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sd-10-EFTA01426504Dept. of JusticeOther

EFTA Document EFTA01426504

Subject: RE: Mark Epstein ID From: Stewart Oldfield <a> Date: Fri, 16 Nov 2018 13:06:58 -0500 To: Richard Kahn Cc: Bradley Gillin Richard Iarossi Perfect, nothing more to do then. I'm on a call that shows no signs of stopping any time soon. Will try you just before 2. From: Richard Kahn [mailto: Sent: Friday, November 16, 2018 12:56 PM To: Stewart Oldfield Cc: Bradle Gillin ; Richard Iarossi Subject: Re: Mark Epstein ID we are closing this account by end of the year (in addition to

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sd-10-EFTA01426504
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Subject: RE: Mark Epstein ID From: Stewart Oldfield <a> Date: Fri, 16 Nov 2018 13:06:58 -0500 To: Richard Kahn Cc: Bradley Gillin Richard Iarossi Perfect, nothing more to do then. I'm on a call that shows no signs of stopping any time soon. Will try you just before 2. From: Richard Kahn [mailto: Sent: Friday, November 16, 2018 12:56 PM To: Stewart Oldfield Cc: Bradle Gillin ; Richard Iarossi Subject: Re: Mark Epstein ID we are closing this account by end of the year (in addition to

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Subject: RE: Mark Epstein ID From: Stewart Oldfield <a> Date: Fri, 16 Nov 2018 13:06:58 -0500 To: Richard Kahn Cc: Bradley Gillin Richard Iarossi Perfect, nothing more to do then. I'm on a call that shows no signs of stopping any time soon. Will try you just before 2. From: Richard Kahn [mailto: Sent: Friday, November 16, 2018 12:56 PM To: Stewart Oldfield Cc: Bradle Gillin ; Richard Iarossi Subject: Re: Mark Epstein ID we are closing this account by end of the year (in addition to Mort) so i do not think necessary stewart can you please call me when free thanks Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 tel 212-971-1306 fax 212-320-0381 cell 917-414-7584 EFTA01426504 On Nov 16, 2018, at 12:47 PM, Stewart Oldfield wrote: Rich, Mark is the initial beneficiary of Jeffrey's Insurance Trust #3, so we need to ID him. Can you send a current copy of his passport or driver's license? Thanks <image003.png> Stewart Oldfield, CFA, CAIA Director Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue, New York, NY 10154 Tel. 212 454-2881 Mobile 917 209-0686 Email Securities offered through Deutsche Bank Securities Inc. EFTA01426505 This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Please refer to https://db.com/disclosures for additional EU corporate and regulatory disclosures. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Please refer to https://db.com/disclosures for additional EU corporate and regulatory disclosures. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. EFTA01426506

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Faxfax 212-320-0381
Phone212 454-2881
Phone212-320-0381
Phone212-971-1306
Phone917 209-0686
Phone917-414-7584
URLhttps://db.com/disclosures

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Subject: Re: Mark Epstein ID From: Richard Kahn a> Date: Fri, 16 Nov 2018 13:12:09 -0500 To: Stewart Oldfield Cc: Bradley Gillin Richard Iarossi ok Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 tel fax cel On Nov 16, 2018, at 1:06 PM, Stewart Oldfield wrote: Perfect, nothing more to do then. I'm on a call that shows no signs of stopping any time soon. Will try you just before 2. From: Richard Kahn [mailto: Sent: Friday, November 16, 2018 1

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Subject: Re: Mark Epstein ID From: Richard Kahn e > Date: Fri, 16 Nov 2018 12:55:33 -0500 To: Stewart Oldfield e > Cc: Bradley Gillin Richard Iarossi we are closing this account by end of the year (in addition to Mort) so i do not think necessarystewart can you please call me when free thanks Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York NY 10022 tel fax cell On Nov 16, wrote: 2018, at 12:47 PM, Stewart Oldfield e > Rich, Mark is the initial benefi

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Subject: RE: Assistance Required in solving rejection points on KYC Case#01946825 [I] From: Stewart Oldfield e > Date: Thu, 06 Sep 2018 13:51:24 -0400 To: Vijay-A Sawant Let's chat tmw. Thanks From: Vijay-A Sawant Sent: Thursday, September 06, 2018 12:32 PM To: Stewart Oldfield e > Subject: RE: Assistance Required in solving rejection points on KYC Case#01946825 [I] Hi Stew, I called but you were busy. Anyways I am heading home for the day. You can email me your concerns or we can t

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Subject: FW: Gratitude From: Stewart Oldfield ‹ > Date: Thu, 25 Oct 2018 15:32:46 -0400 To: Liam Osullivan From: Richard Kahn [mailto: Sent: Thursday, October 25, 2018 3:20 PM To: Stewart Oldfield ‹ > Cc: Bradley Gillin <bradley.gillin@db.com>; Richard Iarossi Subject: Re: Gratitude ok please call when free tomorrow also what is status of butterfly brokerage? please advise thank you Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 EFTA01431327

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Subject: RE: Butterfly brokers e From: Stewart Oldfield Date: Tue, 25 Sep 2018 10:44:23 -0400 To: Coley Jellinghaus Cc: Bradley Gillin Yes. This a trust with several of Epstein's employees as beneficiaries, and him as grantor. He will have trading authority along with the trustee, but the assets are no longer his since the trust is irrevocable. So Zia felt we could not combine with his other assets to get to the KCP standard. Having said that, it's not clear to me that a client needs to

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Subject: RE: Assistance Required in solving rejection points on KYC Case#01946825 [I] From: Stewart Oldfield e > Date: Thu, 06 Sep 2018 10:06:56 -0400 To: Vijay-A Sawant <Ma Please give me a call when you can. Thanks From: Vijay-A Sawant Sent: Tuesday, September To: Stewart Oldfield Cc: Bradley Gillin Vinita Advani ; Richard Iarossi Subject: RE: Assistance Required in solving rejection points on KYC Case#01946825 [I] Importance: High 04, 2018 9:57 AM Hi Stewart, We require the '

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