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sd-10-EFTA01435850Dept. of JusticeOther

EFTA Document EFTA01435850

Subject: Re: Have you spoken to Paul Barrett about Harvest? [I] From: Stewart Oldfield e > Date: Wed, 24 Jan 2018 15:52:33 -0500 To: Vahe Stepanian Cc: Martin Zeman Yes. Need to follow up on it. Stewart Oldfield, CFA, CAIA Director Deutsche Deutsche 345 Park Tel. Mobile Email Bank Trust Company Americas Bank Wealth Management Avenue, New York, NY 10154 Securities offered through Deutsche Bank Securities Inc. On Jan 24, 2018, at 3:49 PM, Vahe Stepanian <O> wrote: > Classificat

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Subject: Re: Have you spoken to Paul Barrett about Harvest? [I] From: Stewart Oldfield e > Date: Wed, 24 Jan 2018 15:52:33 -0500 To: Vahe Stepanian Cc: Martin Zeman Yes. Need to follow up on it. Stewart Oldfield, CFA, CAIA Director Deutsche Deutsche 345 Park Tel. Mobile Email Bank Trust Company Americas Bank Wealth Management Avenue, New York, NY 10154 Securities offered through Deutsche Bank Securities Inc. On Jan 24, 2018, at 3:49 PM, Vahe Stepanian <O> wrote: > Classificat

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EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
Subject: Re: Have you spoken to Paul Barrett about Harvest? [I] From: Stewart Oldfield e > Date: Wed, 24 Jan 2018 15:52:33 -0500 To: Vahe Stepanian Cc: Martin Zeman Yes. Need to follow up on it. Stewart Oldfield, CFA, CAIA Director Deutsche Deutsche 345 Park Tel. Mobile Email Bank Trust Company Americas Bank Wealth Management Avenue, New York, NY 10154 Securities offered through Deutsche Bank Securities Inc. On Jan 24, 2018, at 3:49 PM, Vahe Stepanian <O> wrote: > Classification: For internal use only Thank you, Vahe Vahe Stepanian Key Client Partners Deutsche Bank Securities Inc. Tel. + Mobile Email EFTA01435850 KCP products and services are intended and available only for persons who are sophisticated institutional investors within the meaning of the FINRA Rule 4512(C)(3), and who are capable of evaluating the strategies, characteristics and investment risks of, and exercising independent judgment in evaluating, the ideas and products discussed herein. Trades and transactions are subject to relevant internal approvals of DBSI or its affiliates prior to execution, and the execution of any transaction or idea discussed herein is conditional on your becoming a client of Deutsche Bank. Key Client Partners (KCP) products, investment ideas and solutions and related matters discussed herein are provided for discussion purposes only, and strictly on a non-advisory basis. The KCP Americas desk does not provide investment advice. The information set forth herein is confidential and personal to you and is being presented for your information and for discussion purposes only. Any reproduction and/or redistribution thereof (in whole or in part) or disclosure of its content without our written consent is strictly forbidden. This communication does not create any legally binding obligation on the part of DBSI or any of its affiliates. EFTA01435851

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Related Documents (6)

Dept. of JusticeOtherUnknown

EFTA Document EFTA01435612

Subject: Re: Have you spoken to Paul Barrett about Harvest? [I] From: Stewart Oldfield e > Date: Wed, 24 Jan 2018 16:10:35 -0500 To: Vahe Stepanian Cc: Martin Zeman I know harvest very well. Worked with most of those guys at CS and my group did the work when we bought their predecessor firm. I agree - nice overlay to broad portfolio. Stewart Oldfield, CFA, CAIA Director Deutsche Deutsche 345 Park Tel. Mobi Email ■ Bank Trust Company Americas Bank Wealth Management Avenue, New Y

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Subject: Fw: DB KCP's Disruptive Tech Event in New York on November 15 at 4 PM . . . if you care about real estate . . . co-hosted by SHoP Architects [I] From: Stewart Oldfield Date: Mon, 30 Oct 2017 17:06:25 -0400 To: Vahe Stepanian Classification: For Internal Use Only Perhaps your team can coordinate internally as well as you do with bankers ... Stewart Oldfield, CFA, CAIA Director Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue New York, NY 10

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EFTA Document EFTA01434335

Subject: RE: [/] Trade Idea: Tax Reform Pure-Play / Long-Short Basket Pair [C] From: Martin Zeman Date: Tue, 26 Sep 2017 18:32:41 -0400 To: Paul Barrett Cc: Vahe Stepanian Xavier Avila Joshua Shoshan Stewart Oldfield Davide-A Sferrazza One bullet swap. Let's do some smart trades once we have the docs in place. From: Paul Barrett [mailto: Sent: Tuesday, Se tember 26 2017 6:27 PM To: Martin Zeman Cc: Vahe Stepanian < Xavier Avila errazza Stewart Subject: Re: [/] Trade Idea: Tax

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EFTA Document EFTA01387758

From: Stewart Oldfield Sent: 1/24/2018 3:52:33 PM To: Vahe Stepanian CC: Martin Zeman ( Subject: Re: Have you spoken to Paul Barrett about Harvest? DI Yes. Need to follow up on it. Stewart Oldfield, CFA, CAIA Director Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue, New York, NY 10154 Securities offered through Deutsche Bank Securities Inc. On Jan 24, 2018, at 3:49 PM, Vahe Stepanian wrote: Classification: For internal use only Thank you,

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EFTA Document EFTA01434814

Subject: RE: RIN follow up From: Vahe Stepanian Date: Fri, 20 Apr 2018 14:16:02 -0400 To: Paul Barrett Cc: Stewart Oldfield Martin Zeman No problem, happy to help. The team assumes a 50bps p.a. default rate, and I would point you to page 29 of the book to support this point. Also worth looking at the scenario analysis on pg. 40 — think scenarios 1-7 are particularly relevant because the 50bp issuance costs are in line with RIN I (vs. 2% for a BSL). Thank you, Vahe From: Paul Barrett

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EFTA Document EFTA01435716

Subject: RE: RIN follow up From: Paul Barrett <~ > Date: Fri, 20 Apr 2018 12:12:54 -0400 To: Vahe Stepanian Cc: Stewart Oldfield Martin Zeman One more — what default/cumm loss assumptions are they using to get the expected return of 12-1590 Paul Barrett Alpha Group Capital LLC 142 W 57th Street, 11th Floor, New York, NY 10019 646-876-5277 (o) (c) From: Vahe Stepanian <~ > Sent: Thursday, April 19, 2018 5:53 PM To: Paul Barrett Cc: Stewart Oldfield Subject: RE: RIN follow up Pau

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