EFTA Document EFTA01435603

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Dept. of Justice

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sd-10-EFTA01435603

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EFTA Disclosure

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Subject: 2Y 2slOs Curve Cap Confirmation From: Davide-A Sferrazza Date: Fri, 01 Jun 2018 12:11:48 -0400 To: "Paul Barrett ( Richard Kahn Cc: Xavier Avila Martin Zeman , Liam Osullivan Stewart Oldfield Paul, To confirm you bought: US curve cap Notional: USD 45,000,000 Expiry: June 1, 2020 Settlement: June 3, 2020 Strike: 0.10% Underlying: (10y swap — 2y swap) Premium: Southern Financial LLC pays DB $96,750 value June 5, 2018 Thank you for the trade. Regards, Davide {cid:image001.gif@OlD259D5.3E2DFOF0} Davide Sferrazza Analyst I Key Client Partners EFTA01435603 Deutsche Bank Securities, Inc. Deutsche Bank Wealth Management 345 Park Avenue, 10154-0004 New York, NY, USA Tel. +1 (212) 454-3901 Mobile +1 Email This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Please refer to https://db.com/disclosures for additional EU corporate and regulatory disclosures. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. EFTA01435604

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