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sd-10-EFTA01425098Dept. of JusticeOther

EFTA Document EFTA01425098

Subject: Re: Butterfly brokers e From: Richard Kahn Date: Tue, 25 Sep 2018 11:40:23 -0400 To: Stewart Oldfield ‹ > ok thank you Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New 2 tel fax cel On Sep 25, 2018, at 11:38 AM, Stewart Oldfield wrote: I still need to get you account docs. Have been dealing with some back and forth to get the right coverage set up here, but that doesn't really affect the documentation at this stage Let me get that to you this aftern

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Subject: Re: Butterfly brokers e From: Richard Kahn Date: Tue, 25 Sep 2018 11:40:23 -0400 To: Stewart Oldfield ‹ > ok thank you Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New 2 tel fax cel On Sep 25, 2018, at 11:38 AM, Stewart Oldfield wrote: I still need to get you account docs. Have been dealing with some back and forth to get the right coverage set up here, but that doesn't really affect the documentation at this stage Let me get that to you this aftern

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Subject: Re: Butterfly brokers e From: Richard Kahn Date: Tue, 25 Sep 2018 11:40:23 -0400 To: Stewart Oldfield ‹ > ok thank you Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New 2 tel fax cel On Sep 25, 2018, at 11:38 AM, Stewart Oldfield wrote: I still need to get you account docs. Have been dealing with some back and forth to get the right coverage set up here, but that doesn't really affect the documentation at this stage Let me get that to you this afternoon. Thanks From: Richard Kahn [mailto: Sent: Tuesday, September 25 2018 10:04 AM To: Stewart Oldfield Subject: Re: Butterfly brokerage any update on when account may be opened? please advise thank you Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 tel fax EFTA01425098 On Sep 18, 2018, at 3:12 PM, Stewart Oldfield wrote: Who will have trading authority? Thanks <image001.png> Stewart Oldfield, CFA, CAIA Director Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue, New York, NY 10154 Tel. Mobile Email Securities offered through Deutsche Bank Securities Inc. This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Please refer to https://db.com/disclosures for additional EU corporate and regulatory disclosures. EFTA01425099 Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Please refer to https://db.com/disclosures for additional EU corporate and regulatory disclosures. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. EFTA01425100

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