EFTA Document EFTA01426443

Subject: RE: Trade Report 7/13/2017 [C] From: Vahe Stepanian Date: Wed, 26 Jul 2017 15:04:43 -0400 To: Richard Kahn Cc: Darren Indyke Jeanne Brennan Stewart Oldfield Liam Osullivan <liam.osullivan@db.com> Classification: Confidential Darren — you've executed the following per our conversation: BTC 200 AMD Aug 13 Puts @ $0.20 Thank you, Vahe From: Richard Kahn [mailto: Sent: Wednesday, July 26, 2017 2:58 PM To: Vahe Stepanian Cc: Darren Indyke >; Jeanne Brennan a; Stewart Oldfield Subject: Re: Trade Report 7/13/2017 [C] pricing please? Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 tel 212-971-1306 fax 212-320-0381 cell 917-414-7584 EFTA01426443 On Jul 26, 2017, at 2:41 PM, Richard Kahn e > wrote: can you please provide bid / ask to sell this position thanks Begin forwarded message: From: Vahe Stepanian e > Subject: Trade Report 7/13/2017 [C] Date: July 13, 2017 at 11:19:00 AM EDT To: Richard Kahn e > Cc: Stewart Oldfield Darren Indyke EFTA01426444 Jeanne Brennan e > Classification: Confidential Darren - today you executed the following per our conversation in SFLLC: Sold to open 200 AMD Aug 13 Puts @ $0.759 Thank you, Vahe Original Message From: Richard Kahn [mailto: Sent: Thursday, July 13, 2017 11:16 AM To: Vahe Stepanian Cc: Stewart Oldfield >; Jeanne Brennan Subject: Re: [C] yes thank you Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 tel 212-971-1306 fax 212-320-0381 cell 917-414-7584 >; Darren Indyke On Jul 13, 2017, at 11:11 AM, Vahe Stepanian e > wrote: Classification: Confidential Darren, To clarify - I will call you to confirm the following order for SFLLC: Sell 200 AMD Aug 13 Puts @ $0.70 EFTA01426445 Thank you, Vahe Original Message From: Richard Kahn [mailto: Sent: Thursday, July 13, 2017 11:09 AM To: Vahe Stepanian Cc: Stewart Oldfield Jeanne Brennan Subject: Re: [C] AMD thank you Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 tel 212-971-1306 fax 212-320-0381 cell 917-414-7584 On Jul 13, 2017, at 11:07 AM, Vahe Stepanian Classification: Confidential What is ticker? Original Message From: Richard Kahn [mailto: Sent: Thursday, July 13, 2017 11:06 AM To: Vahe Stepanian Cc: Stewart Oldfield Jeanne Brennan Subject: Re: [C] ; Darren Indyke ; Darren Indyke wrote: we would like to sell 200 contracts of the August 13.00 strike puts at 70c or better in SFL please confirm with darren thank you Richard Kahn HBRK Associates Inc. EFTA01426446 575 Lexington Avenue 4th Floor New York, NY 10022 tel 212-971-1306 fax 212-320-0381 cell 917-414-7584 On Jul 13, 2017, at 10:57 AM, Vahe Stepanian a wrote: Classification: Confidential Hi Rich - Southern Financial can trade listed options, including sold puts. On the FX question - currently SFLLC cannot buy OTC options. There is Dodd Frank related paperwork that we would need on file before trading OTC options. Thank you, Vahe Original Message From: Richard Kahn [mailto: Sent: Thursday, July 13, 2017 10:27 AM To: Vahe Stepanian Cc: Stewart Oldfield Subject: are we equip to sell puts? Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 tel 212-971-1306 fax 212-320-0381 cell 917-414-7584 EFTA01426447 This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Please refer to https://db.com/disclosures for additional EU corporate and regulatory disclosures. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Please refer to https://db.com/disclosures for additional EU corporate and regulatory disclosures. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Please refer to https://db.com/disclosures for additional EU corporate and regulatory disclosures. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. EFTA01426448 Please refer to https://db.com/disclosures for additional EU corporate and regulatory disclosures. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Please refer to https://db.com/disclosures for additional EU corporate and regulatory disclosures. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. EFTA01426449