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sd-10-EFTA01432483Dept. of JusticeOther

EFTA Document EFTA01432483

Subject: Re: Monthly Annual Client Update Reports [I] From: Stewart Oldfield ‹ > Date: Wed, 03 Aug 2016 11:45:06 -0400 To: Cynthia Rodriguez ‹ > Classification: For Internal Use Only Thanks! Stewart Oldfield, CFA, CAIA Director Deutsche Deutsche 345 Park Tel: Mobile: Email: Bank Trust Company Americas Bank Wealth Management Avenue, New York, NY 10154 blackberry Securities offered through Deutsche Bank Securities Inc. From: Cynthia Rodriguez Sent: Wednesday, August 03, 2016 11

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sd-10-EFTA01432483
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Subject: Re: Monthly Annual Client Update Reports [I] From: Stewart Oldfield ‹ > Date: Wed, 03 Aug 2016 11:45:06 -0400 To: Cynthia Rodriguez ‹ > Classification: For Internal Use Only Thanks! Stewart Oldfield, CFA, CAIA Director Deutsche Deutsche 345 Park Tel: Mobile: Email: Bank Trust Company Americas Bank Wealth Management Avenue, New York, NY 10154 blackberry Securities offered through Deutsche Bank Securities Inc. From: Cynthia Rodriguez Sent: Wednesday, August 03, 2016 11

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Subject: Re: Monthly Annual Client Update Reports [I] From: Stewart Oldfield ‹ > Date: Wed, 03 Aug 2016 11:45:06 -0400 To: Cynthia Rodriguez ‹ > Classification: For Internal Use Only Thanks! Stewart Oldfield, CFA, CAIA Director Deutsche Deutsche 345 Park Tel: Mobile: Email: Bank Trust Company Americas Bank Wealth Management Avenue, New York, NY 10154 blackberry Securities offered through Deutsche Bank Securities Inc. From: Cynthia Rodriguez Sent: Wednesday, August 03, 2016 11:43 AM To: Stewart Oldfield Subject: RE: Monthly Annual Client Update Reports [I] All set J Kind regards, Cynthia Rodriguez {cid:image001.png@OlD0778D.2D49CDD0} Cynthia Rodriguez Assistant Vice President Deutsche Deutsche 345 Park Tel. Fax Email Bank Trust Company Americas Asset & Wealth Management Avenue, 10154-0004 New York, NY, USA EFTA01432483 From: Stewart Oldfield Sent: Wednesday, August 03, 2016 11:43 AM To: Cynthia Rodriguez Subject: Far: Monthly Annual Client Update Reports [I] Classification: For Internal Use Only Stewart Oldfield, CFA, CAIA Director Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue, New York, NY 10154 Tel: Mobile: blackberry Email: Securities offered through Deutsche Bank Securities Inc. From: Rich Iarossi Sent: Wednesday, August 03, 2016 11:32 AM To: Stewart Oldfield Subject: Monthly Annual Client Update Reports [I] Classification: For internal use only Hello, Please note that this e-mail contains information on Annual Client Updates that are already overdue and coming due. For those clients listed in the DUE IN section of this e-mail, please complete the ACU at your earliest convenience. EFTA01432484 ACU STATUS Annual Client Update Due Date Customer Owner GCIS Customer Number Relationship Customer Name DUE IN 8/25/2016 Stewart Oldfield SOUTHERN FINANCIAL RELATIONSHIP Southern Financial LLC Kind regards, Rich Iarossi fhttps://brandportal.intranet.db.com/img/modules/- DAWN_ logo_ metallic 46x46.gifl Rich Iarossi Deutsche Bank Wealth Management 60 Wall Street, 10005-2836 New York, NY, USA Tel. Email EFTA01432485 EFTA01432486

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