EFTA Document EFTA01425098
Subject: Re: Butterfly brokers e From: Richard Kahn Date: Tue, 25 Sep 2018 11:40:23 -0400 To: Stewart Oldfield ‹ > ok thank you Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New 2 tel fax cel On Sep 25, 2018, at 11:38 AM, Stewart Oldfield wrote: I still need to get you account docs. Have been dealing with some back and forth to get the right coverage set up here, but that doesn't really affect the documentation at this stage Let me get that to you this aftern
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Subject: Re: Butterfly brokers e From: Richard Kahn Date: Tue, 25 Sep 2018 11:40:23 -0400 To: Stewart Oldfield ‹ > ok thank you Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New 2 tel fax cel On Sep 25, 2018, at 11:38 AM, Stewart Oldfield wrote: I still need to get you account docs. Have been dealing with some back and forth to get the right coverage set up here, but that doesn't really affect the documentation at this stage Let me get that to you this aftern
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From: Richard Kahn Sent: 11/12/2018 12:43:50 PM To: Stewart oldfield Subject: Re: Alan can't meet Tuesday (tmw). How's Wed/Thu? Not sure. Let's circle back next week. Richard Kahn HBRK Associates Inc. 575 Lexington Avenue, 4th Floor New York, NY 10022 On Nov 12, 2018, at 12:00 PM, Stewart Oldfield c wrote: It doesn't unfortunately. When is he here next? From: Richard Kahn Sent: Monday, November 12, 2018 11:59 AM To: Stewart Oldfield Subject: Re: Alan can't meet Tuesday (tmw).
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Subject: RE: trading meetin [C] From: Vahe Stepanian Date: Mon, 28 Aug 2017 13:28:29 -0400 To: Richard Kahn Cc: Stewart Oldfiel Liam Osullivan Classification: Confidential Thank you 3 No problem, will send if ready otherwise will make sure a member of the team gets those over to you. Best, Vahe From: Richard Kahn [mailto: Sent: Monday, August 28, 2017 1:02 PM To: Vahe Stepanian Subject: Re: trading meeting [C] ; Liam Osullivan ok enjoy your time off can you also send aug 31 st
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Subject: RE: Jeepers transfer [C] From: Paul Morris ‹ > Date: Tue, 05 Apr 2016 09:51:32 -0400 To: Stewart Oldfield Vahe Stepanian Cc: Melinda Roy Melinda is out today back tomorrow I'll come back to you shortly Original Message From: Stewart Oldfield Sent: Tuesday, April 05, 2016 09:29 AM Eastern Standard Time To: Vahe Stepanian; Paul Morris Cc: Melinda Roy Subject: Re: Jeepers transfer [C] >Classification: Confidential Melinda can help with this one. Thanks Stewart Oldfield, C
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KYC Print Page 1 of 27 DB PWM GLOBAL KYC/NCA: PART A P2 KYC Case # : 01977694 One sheet must be established per relationship - list all accounts included in the relationshi I. Relationship Details Relationship Name: SOUTHERN FINANCIAL RELATIONSHIP:00000483290 Booking Center: New York Relationship Manager: Stewart Oldfield Li New PWM Relationship [el Existing PWM Relationship Relationship to PWM: If existing, please indicate since when the relationship exists, provide reason for new
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