EFTA Document EFTA01435022
Subject: RE: Kevin From: Paul Barrett al=I=IMa> Date: Wed, 12 Sep 2018 14:59:15 -0400 To: Stewart Oldfield 5 > great Paul Barrett Alpha Group Capital LLC 142 W 57th Street, 11th Floor, New York, NY 10019 (0) (c) Original Message From: Stewart Oldfield < Sent: Wednesday, September 12, 2018 2:51 PM To: Paul Barrett > Subject: Re: Kevin Very good chat. We know a couple of people in common. Thanks again. Stewart Oldfield, CFA, CAIA Director Deutsche Bank Trust Company Americas
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Subject: RE: Kevin From: Paul Barrett al=I=IMa> Date: Wed, 12 Sep 2018 14:59:15 -0400 To: Stewart Oldfield 5 > great Paul Barrett Alpha Group Capital LLC 142 W 57th Street, 11th Floor, New York, NY 10019 (0) (c) Original Message From: Stewart Oldfield < Sent: Wednesday, September 12, 2018 2:51 PM To: Paul Barrett > Subject: Re: Kevin Very good chat. We know a couple of people in common. Thanks again. Stewart Oldfield, CFA, CAIA Director Deutsche Bank Trust Company Americas
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Subject: Re: discretionar ortfolio mgmt [I] From: Andrew King Date: Fri, 27 Oct 2017 13:00:24 -0400 To: Stewart Oldfield Cc: Nathaniel Morga William-M Finn Copying Nate and Bill On Oct 27, 2017, at 12:59 PM, Andrew King wrote: Hawkes Bay is not ready for distribution. We could send him Alkeon now. I've copied Nate and Bill who can submit the AIS request. Sent from my iPhone On Oct 27, 2017, at 9:52 AM, Stewart Oldfield c > wrote: > Did you ever send him our healthcare and tech man
EFTA Document EFTA01434497
Subject: RE: Southern Financial LLC update [SC] From: Kimberly Hart a> Date: Mon, 02 Oct 2017 16:52:48 -0400 To: Martin Zeman Keith Buckholz Cc: Stewart Oldfield Xavier Avila Daniel-E Kaiser Classification: Strictly Confidential Jeffrey Epstein has been a client since 2013 and we have a number of open active accounts for him and his related entities including Southern Financial LLC. At the time he was onboarded, the potential reputational risk concerns were escalated to regional mana
EFTA Document EFTA01435772
Subject: RE: Pending responses on rejection cases under the SOUTHERN FINANCIAL RELATIONSHIP [I] From: Mayur Rathod < Date: Thu, 01 Nov 2018 10:34:22 -0400 To: Stewart Oldfield Cc: Richard Iarossi Bradley Gillin < Vinita Advan' Vijay-A Sawant Classification: For internal use only Hi Stew, We did get LPOA for Paul Barrett, but for other accounts. We have it now for J. Epstein Virgin Islands Foundation Inc. — highlighted in GREEN below. All the other rejection items are pending. Also,
EFTA Document EFTA01435850
Subject: Re: Have you spoken to Paul Barrett about Harvest? [I] From: Stewart Oldfield e > Date: Wed, 24 Jan 2018 15:52:33 -0500 To: Vahe Stepanian Cc: Martin Zeman Yes. Need to follow up on it. Stewart Oldfield, CFA, CAIA Director Deutsche Deutsche 345 Park Tel. Mobile Email Bank Trust Company Americas Bank Wealth Management Avenue, New York, NY 10154 Securities offered through Deutsche Bank Securities Inc. On Jan 24, 2018, at 3:49 PM, Vahe Stepanian <O> wrote: > Classificat
EFTA Document EFTA01434814
Subject: RE: RIN follow up From: Vahe Stepanian Date: Fri, 20 Apr 2018 14:16:02 -0400 To: Paul Barrett Cc: Stewart Oldfield Martin Zeman No problem, happy to help. The team assumes a 50bps p.a. default rate, and I would point you to page 29 of the book to support this point. Also worth looking at the scenario analysis on pg. 40 — think scenarios 1-7 are particularly relevant because the 50bp issuance costs are in line with RIN I (vs. 2% for a BSL). Thank you, Vahe From: Paul Barrett
EFTA Document EFTA01434610
Subject: Re: Happy Thanks ivin , Paul! Enjoy the holiday From: Paul Barrett Date: Tue, 21 Nov 2017 15:26:13 -0500 To: Stewart Oldfield ‹ > Thanks. Same to you. Paul Barrett Alpha Group Capital LLC 142 W 57th Street, 11th Floor, New York, NY 10019 On Nov 21, 2017, at 3:10 PM, Stewart Oldfield ‹ > wrote: > <image001.png> Stewart Oldfield, CFA, CAIA Director Deutsche Deutsche 345 Park Tel. Mobile Email Bank Trust Company Americas Bank Wealth Management Avenue, New York, NY 101
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