Skip to main content
Skip to content
Case File
sd-10-EFTA01432293Dept. of JusticeOther

EFTA Document EFTA01432293

Subject: So Tst Co [C] From: Liam Osullivan Date: Mon, 13 May 2019 16:10:53 -0400 To: Richard Kahn Cc: Stewart Oldfield Classification: Confidential Hello Rich, I hope all is well. The So Tst Co brokerage account received $650.14 in interest on the RBS Preferred. Thank you, Liam fhttps://brandportal.intranet.db.com/img/modules/logogrey.gifl Liam O'Sullivan Investments & Trading I Institutional Wealth Partners DB Securities Inc Deutsche Bank Wealth Management 345 Park Avenue, New

Date
Unknown
Source
Dept. of Justice
Reference
sd-10-EFTA01432293
Pages
2
Persons
0
Integrity
Loading PDF viewer...

Summary

Subject: So Tst Co [C] From: Liam Osullivan Date: Mon, 13 May 2019 16:10:53 -0400 To: Richard Kahn Cc: Stewart Oldfield Classification: Confidential Hello Rich, I hope all is well. The So Tst Co brokerage account received $650.14 in interest on the RBS Preferred. Thank you, Liam fhttps://brandportal.intranet.db.com/img/modules/logogrey.gifl Liam O'Sullivan Investments & Trading I Institutional Wealth Partners DB Securities Inc Deutsche Bank Wealth Management 345 Park Avenue, New

Ask AI About This Document

0Share
PostReddit

Extracted Text (OCR)

EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
Subject: So Tst Co [C] From: Liam Osullivan Date: Mon, 13 May 2019 16:10:53 -0400 To: Richard Kahn Cc: Stewart Oldfield Classification: Confidential Hello Rich, I hope all is well. The So Tst Co brokerage account received $650.14 in interest on the RBS Preferred. Thank you, Liam fhttps://brandportal.intranet.db.com/img/modules/logogrey.gifl Liam O'Sullivan Investments & Trading I Institutional Wealth Partners DB Securities Inc Deutsche Bank Wealth Management 345 Park Avenue, New York, NY 10154-0004, USA Tel. Mobile + Email Visit us: http://deutschewealth.com. fhttps://brandportal.intranet.db.com/img/modules/positive_impact_ENG.gifl IWP products and services are intended for and available only to sophisticated, experienced investors who qualify as "institutional accounts" under FINRA Rule 4512(c)(3), and are capable of evaluating the investment benefits and risks of, and exercising independent judgment in evaluating and determining whether to enter into, sophisticated trading strategies and financial transactions. Transactions are subject to relevant internal approvals of Deutsche Bank or its affiliates prior to execution, and no EFTA01432293 transaction, idea or opportunity discussed herein may be executed unless you are a client of Deutsche Bank and of the Institutional Wealth Partners group (IWP). Material herein regarding IWP products, investment ideas and solutions is for discussion purposes only. While brokerage services offered through the IWP Americas desk may include investment recommendations and brokerage advice, IWP does not provide investment management or investment advisory services, and private market opportunities and other products and services available through IWP are offered only on a non-advisory basis. This communication is confidential and personal to you, solely for your information and for discussion purposes only, and does not create any legally binding obligation. Reproduction or distribution of any material herein without our written consent is strictly forbidden. EFTA01432294

Technical Artifacts (2)

View in Artifacts Browser

Email addresses, URLs, phone numbers, and other technical indicators extracted from this document.

