EFTA Document EFTA01425110
Subject: Fwd: Scanned Document From: Stewart Oldfield e > Date: Wed, 17 Oct 2018 13:34:33 -0400 To: Liam Osullivan Bradley Gillin Richard Iarossi Stewart Oldfield, CFA, CAIA Director Deutsche Deutsche 345 Park Tel. Mobile Email ■ Bank Trust Company Americas Bank Wealth Management Avenue, New York, NY 10154 Securities offered through Deutsche Bank Securities Inc. Begin forwarded message: From: Darren Indyke e > Date: October 17, 2018 at 10:28:07 AM PDT To: Stewart Oldfield C
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Subject: Fwd: Scanned Document From: Stewart Oldfield e > Date: Wed, 17 Oct 2018 13:34:33 -0400 To: Liam Osullivan Bradley Gillin Richard Iarossi Stewart Oldfield, CFA, CAIA Director Deutsche Deutsche 345 Park Tel. Mobile Email ■ Bank Trust Company Americas Bank Wealth Management Avenue, New York, NY 10154 Securities offered through Deutsche Bank Securities Inc. Begin forwarded message: From: Darren Indyke e > Date: October 17, 2018 at 10:28:07 AM PDT To: Stewart Oldfield C
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Subject: Re: Vijay, please call me when you can [I] From: Stewart Oldfield Date: Mon, 17 Dec 2018 06:35:10 -0500 To: Vijay-A Sawant Cc: Vinita Advani < Bradley Gillin Richard Iarossi Thanks very much. No need to continue any remediation. Stewart Oldfield, CFA, CAIA Director Deutsche Bank Trust Company Americas Deutsche Bank Wealth Mana.ement Securities offered through Deutsche Bank Securities Inc. On Dec 17, 2018, at 4:50 AM, Vijay-A Sawant <vijay-a.sawant@db.com> wrote: > Classifi
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Subject: RE: 2018 Periodic Review of accts Mort, Inc (GCIS#487266) and Gratitude America Ltd (GCIS#499760) under the SOUTHERN FINANCIAL RELATIONSHIP From: Vijay-A Sawant Date: Fri, 31 Aug 2018 08:37:49 -0400 To: Stewart Oldfield ‹ > Cc: Richard Iarossi Mayur Rathod Bradley Gillin Hi Stewart, Because both accounts Mort & Gratitude are part of the same KYC (01977700), we require Mort COGS or SoS, so this case can be submitted. SoS is the screenshot of this entities registration confirma
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Subject: RE: Assistance Required in solving rejection points on KYC Case#01946825 [I] From: Stewart Oldfield e > Date: Thu, 06 Sep 2018 10:06:56 -0400 To: Vijay-A Sawant <Ma Please give me a call when you can. Thanks From: Vijay-A Sawant Sent: Tuesday, September To: Stewart Oldfield Cc: Bradley Gillin Vinita Advani ; Richard Iarossi Subject: RE: Assistance Required in solving rejection points on KYC Case#01946825 [I] Importance: High 04, 2018 9:57 AM Hi Stewart, We require the '
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Subject: RE: Assistance Required in solving rejection points on KYC Case#01946825 [I] From: Stewart Oldfield e > Date: Thu, 06 Sep 2018 13:51:24 -0400 To: Vijay-A Sawant Let's chat tmw. Thanks From: Vijay-A Sawant Sent: Thursday, September 06, 2018 12:32 PM To: Stewart Oldfield e > Subject: RE: Assistance Required in solving rejection points on KYC Case#01946825 [I] Hi Stew, I called but you were busy. Anyways I am heading home for the day. You can email me your concerns or we can t
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Subject: RE: Jeffrey t [C] From: Arthur Tendler Date: Mon, 08 Aug 2016 13:07:48 -0400 To: Stewart Oldfield Cc: Bradley Gillin Cynthia Rodriguez Classification: Confidential Stewart, The account was transferred to the newly established Jacksonville Group of the Custody Department. Kind regards, Arthur Tendler fcid:image001.gif@OlD1F175.25DFB2E01 Arthur Tendler Deutsche Bank Trust Company Americas Wealth Management Products 60 Wall Street, 10005-2836 New York, NY, USA Tel. Fax M
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Subject: Re: 2018 Periodic Review of accts Mort, Inc (GCIS#487266) and Gratitude America Ltd (GCIS#499760) under the SOUTHERN FINANCIAL RELATIONSHIP From: Stewart Oldfield ‹ > Date: Tue, 04 Sep 2018 08:57:08 -0400 To: Vijay-A Sawant <vijay-a.sawant@db.com> Cc: Richard Iarossi <richard.iarossi@db.com>, Mayur Rathod <mayur.rathod@db.com>, Bradley Gillin <bradley.gillin@db.com> Thanks. I'm back in the office late tmw or Thursday. Stewart Oldfield, CFA, CAIA Director Deutsche Bank Trust C
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