EFTA Document EFTA01424756

Subject: RE: Gratitude From: Stewart Oldfield Date: Fri, 26 Oct 2018 15:05:11 -0400 To: Richard Kahn a> Cc: Richard Iarossi <richard.iarossi@db.com> I should free up at 4 or so. Will try you then. Thanks From: Richard Kahn [mailto: Sent: Thursday, October 25, 2018 3:20 PM To: Stewart Oldfield Cc: Bradley Gillin Subject: Re: Gratitude ok please call when free tomorrow ; Richard Iarossi also what is status of butterfly brokerage? please advise thank you Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York NY 10022 tel fax cel EFTA01424756 On Oct 25, 2018, at 12:38 PM, Stewart Oldfield wrote: Rich, I'm compiling a list of remaining items that we need to finish all of the annual KYC reviews for your accounts other than Gratitude. We should be able to resolve those few things with a quick call tmw. For Gratitude, we need to make a decision next week whether to KYC the BV70 entity or plan to close the account. Let's discuss that tmw as well if possible. Thanks From: Richard Kahn [mailto: Sent: Friday, September 28, 2018 4:05 PM To: Stewart Oldfield <= > Subject: Re: Gratitude EFTA01424757 ok thank you Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 tel fax cel On Sep 27, 2018, at 3:02 PM, Stewart Oldfield ‹ > wrote: I'm out next week. Let's connect and talk about timing when I'm back. Thanks From: Richard Kahn [mailto: Sent: Wednesday, September 26, 2018 8:58 AM To: Stewart Oldfield ‹ > EFTA01424758 Subject: Re: Gratitude mr epstein said that he would not be able to give guidance on how to proceed until October please advise if ok.. thank you Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 tel fax cel EFTA01424759 On Sep 25, 2018, at 12:52 PM, Stewart Oldfield <a> wrote: Did you come to any conclusions on this one? Thanks <image001.png> Stewart Oldfield, CFA, CAIA Director Deutsche Deutsche 345 Park Tel. ■ Mobi Email ■ Bank Trust Company Americas Bank Wealth Management Avenue, New York, NY 10154 Securities offered through Deutsche Bank Securities Inc. This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication EFTA01424760 in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Please refer to https://db.com/disclosures for additional EU corporate and regulatory disclosures. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Please refer to https://db.com/disclosures for additional EU corporate and regulatory disclosures. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Please refer to https://db.com/disclosures for additional EU corporate and regulatory disclosures. EFTA01424761 Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Please refer to https://db.com/disclosures for additional EU corporate and regulatory disclosures. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. EFTA01424762