EFTA Document EFTA01432843

Subject: RE: trading capabilities From: Stewart Oldfield < › Date: Tue, 25 Apr 2017 16:02:01 -0400 To: Richard Kahn Cc: Vahe Stepanian Generally I think we can just do listed options in your wealth management brokerage accounts. We don't have investment banking/OTC capabilities for you unless we can trade via long form confirmation. Copying Vahe who can clarify. Thanks From: Richard Kahn [mailto: Sent: Tuesday, April 25, 2017 3:48 PM To: Stewart Oldfield Subject: trading capabilitie