EFTA Document EFTA01425498

Subject: RE: Next Ste.iii.S.ze Preview [I] From: Sarah Rafferty Date: Wed, 11 Jul 2018 10:27:35 -0400 To: Stewart Oldfield ‹ > Classification: For internal use only Thank you! Regards, Sarah fcid:80063086-E6B1-464A-83C1-C22D037DB24E@lanl Sarah Rafferty Director I Marketing - Americas Deutsche Bank Wealth Management Deutsche Bank Trust Company Americas Postal address: 345 Park Avenue, 24th floor, New York, NY 10154 Tel: Fax: Mobile: deutschewealth.com #PositiveImpact EFTA01425498 From: Stewart Oldfield Sent: Wednesday, Jul 11, To: Sarah Rafferty Subject: RE: Next Steps: 11, 2018 nvitation or rieze Preview [I] There's a typo in the invite text, fyi. Below if the invitation which includes a registration link if you would like to reserve tickets From: Sarah Rafferty Sent: Tuesday, July 10, 2018 12:38 PM To: Stewart Oldfield <a> Subject: Next Steps: Invitation for Frieze Preview [I] Classification: For internal use only Hi Stewart, below is the invite for the Preview for you to forward to your nominated clients listed below: James Burritt Ali Rashid Jamshid Keynejad EFTA01425499 Leon Black Michael Bloomberg Andrew Feldstein Rick Caruso Kelly Masuda Todd Meister Greg Martin Stan Gold Barry Bloom Ken Jones EFTA01425500 Paul Watson Robert Forsythe Todd Wanek Jeffrey Epstein Paul Barrett Ian Slome Katherine Montrone Raj Pundarika Todd Kristol Jon Sobel. Heather EFTA01425501 Crosby Tom Danziger Rudy Sahay Patrick McGinnis As a reminder, compliance instructions are below. Compliance As long as you are not aware of any potential issues and the client meets the below criteria, you can enter them in compliance direct only if they confirm attendance. Questions or concerns should be directed to the ABC group. Criteria: Invitees should be limited to the wealth management client (or prospect) and/or their family members No sensitive counterparts (including public officials, regulatory agencies, etc.) DB payment of client travel & accommodation is not permitted Pending business at the time of invite is not permitted (i.e. specific discussions pertaining to investment type and amount have occurred and decision or action is pending with client, or discussion on moving assets from bank x to DB). Prospective business is ok — general relationship building. EFTA01425502 If they confirm, please use the following link to do this: https://- www.concursolutions.com/Expense/Request/default.asp The costs associated with this ticket type are: 11am Preview — $376.90 Enter in comments section - Parent ID: 226591 (enter in comments section) Invitation (cut and paste/forward the below): We hope you will be available to join us for the Preview of Frieze London. Below if the invitation which includes a registration link if you would like to reserve tickets. If you have any questions, please let me know. {/Users/swaiale/Desktop/DBWM/Projects/DBWM - Frieze 2018 London/FINAL/- FINAL US/PDFs/FRIEZE London US Preview.pdfl EFTA01425503