EFTA Document EFTA01425962

Subject: Southern Financial/E stein KYC Remediation [I] From: Bradley Gillin < Date: Wed, 15 Aug 2018 11:42:17 -0400 To: Vijay-A Sawant Cc: Stewart Oldfiela> Classification: For internal use only Vijay, I hope you enjoyed your Independence Day. Please confirm below - Once confirmed, I will reach out to Epstein's office with one email. Thank you. We require Certificate of Good Standings (dated within 6 months) for: Southern Financial, LLC Southern Trust Company, Inc LSJE, LLC Neptu