EFTA Document EFTA01435054

Subject: FW: Alpha Capital [I] From: Stewart Oldfield a> Date: Thu, 31 Jan 2019 12:20:58 -0500 To: Yoonsun Chung Bcc: Classification: For internal use only Yoonsun, Can we discuss this when you get a chance? Thanks, Stew From: Andrew Gallivan Sent: Thursday, Januar 31, 2019 12:07 PM To: Stewart Oldfield Subject: Re: Alpha Capital [I] No I would try to grab Yoonsun to see what we would need to do if we wanted to onboard this type relationship Sent from my iPhone On Jan 31, 2019, at 12:04 PM, Stewart Oldfield wrote: Classification: For internal use only Were you able to have discussions about this? Thanks From: Stewart Oldfield EFTA01435054 Sent: Thursday, January 24, 2019 10:59 AM To: Andrew Gallivan <0= > Subject: Fwd: Alpha Capital Can we chat about this later today, tmw or Monday? Thanks Stewart Oldfield, CFA, CAIA Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue, New York, NY 10154 Tel. Mobile Email Securities offered through Deutsche Bank Securities Inc. Begin forwarded message: From: Alan Brody < > EFTA01435055 Date: January 24, 2019 at 10:35:41 AM EST To: Stewart Oldfield Cc: Liam Osullivan Subject: Alpha Capital Classification: Public Hi Stewart I spoke to (KCP's new onboarding onboarding Best Alan -A Sferrazza c Paul Barrett today. He wants to open a Pershing account name) with DVP away instructions. Paul says he can sign agreement for Alpha. Would you mind getting the KYC and going with Paul? Happy to discuss if you have any questions. in IWP the KCP Alan Brody Managing Director I Head of KCP Americas Global Investments & Trading Deutsche Bank Wealth Management 345 Park Avenue New York NY 10154-0004 Work Email: EFTA01435056