Domainbrandportal.intranet.db.com
URLhttp://deutschewealth.com

Link to Specific Page

Share a direct link to a specific page in this document:

https://epsteinexposed.com/documents/sd-10-EFTA01432293?page=[page_number]

Related Documents (6)

Dept. of JusticeOtherUnknown

EFTA Document EFTA01428548

Subject: Re: Trade Details 04/02/2018 [I] From: Stewart Oldfield < Me Date: Mon, 02 Apr 2018 17:49:52 -0400 To: Martin Zeman And don't forget that we pitched this to him, not vice versa. So he doesn't necessarily have a view how terms should look. Stewart Oldfield, CFA, CAIA Director Deutsche Deutsche 345 Park Tel. Mobi Email Bank Trust Company Americas Bank Wealth Management Avenue. New York, NY 10154 Securities offered through Deutsche Bank Securities Inc. On Apr 2, 2018, at

4p
Dept. of JusticeOtherUnknown

EFTA Document EFTA01413840

Subject: RE: Trade Details 04 02 2018 I From: Martin Zeman Date: Mon, 02 Apr 2018 17:10:02 -0400 To: Stewart Oldfield ‹ > Classification: For internal use only Working on it. I talked to Paul today briefly and want to have a more detailed conversation tomorrow on what he imagines in terms of levels so we target the request in GM better. They hate it when we ask for 3 million prices without the client being clear on what they want. Had a great trip. Hope you have the same.... From: Stew

4p
Dept. of JusticeOtherUnknown

EFTA Document EFTA01421607

Subject: Re: Trade Details 04/02/2018 [I] From: Stewart Oldfield Date: Mon, 02 Apr 2018 17:01:10 -0400 To: Martin Zeman Thanks. Did you get him some worst-of put prices? We made some KYC progress while you were out. Hope you had a good trip Stewart Oldfield, CFA, CAIA Director Deutsche Deutsche 345 Park Tel. Mobi Email ■ Bank Trust Company Americas Bank Wealth Management Avenue, New York, NY 10154 Securities offered through Deutsche Bank Securities Inc. On Apr 2, 2018, at 4:07

3p
Dept. of JusticeOtherUnknown

EFTA Document EFTA01427193

Subject: Re: Trade Details 04/02/2018 [I] From: Stewart Oldfield < En Date: Mon, 02 Apr 2018 17:23:46 -0400 To: Martin Zeman I think you only need to price two pairs with a couple of different structures (maturity and strike). Should be enough there for him to understand how it all works. I would be targeting greater than 10pct annualized coupon. Given some of the tech names, could be even higher. Stewart Oldfield, CFA, CAIA Director Deutsche Bank Trust Company Americas Deutsche Bank

4p
Dept. of JusticeOtherUnknown

EFTA Document EFTA01381762

From: Sent: To: CC: Subject: Liam Osullivan 7/9/2018 4:28:09 PM Paul Barrett I Martin Zeman I I I; Stewart Oldfield Trade Details --> 7/9/18 ICI Classification: Confidential Paul, Richard Kahn • Davide-A Sferrazza In SFLLC: You bought 1mm EXLINT 10% 07/15/23 at 102.875. Thank you. Liam z Liam O'Sullivan AVP I Key Client Partners - US DB Securities Inc Deutsche Bank Wealth Management 345 Park Avenue 10154.0004 New York, NY, USA E . Email Xavier Avila Prepared on 07/09

1p
Dept. of JusticeOtherUnknown

EFTA Document EFTA01376881

From: Sent: To: CC: Subject: Liam Osullivan 6/8/2018 4:52:14 PM Paul Barrett Davide-A Sferrazza ; 'Richard Kahn' I Joshua Shoshan -I: Stewart Oldfield ; Martin Zeman I Trade Details --> 06/08/2018 (C) Classification: Confidential Paul, In SFLLC: Sold 17 BRK/A at 293,789.86 Sold 10,000 QCOM at 60.3107 Sold 25,000 GILD at 71.9664 In Haze: Sold 15,390 SPOT at 171.8254 Thank you, Liam Liam O'Sullivan AVP I Key Client Partners - US DB Securities Inc Deutsche Bank Wealth Ma

1p

Forum Discussions

This document was digitized, indexed, and cross-referenced with 1,400+ persons in the Epstein files. 100% free, ad-free, and independent.

Annotations powered by Hypothesis. Select any text on this page to annotate or highlight it.