EFTA Document EFTA01425203

Subject: RE: Butterfly Trust - new brokers e account docs From: Stewart Oldfield Date: Tue, 25 Sep 2018 12:46:53 -0400 To: Richard Kahn Cc: Bradley Gillin >, Liam Osullivan Bcc: Sending link to OCC site for the options disclosure doc. That one is 17MB for some reason. https://www.theocc.com/about/publications/publication-listing.jsp https://www.theocc.com/about/publications/character-risks.jsp Original Message From: Stewart Oldfield Sent: Tuesday, September 25, 2018 12:39 PM To: Richard Kahn Cc: Bradle Gillin Subject: Butterfly Trust Rich, - new brokerage ; Liam Osullivan account docs Please see brokerage account docs attached and an outline of what needs to be done below. We've also included an options agreement for JE's personal account since the one we have expires at the end of next month. Please reach out with any questions. Thanks -Account Agreement o 9th Page — Sign and Date o 16th Page — This page only needs to be completed if the account will have margin. We will need the original account agreement for margin. -Trust Authorization — Sign, date -Electronic Delivery Consent — Enter email address, sign, date and print name & title -Free Credit Balances — Money Market Sweep — Check one of the boxes, sign, date and print name -W-9 — sign and date -Limited Trading Authorization - This will need to be completed by both the agent and the Trustee. The legal address of the agent must be listed in the form. -Options Agreement — we will need the original form. o Each section must be completed (Client's Financial EFTA01425203 Information, Investment Experience, Option Objectives, Strategy Requests) o 2nd Page - sign, date and print name o 4th Page - Initial Uncovered Call Writers — Sign and date - we will need the original form as well as margin (see Account Agreement) For informational purposes: CIP Notice Options Disclosure Document (ODD) 2012 Nov ODD Supplement JEFFREY EPSTEIN - INDIVIDAUL ACCOUNT -Options Agreements Expire 10/31/2018. -Options Agreement — we will need the original form. o Each section must be reviewed / corrected (Client's Financial Information, Investment Experience, Option Objectives, Strategy Requests) o 2nd Page - sign, date and print name o 4th Page - Initial Uncovered Call Writers — Sign and date - we will need the original form as well as margin Thank you, Liam Liam O'Sullivan AVP I Key Client Partners - US DB Securities Inc Deutsche Bank Wealth Management 4 0004 New York, NY, USA Tel. Email KCP products and services are intended and available only for persons who are sophisticated institutional investors within the meaning of the FINRA Rule 4512(C)(3), and who are capable of evaluating the strategies, characteristics and investment risks of, and exercising independent judgment in evaluating, the ideas and products discussed herein. Trades and transactions are subject to relevant internal approvals of DBSI or its affiliates prior to execution, and the execution of any transaction or idea discussed herein is conditional on your becoming a client of Deutsche Bank. Key Client Partners (KCP) products, investment ideas and solutions and related matters discussed herein are provided for discussion purposes only, and strictly on a non-advisory basis. The KCP Americas desk does not provide investment advice. The information set forth herein is confidential and EFTA01425204 personal to you and is being presented for your information and for discussion purposes only. Any reproduction and/or redistribution thereof (in whole or in part) or disclosure of its content without our written consent is strictly forbidden. This communication does not create any legally binding obligation on the part of DBSI or any of its affiliates. EFTA01425205