EFTA Document EFTA01432293
Subject: So Tst Co [C] From: Liam Osullivan Date: Mon, 13 May 2019 16:10:53 -0400 To: Richard Kahn Cc: Stewart Oldfield Classification: Confidential Hello Rich, I hope all is well. The So Tst Co brokerage account received $650.14 in interest on the RBS Preferred. Thank you, Liam fhttps://brandportal.intranet.db.com/img/modules/logogrey.gifl Liam O'Sullivan Investments & Trading I Institutional Wealth Partners DB Securities Inc Deutsche Bank Wealth Management 345 Park Avenue, New
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Subject: So Tst Co [C] From: Liam Osullivan Date: Mon, 13 May 2019 16:10:53 -0400 To: Richard Kahn Cc: Stewart Oldfield Classification: Confidential Hello Rich, I hope all is well. The So Tst Co brokerage account received $650.14 in interest on the RBS Preferred. Thank you, Liam fhttps://brandportal.intranet.db.com/img/modules/logogrey.gifl Liam O'Sullivan Investments & Trading I Institutional Wealth Partners DB Securities Inc Deutsche Bank Wealth Management 345 Park Avenue, New
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Subject: Re: Trade Details 04/02/2018 [I] From: Stewart Oldfield < Me Date: Mon, 02 Apr 2018 17:49:52 -0400 To: Martin Zeman And don't forget that we pitched this to him, not vice versa. So he doesn't necessarily have a view how terms should look. Stewart Oldfield, CFA, CAIA Director Deutsche Deutsche 345 Park Tel. Mobi Email Bank Trust Company Americas Bank Wealth Management Avenue. New York, NY 10154 Securities offered through Deutsche Bank Securities Inc. On Apr 2, 2018, at
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Subject: RE: Trade Details 04 02 2018 I From: Martin Zeman Date: Mon, 02 Apr 2018 17:10:02 -0400 To: Stewart Oldfield ‹ > Classification: For internal use only Working on it. I talked to Paul today briefly and want to have a more detailed conversation tomorrow on what he imagines in terms of levels so we target the request in GM better. They hate it when we ask for 3 million prices without the client being clear on what they want. Had a great trip. Hope you have the same.... From: Stew
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Subject: Re: Trade Details 04/02/2018 [I] From: Stewart Oldfield Date: Mon, 02 Apr 2018 17:01:10 -0400 To: Martin Zeman Thanks. Did you get him some worst-of put prices? We made some KYC progress while you were out. Hope you had a good trip Stewart Oldfield, CFA, CAIA Director Deutsche Deutsche 345 Park Tel. Mobi Email ■ Bank Trust Company Americas Bank Wealth Management Avenue, New York, NY 10154 Securities offered through Deutsche Bank Securities Inc. On Apr 2, 2018, at 4:07
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Subject: Re: Trade Details 04/02/2018 [I] From: Stewart Oldfield < En Date: Mon, 02 Apr 2018 17:23:46 -0400 To: Martin Zeman I think you only need to price two pairs with a couple of different structures (maturity and strike). Should be enough there for him to understand how it all works. I would be targeting greater than 10pct annualized coupon. Given some of the tech names, could be even higher. Stewart Oldfield, CFA, CAIA Director Deutsche Bank Trust Company Americas Deutsche Bank
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From: Sent: To: CC: Subject: Liam Osullivan 7/9/2018 4:28:09 PM Paul Barrett I Martin Zeman I I I; Stewart Oldfield Trade Details --> 7/9/18 ICI Classification: Confidential Paul, Richard Kahn • Davide-A Sferrazza In SFLLC: You bought 1mm EXLINT 10% 07/15/23 at 102.875. Thank you. Liam z Liam O'Sullivan AVP I Key Client Partners - US DB Securities Inc Deutsche Bank Wealth Management 345 Park Avenue 10154.0004 New York, NY, USA E . Email Xavier Avila Prepared on 07/09
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From: Sent: To: CC: Subject: Liam Osullivan 6/8/2018 4:52:14 PM Paul Barrett Davide-A Sferrazza ; 'Richard Kahn' I Joshua Shoshan -I: Stewart Oldfield ; Martin Zeman I Trade Details --> 06/08/2018 (C) Classification: Confidential Paul, In SFLLC: Sold 17 BRK/A at 293,789.86 Sold 10,000 QCOM at 60.3107 Sold 25,000 GILD at 71.9664 In Haze: Sold 15,390 SPOT at 171.8254 Thank you, Liam Liam O'Sullivan AVP I Key Client Partners - US DB Securities Inc Deutsche Bank Wealth Ma
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