? I will be in till late on Friday. Kind Regards, <image002.gif> Vijay Sawant KYC Case Representative Deutsche CIB Centre Private Limited Deutsche Bank Group Wealth Management B1, DB Centre Mumbai, Nirlon Knowledge Park, Western Express Highway Goregaon East, Mumbai - 400063 , India Tel Mob From: Stewart Oldfield EFTA01424737 Sent: Wednesday, August 29, 2018 10:26 PM To: Vijay-A Sawant Cc: Richard Iarossin Subject: RE: Vijay, can you talk Friday morning? Or tmw morning before 9:30am? Thanks From: Stewart Oldfield Sent: Wednesday, August 29, 2018 11:46 AM To: Vijay-A Sawant Cc: Richard Iarossi Subject: Vijay, can you talk Friday morning? I'm just back from holiday and want to make sure I have the latest list of things to do for the outstanding KYCs. Would like to clear as many as possible next week if we can. Hope all is well. Thanks <image003.png> Stewart Oldfield, CFA, CAIA Director Deutsche Deutsche 345 Park Tel. Mobi Email ■ Bank Trust Company Americas Bank Wealth Management Avenue, New York, NY 10154 EFTA01424738 Securities offered through Deutsche Bank Securities Inc. EFTA01424739

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Subject: just tried you. I'm at my desk but have a 9am call From: Stewart Oldfield Date: Fri, 07 Sep 2018 08:41:41 -0400 To: Vijay-A Sawant From: Vijay-A Sawant Sent: Friday, September 07, 2018 8:18 AM To: Stewart Oldfield Subject: RE: Assistance Required in solving rejection points on KYC Case#01946825 [I] Sure thing Stewart!! Feel free to call when you come in. I should be in the offices till 9:30am your time. Regards, {cid:1 =C7BBF707DF9804F18f9e8a93df9386909@db.com} Vijay Sawan

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