EFTA Document EFTA01435538

Subject: DO NOT FORWARD: Brad, can you give me an urgent call re Jeffrey Epstein? Best regards, --Josh From: Joshua Shoshan <joshua.shoshan@db.com> Date: Thu, 22 Mar 2018 09:12:11 -0400 To: Bradley Gillin Cc: Martin Zeman Liam Osullivan Todd Stevens 4INIONSMISMIllit Stewart Oldfield Daniel-E Kaiser Ian Salters Thanks, Brad. We do need help in understanding the details, as I could only get to about $75mm in deposits if DB Force says assets are —$226mm -- and I know we have $149mm in brokerage. Following is what I wrote yesterday to Dan and Todd, and if you see anything to correct, or something important to add (you show much larger deposits, e.g.), please help us put as urgently as you can. We really appreciate it. For conversations this week about Southern Financial/ Epstein, we are providing you with details about this multifaceted and important relationship: The RM is Stewart Oldfield Assets held in WM brokerage (Pershing) are $149mm, and there are an additional —$76mm in various bank deposits DB Force shows "relationship rolling year revenue" of $315,659, and assets of $225,764,813 Attached is a spreadsheet of WM brokerage activity since Paul Barrett started working with Jeffrey Epstein on 9/14/17. We separate the attached into three sections: Non-ECM brokerage revenues, ECM buys and ECM sells. The client had been participating in all ECM transactions, but decided in February to stop this regular activity. We do have an IOI of 50k shares for this week's transaction 188 transactions for the accounts via Pershing since 9/14/17. Excluding all ECM related buys and sell, there were 115 transactions (73 of the 188 were ECM related) Regular-way trading revenues via Pershing (non-ECM) since 9/14/17 were $76,983. Additional ECM related revenues were $49,357, for a total in brokerage (Pershing) of $126,340 EFTA01435538 We also transact with this client FX and rates OTC derivatives trades. Since Paul started, we did ten transactions with approximately another $25,000 in revenues. Martin will provide an exact number tomorrow. Stewart, please call me and Martin if you want background. 212 454 4433. We look forward to speaking to you. Best regards, --Josh From: Bradley Gillin Sent: Wednesday, March 21, 2018 5:08 PM To: Joshua Shoshan Cc: Martin Zeman ; Liam Osullivan Subject: Re: Brad, can you give me regards, --Josh Josh, an urgent call re Jeffrey Epstein? Best I will provide the full relationship summary tomorrow morning but here's a quick snapshot: Relationship has approx. $170mn in deposits. This included $15mn of new deposits into new DB AG account last Friday, 3/16. There is no custody account, just your KCP global markets account. Will provide full summary tomorrow with revenues and pending opportunities. Safe travels. Regards, Brad EFTA01435539 Bradley Gillin Deutsche Bank Wealth Management 345 Park Avenue, 24th Fl. New York, NY 10154 212-454-1130 On Mar 21, 2018, at 3:19 PM, Joshua Shoshan > wrote: <image001.gif> Joshua Shoshan Director I Key Client Partners - US DB Securities Inc Deutsche Bank Wealth Management 345 Park Avenue, 10154-0004 New York, NY, USA Tel. +1(212) 454-4433 Fax +1(646) 808-3499 Mobile Email All trade execution information contained herein is being provided as an accommodation at your request in advance of your receipt of the official trade confirmation(s). Additional trade detail information available upon request. The terms of the trade(s) may be subject to change prior to settlement, and therefore the official trade confirmation(s) and account EFTA01435540 statements issued by Deutsche Bank shall govern. Deutsche Bank is not responsible for any discrepancy between the informal execution report and the official trade confirmation(s) or account statements. This email may contain confidential and/or privileged information. If you are not the intended recipient (or have received this email in error), please notify the sender immediately and delete the email from your computer. Any unauthorized copying, disclosure or distribution of the material in this email is prohibited. 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