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sd-10-EFTA01431909Dept. of JusticeOther

EFTA Document EFTA01431909

Subject: Frieze London & Frieze Masters 11am Preview invitation From: Sarah Rafferty <MM > Date: Mon, 24 Jul 2017 16:39:57 -0400 To: Stewart Oldfield ‹ > Please find below the official invitation for Frieze London & Frieze Masters 2017 —11am Preview to forward to you list below. James Burritt Ali Rashid Jamshid Keynejad Brad Wechsler Leon Black Brad Briner Michael Bloomberg Andrew Feldstein EFTA01431909 Rick Caruso Kelly Masuda Amber Caska Chuck Chai Adam Lindeman

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sd-10-EFTA01431909
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Subject: Frieze London & Frieze Masters 11am Preview invitation From: Sarah Rafferty <MM > Date: Mon, 24 Jul 2017 16:39:57 -0400 To: Stewart Oldfield ‹ > Please find below the official invitation for Frieze London & Frieze Masters 2017 —11am Preview to forward to you list below. James Burritt Ali Rashid Jamshid Keynejad Brad Wechsler Leon Black Brad Briner Michael Bloomberg Andrew Feldstein EFTA01431909 Rick Caruso Kelly Masuda Amber Caska Chuck Chai Adam Lindeman

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Subject: Frieze London & Frieze Masters 11am Preview invitation From: Sarah Rafferty <MM > Date: Mon, 24 Jul 2017 16:39:57 -0400 To: Stewart Oldfield ‹ > Please find below the official invitation for Frieze London & Frieze Masters 2017 —11am Preview to forward to you list below. James Burritt Ali Rashid Jamshid Keynejad Brad Wechsler Leon Black Brad Briner Michael Bloomberg Andrew Feldstein EFTA01431909 Rick Caruso Kelly Masuda Amber Caska Chuck Chai Adam Lindemann Todd Meister Greg Martin Barry Bloom Ken Jones Paul Watson EFTA01431910 Robert Forsythe Todd Wanek Jeffrey Epstein Ian Slome Frohman Anderson Matt Womble Katherine Montrone As a reminder, compliance instructions are below. Compliance As long as the client meets the below criteria, you can enter them in compliance direct only if they confirm attendance. EFTA01431911 Criteria: Invitees should be limited to the wealth management client (or prospect) and/or their family members No sensitive counterparts (including public officials, regulatory agencies, etc.) DB payment of client travel & accommodation is not permitted Pending business at the time of invite is not permitted (i.e. specific discussions pertaining to investment type and amount have occurred and decision or action is pending with client, or discussion on moving assets from bank x to DB). Prospective business is ok — general relationship building. If they confirm, please use the following link to do this: http://- lonccasp0002.uk.db.com:14711/en/home The costs associated with this ticket type are: 11am Preview — €306 Enter in comments section - Parent ID: 198175 Guests will collect their Lounge pass and Fair ticket upon arrival at the DBWM Lounge reception desk at either Frieze London or Frieze Masters Invitation: We hope you will be available to join us for the Preview of Frieze London. Below is the invitation which includes a registration link if you would like to reserve tickets. If you have any questions, please let me know. fcid:ii_j4pg6mki0_15d0d33ccb1081771 "Deutsche Bank" means Deutsche Bank AG and its affiliated companies. EFTA01431912 Deutsche Bank Securities Inc. is a member of FINRA, NYSE and SIPC. Banking and lending services are offered through Deutsche Bank Trust Company Americas, member FDIC, and other members of the Deutsche Bank Group. 0 2017 Deutsche Bank AG. All rights reserved. 025970.071017 EFTA01431913

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Subject: FW: Next Steps: Invitation for Frieze Preview [I] From: Sarah Rafferty ‹ > Date: Thu, 02 Aug 2018 14:09:47 -0400 To: Stewart Oldfield ‹ > Classification: For internal use only Hi — you have the following registrations for Frieze London. Please let me know if you have any questions. Thanks. Event Region Status First name Last name Email DB representative Frieze London Preview 2018 (Wed) Americas Registered Adam Lindemann Stewart Oldfield Frieze London Preview 2018 (We

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Subject: RE: Next Steps: Invitation for Frieze Preview [I] From: Stewart Oldfield Date: Mon, 16 Jul 2018 12:05:08 -0400 To: Sarah Rafferty ‹ > Sorry, I realize I didn't have the Lindemanns on the list I sent you — Adam (who is exhibiting) and George. Net worth each over $250mm. I sent them invites already. From: Sarah Rafferty Sent: Tuesday, July 10, 2018 12:38 PM To: Stewart Oldfield ‹ > Subject: Next Steps: Invitation for Frieze Preview [I] Classification: For internal use only Hi

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