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sd-10-EFTA01432266Dept. of JusticeOther

EFTA Document EFTA01432266

Subject: Call Rich Kahn [I] From: Bradley Gillin <bradley.gillin@db.com> Date: Mon, 05 Nov 2018 14:32:08 -0500 To: Stewart Oldfield ‹ > Classification: For internal use only Wanted to see how you did yesterday. Wanted to confirm again to move forward with the Caterpillar Trust trading account. Regards, Brad Bradley Gillin Vice President Deutsche Bank Wealth Management 345 Park Avenue, 24th Fl New York, NY 10154 Fax Email bradley.gillin@db.com Securities offered through Deutsche

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sd-10-EFTA01432266
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Subject: Call Rich Kahn [I] From: Bradley Gillin <bradley.gillin@db.com> Date: Mon, 05 Nov 2018 14:32:08 -0500 To: Stewart Oldfield ‹ > Classification: For internal use only Wanted to see how you did yesterday. Wanted to confirm again to move forward with the Caterpillar Trust trading account. Regards, Brad Bradley Gillin Vice President Deutsche Bank Wealth Management 345 Park Avenue, 24th Fl New York, NY 10154 Fax Email bradley.gillin@db.com Securities offered through Deutsche

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Subject: Call Rich Kahn [I] From: Bradley Gillin <bradley.gillin@db.com> Date: Mon, 05 Nov 2018 14:32:08 -0500 To: Stewart Oldfield ‹ > Classification: For internal use only Wanted to see how you did yesterday. Wanted to confirm again to move forward with the Caterpillar Trust trading account. Regards, Brad Bradley Gillin Vice President Deutsche Bank Wealth Management 345 Park Avenue, 24th Fl New York, NY 10154 Fax Email bradley.gillin@db.com Securities offered through Deutsche Bank Securities Inc. EFTA01432266

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Subject: Re: Debit card From: Stewart Oldfield Date: Fri, 22 Dec 2017 10:25:27 -0500 To: Richard Kahn ffi > I figured given you took $3k on your card. Cynthia is fixing. I think we can get daily limit to $12k. Stewart Oldfield, CFA, CAIA Director Deutsche Deutsche 345 Park Tel. Mobile Email Bank Trust Company Americas Bank Wealth Management Avenue, New York, NY 10154 Securities offered through Deutsche Bank Securities Inc. On Dec 22, 2017, at 10:18 AM, Richard Kahn ffi wrote:

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From: Brigid Macias Sent: 4/10/2019 4:31:50 PM To: Bella Klein CC: Stewart Oldfield INIIIIIINIIIRIPpopertat Bradley GUM Subject: RE: PLEASE HELP TO STOP WIRE FROM LSJE Unfortunately the funds have already left the bank. You can transfer funds internally to cover, or we can request a wire recall. Kind regards, Brigid Macias Brigid Macias Assistant Vice President Deutsche Bank Trust Company Americas Deutsche Bark Wealth Management 345 Park Avenue 24th Floor New York, NY 10154

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From: Stewart Oldfield Sent: 7/3/2018 11:43:07 AM To: Richard Kahn Subject: RE: Nicholas Ribis check 1148 Bank teller. He needs to ask for a cash advance and use the debit card at the teller window (and show his ID presumably) From: Richard Kahn (mailto Sent: Tuesday, July 03, 2018 11:41 AM To: Stewart Oldfield Subject: Re: Nicholas Ribis check 1148 thanks for follow up he supposedly is going today - will let you know.. was cash from ATM or bank teller? thanks Richard Kahn HBRK

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> 345 Park Avenue, 24th Floor > New York NY 10154 > Securities offered through Deutsche Bank Securities Inc. • Original Message > From: Richard Kahn [mailto: > sent: Tuesday, October 02 2018 10:03 AM > To: Stewart Oldfield > Cc: Bradley Gillin > • Subject: Re: wiring limit > • no particular transaction however we sent lOmm wire out today and now can no longer do wires until tomorrow.. > thank you > • Richard Kahn > HBRK Associates Inc. > 575 Lexington Avenue 4th Floor > New Yo

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Subject: RE: Euro purchase JE acc xxx 9691 [I] From: Stewart Oldfield Date: Wed, 10 Apr To: Brigid Macias Classification: For internal use only This is a fairly typical withdrawal for them. Jeffrey has an apartment in Paris and likes to have cash with him when he travels there. From: Brigid Macias Sent: Wednesday, A ril 10, 2019 8:19 AM To: Bella Klein < Cc: Bradle Gillin Stewart Oldfield ; Richard Kahn Subject: RE: Euro purchase JE acc xxx 9691 Importance: High Good Morning, Can

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From: Vijay-A Sawant Sent: 7/25/2018 6:15:23 AM To: Kshitij Golani CC: Bradley Gillin ; Stewart Oldfield Subject: FW: Your KYC has been rejected - Case #: 01946825 Attachments: Constitutional docs, COI & IRS Letter.pdf; Corp Resolution.pdf Importance: High Hi Kshitij, I have resolved all points below and re-submitting this case to you for your approval. Let me know if any queries, I look forward to your feedback, thanks. Kind Regards, Vijay Sawant KYC Case Representative Deut

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