EFTA Document EFTA01431221
Subject: RE: Approval Re uired on 23mn Wire I From: Matthew Schaefer Date: Tue, 22 Nov 2016 15:22:03 -0500 To: Cynthia Rodriguez , P Cc: SI;ISalprG-t AT IMMI > ie Classification: For internal use only Sorry Cynthia, but it doesn't look like the POA was attached. If you could please resend with the POA. Thank you. Kind regards, Matthew Schaefer {https://brandportal.intranet.db.com/img/modules/logo.gif} Matthew Schaefer Regulatory Analyst I Supervisory Principals Group Deutsche Bank
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Subject: RE: Approval Re uired on 23mn Wire I From: Matthew Schaefer Date: Tue, 22 Nov 2016 15:22:03 -0500 To: Cynthia Rodriguez , P Cc: SI;ISalprG-t AT IMMI > ie Classification: For internal use only Sorry Cynthia, but it doesn't look like the POA was attached. If you could please resend with the POA. Thank you. Kind regards, Matthew Schaefer {https://brandportal.intranet.db.com/img/modules/logo.gif} Matthew Schaefer Regulatory Analyst I Supervisory Principals Group Deutsche Bank
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Subject: RE: Approval Required on $23mn Wire From: Cynthia Rodriguez Date: Tue, 22 Nov 2016 15:22:41 -0500 To: Matthew Schaefer PWM SPG Cc: Stewart Oldfield ‹ > Here you go! Kind regards, Cynthia Rodriguez {cid:image001.png@OlD0778D.2D49CDD0} Cynthia Rodriguez Assistant Vice President Deutsche Bank Trust Company Americas Deutsche Asset & Wealth Management 345 Park Avenue, 10154-0004 New York, NY, USA From: Matthew Schaefer Sent: Tuesday, November 22 2016 3:22 PM To: Cynthia Rodr
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Subject: RE: Approval Required on $23mn Wire [I] From: Matthew Schaefer la Date: Tue, 22 Nov 2016 15:36:41 -0500 To: Cynthia Rodriguez PWM SPG Cc: Stewart Oldfield Classification: For internal use only BSO approval granted. Client is transferring funds between related accounts. Client produced formal written request and receiving account was verified to be under the hierarchy of the Southern Financial relationship. FIRM policy was followed, callback was performed, authorized POA verifi
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Subject: RE: Approval Required on $23mn Wire [I] From: Cynthia Rodriguez Date: Tue, 22 Nov 2016 15:11:01 -0500 To: Matthew Schaefer bsoexceptions@list.db.com, PWM SPG Cc: Stewart Oldfield Hi Matthew, For some reason, the updated signature card is not in the repository. Attached is the POA on file for this company. The corporate resolution can also be found in approved KYC case 01195100. Please let me know if you need anything else for this. Kind regards, Cynthia Rodriguez fcid:imag
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Subject: RE: Approval Required on $23mn Wire [I] From: Matthew Schaefer la Date: Tue, 22 Nov 2016 15:00:17 -0500 To: Cynthia Rodriguez PWM SPG Cc: Stewart Oldfield Classification: For internal use only Hi Cynthia, Please send me the client's signature card. Kind regards, Matthew Schaefer fhttps://brandportal.intranet.db.com/img/modules/logo.gifl Matthew Schaefer Regulatory Analyst I Supervisory Principals Group Deutsche Bank Securities Inc. Deutsche Bank Wealth Managment 5022 Gat
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Subject: Re: Butterfly Trust From: Richard Kahn Date: Wed, 05 Oct 2016 15:28:28 -0400 To: Cynthia Rodriguez Cc: Stewart Oldfield yes her address is Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 fl On Oct 5, 2016, at 3:20 PM, Cynthia Rodriguez la wrote: > Hi Rich, Is still a beneficiary? Kind regards, Cynthia Rodriguez <image001.png> Cynthia Rodriguez Assistant Vice President Deutsche Bank Trust Company Americas EFTA01417269 Deutsche Ass
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7/15/2019 KYC Print DB PWM GLOBAL KYC/NCA: PART A KYC Case # : 01651789 One sheet must be established per relationship - list all accounts included in the relationship 1. Relationship Details Relationship Name: Relationship Manager: EPSTEIN, JEFFREY RELATIONSHIP:00000483290 Stewart Oldfield New PWM Relationship Relationship to PWM: If existing, please indicate since when the relationship exists, provide reason for new profile and attach old profile: Update of KYC #01133113. Benefi
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