EFTA Document EFTA01430323
Subject: Re: letter From: Stewart Oldfield e > Date: Mon, 18 Mar 2019 08:43:52 -0400 To: Darren Indyke Please provide an address to put on the letter. And a contact name if there is one. Thanks. Will be able to send before noon hopefully. Stewart Oldfield, CFA, CAIA Deutsche Bank Deutsche Bank Tel. Mobile Email Trust Company Americas Wealth Management , New York, NY 10154 Securities offered through Deutsche Bank Securities Inc. On Mar 18, 2019, at 8:21 AM, Darren Indyke a wrote:
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Subject: Re: letter From: Stewart Oldfield e > Date: Mon, 18 Mar 2019 08:43:52 -0400 To: Darren Indyke Please provide an address to put on the letter. And a contact name if there is one. Thanks. Will be able to send before noon hopefully. Stewart Oldfield, CFA, CAIA Deutsche Bank Deutsche Bank Tel. Mobile Email Trust Company Americas Wealth Management , New York, NY 10154 Securities offered through Deutsche Bank Securities Inc. On Mar 18, 2019, at 8:21 AM, Darren Indyke a wrote:
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Subject: Re: 2018 Periodic Review of accts Mort, Inc (GCIS#487266) and Gratitude America Ltd (GCIS#499760) under the SOUTHERN FINANCIAL RELATIONSHIP From: Stewart Oldfield ‹ > Date: Tue, 04 Sep 2018 08:57:08 -0400 To: Vijay-A Sawant <vijay-a.sawant@db.com> Cc: Richard Iarossi <richard.iarossi@db.com>, Mayur Rathod <mayur.rathod@db.com>, Bradley Gillin <bradley.gillin@db.com> Thanks. I'm back in the office late tmw or Thursday. Stewart Oldfield, CFA, CAIA Director Deutsche Bank Trust C
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KYC Print Page 1 of 43 DB PWM GLOBAL KYC/NCA: PART A KYC Case # : 01977698 One sheet must be established per relationship - list all accounts included in the relationship 1. Relationship Details Relationship Name: Relationship Manager: SOUTHERN FINANCIAL RELATIONSHIP: 00000483290 Stewart Oldfield New PWM Relationship Relationship to PWM: If existing, please indicate since when the relationship exists, provide reason for new profile and attach old profile: *** 2018 Periodic Review
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Subject: RE: 2018 Periodic Review of accts Mort, Inc (GCIS#487266) and Gratitude America Ltd (GCIS#499760) under the SOUTHERN FINANCIAL RELATIONSHIP From: Vijay-A Sawant Date: Fri, 31 Aug 2018 08:37:49 -0400 To: Stewart Oldfield ‹ > Cc: Richard Iarossi Mayur Rathod Bradley Gillin Hi Stewart, Because both accounts Mort & Gratitude are part of the same KYC (01977700), we require Mort COGS or SoS, so this case can be submitted. SoS is the screenshot of this entities registration confirma
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DB PWM GLOBAL KYC/NCA: PART A KYC Case # : 01977698 One sheet must be established per relationship - list all accounts included in the relationship 1. Relationship Details Relationship Name: Relationship Manager: SOUTHERN FINANCIAL RELATIONSHIP:00000483290 Booking Center: Stewart Oldfield New PWM Relationship Relationship to PWM: If existing, please indicate since when the relationship exists, provide reason for new profile and attach old profile: *** 2018 Periodic Review *** it Cl
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