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sd-10-EFTA01434352Dept. of JusticeOther

EFTA Document EFTA01434352

Subject: RE: Signed Paperwork [C] From: Liam Osullivan sci > Date: Tue, 02 Oct 2018 14:58:50 -0400 To: Richard Kahn Cc: Paul Barrett Xavier Avila Martin Zeman Stewart Oldfield Davide-A Sferrazza Jeanne Brennan Classification: Confidential Thanks. We will let you know when we have the originals. From: Richard Kahn [mailto: Sent: Tuesday, October 02, 2018 2:57 PM To: Liam Osullivan Cc: Paul Barrett Jeanne Brennan Subject: Re: Signed Paperwork [C] ; Xavier Avila Martin Zeman ; S

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sd-10-EFTA01434352
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Subject: RE: Signed Paperwork [C] From: Liam Osullivan sci > Date: Tue, 02 Oct 2018 14:58:50 -0400 To: Richard Kahn Cc: Paul Barrett Xavier Avila Martin Zeman Stewart Oldfield Davide-A Sferrazza Jeanne Brennan Classification: Confidential Thanks. We will let you know when we have the originals. From: Richard Kahn [mailto: Sent: Tuesday, October 02, 2018 2:57 PM To: Liam Osullivan Cc: Paul Barrett Jeanne Brennan Subject: Re: Signed Paperwork [C] ; Xavier Avila Martin Zeman ; S

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EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
Subject: RE: Signed Paperwork [C] From: Liam Osullivan sci > Date: Tue, 02 Oct 2018 14:58:50 -0400 To: Richard Kahn Cc: Paul Barrett Xavier Avila Martin Zeman Stewart Oldfield Davide-A Sferrazza Jeanne Brennan Classification: Confidential Thanks. We will let you know when we have the originals. From: Richard Kahn [mailto: Sent: Tuesday, October 02, 2018 2:57 PM To: Liam Osullivan Cc: Paul Barrett Jeanne Brennan Subject: Re: Signed Paperwork [C] ; Xavier Avila Martin Zeman ; Stewart Oldfield >; Davide-A Sferrazza yes they will be sent in the mail today thank you Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 EFTA01434352 On Oct 2, 2018, at 2:53 PM, Liam Osullivan a wrote: Classification: Confidential Richard, We have received the documents. We will need the originals. Can you please send them to my attention: DB Securities Inc Deutsche Bank Wealth Management 345 Park Avenue, 24th Floor New York, NY 10154-0004 Thank you, Liam <image001.gif> Liam O'Sullivan AVP I Key Client Partners - US EFTA01434353 DB Securities Inc Deutsche Bank Wealth Management 345 Park Avenue, 10154-0004 New York, NY, USA Tel. Email KCP products and services are intended and available only for persons who are sophisticated institutional investors within the meaning of the FINRA Rule 4512(C)(3), and who are capable of evaluating the strategies, characteristics and investment risks of, and exercising independent judgment in evaluating, the ideas and products discussed herein. Trades and transactions are subject to relevant internal approvals of DBSI or its affiliates prior to execution, and the execution of any transaction or idea discussed herein is conditional on your becoming a client of Deutsche Bank. Key Client Partners (KCP) products, investment ideas and solutions and related matters discussed herein are provided for discussion purposes only, and strictly on a non-advisory basis. The KCP Americas desk does not provide investment advice. The information set forth herein is confidential and personal to you and is being presented for your information and for discussion purposes only. Any reproduction and/or redistribution thereof (in whole or in part) or disclosure of its content without our written consent is strictly forbidden. This communication does not create any legally binding obligation on the part of DBSI or any of its affiliates. From: Richard Kahn [mailto: Sent: Tuesday, October 02, 2018 2:48 PM To: Paul Barrett Liam Osullivan Subject: Signed Paperwork ; Xavier Avila ; Martin Zeman >; Davide-A Sferrazza ; Jeanne Brennan ; Stewart Oldfield EFTA01434354 please confirm receipt thank you Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 Begin forwarded message: From: Date: October 2, 2018 at 2:37:49 PM EDT To: CS 3051ci [00:17:c8:25:f3:53] EFTA01434355 This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Please refer to for additional EU corporate and regulatory disclosures. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Please refer to for additional EU corporate and regulatory disclosures. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. EFTA01434356

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From: Richard Kahn Sent: 5/23/2018 5:00:13 PM CC: Martin Zeman I I; Paul Barrett [ I; Xavier Avila ; Davide-A Sferrazza ; Stewart Oldfield ;Joshua Shoshan ;Jeanne Brennan Liam Osullivan [Liam.osullivan@db.comI Subject: Re: signed confirms [CI Attachments: doc03178020180523085808.pdf Richard Kahn > on May 23, 2018, at 9:24 AM, Liam Osullivan wrote: > • Classification: Confidential > Rich, > • Last week you returned the signed confirmations for the EURUSD options that were tra

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<image001.gif> Liam O'Sullivan AVP I Key Client Partners - US DB Securities Inc Deutsche Bank Wealth Management 345 Park Avenue 10154-0004 New York, NY, USA KCP products and services are intended and available only for persons who are sophisticated institutional investors within the meaning of the FINRA Rule 4512(C)(3). and who are capable of evaluating the strategies. characteristics and investment risks of and exercising independent judgment in evaluating, the ideas and products discus

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From: Sent: To: CC: Subject: Liam Osullivan 8/3/2018 8:52:40 AM Paul Barrett Martin Zeman RE: CDR (C) Classification: Confidential Paul, Richard Kahn ; Davide-A Sferrazza ; Stewart Oldfield You sold 15,320 CDR at 199.4626 PLN. Thank you, Liam Liam O'Sullivan AVP I Key Client Partners - US DB Securities Inc Deutsche Bank Wealth Management 345 Park Avenue 10154.0004 New York. NY, USA Tel. Email ; Xavier Avila Prepared on OW03/2018 Source: Pershing NetX 360 Unofficial t

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