EFTA Document EFTA01432227

Subject: Re: DB relationship transition letter From: Richard Kahn ‹ > Date: Fri, 01 Mar 2019 09:49:33 -0500 To: Stewart Oldfield ‹ > sorry on a callcan we talk around 12pm or 1pm est? please advise thanks Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 tel fax cell On Mar 1, 2019, at 9:44 AM, Stewart Oldfield ‹ > wrote: Just tried you. I'm in and out, but around all day generally. Thanks From: Richard Kahn [mailto: Sent: Thursday, Februar 28, 2019 5:29 PM To: Stewart Oldfield > Subject: Re: DB relationship transition letter sorry i was unable to call sooner please call when free today or tomorrow thanks Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 tel fax cell EFTA01432227 On Feb 28, 2019, at 3:40 PM, Stewart Oldfield c > wrote: Thank you again for your efforts during this process. I understand that arrangements have made for the full transfer of any remaining brokerage assets and that will be complete shortly. You have also been able to move and close several bank deposit accounts. We appreciate that despite this strong progress, you need some more time to complete the transfer of remaining assets to other institutions. Please attempt to have that wrapped up by March 29th if possible. If there is anything we can do to help expedite this, please let us know. Thanks, Stew From: Stewart Oldfield Sent: Friday, December 21, 2018 1:06 PM T Imil.com; Subject: DB relationship transition letter Jeffrey, Darren and Rich, ; Richard Kahn Please see the attached letter to confirm the substance of our recent conversations. Thank you for your cooperation. Best, EFTA01432228 Stew <image001.png> Stewart Oldfield, CFA, CAIA Director Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue, New York, NY 10154 Tel. Mobile Email Securities offered through Deutsche Bank Securities Inc. This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Please refer to https://db.com/disclosures for additional EU corporate and regulatory disclosures. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Please refer to https://db.com/disclosures for additional EU corporate and EFTA01432229 regulatory disclosures. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. EFTA01432230