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EFTA Document EFTA01435888EFTA Document EFTA01435896
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sd-10-EFTA01435892Dept. of JusticeOther

EFTA Document EFTA01435892

Subject: RE: Question [C] From: Liam Osullivan Date: Wed, 12 Sep 2018 11:14:16 -0400 To: Stewart Oldfield Cc: Martin Zeman Davide-A Sferrazza Classification: Confidential Davide is going to call Paul. From: Stewart Oldfield Sent: Wednesday, September 12, 2018 11:08 AM To: Liam Osullivan Cc: Martin Zeman Subject: Fwd: Question Stewart Oldfield, CFA, CAIA Director Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue, New York, NY 10154 Tel. 212 454

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Dept. of Justice
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sd-10-EFTA01435892
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Subject: RE: Question [C] From: Liam Osullivan Date: Wed, 12 Sep 2018 11:14:16 -0400 To: Stewart Oldfield Cc: Martin Zeman Davide-A Sferrazza Classification: Confidential Davide is going to call Paul. From: Stewart Oldfield Sent: Wednesday, September 12, 2018 11:08 AM To: Liam Osullivan Cc: Martin Zeman Subject: Fwd: Question Stewart Oldfield, CFA, CAIA Director Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue, New York, NY 10154 Tel. 212 454

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EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
Subject: RE: Question [C] From: Liam Osullivan Date: Wed, 12 Sep 2018 11:14:16 -0400 To: Stewart Oldfield Cc: Martin Zeman Davide-A Sferrazza Classification: Confidential Davide is going to call Paul. From: Stewart Oldfield Sent: Wednesday, September 12, 2018 11:08 AM To: Liam Osullivan Cc: Martin Zeman Subject: Fwd: Question Stewart Oldfield, CFA, CAIA Director Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue, New York, NY 10154 Tel. 212 454-2881 Mobil Email EFTA01435892 Securities offered through Deutsche Bank Securities Inc. Begin forwarded message: From: Paul Barrett ‹ > Date: September 12, 2018 at 6:55:58 AM PDT To: Martin Zeman , Stewart Oldfield Cc: 'Richard Kahn' Subject: RE: Question Any response yet? , 'Jeanne Brennan' Paul Barrett Alpha Group Capital LLC 142 W 57th Street, 11th Floor, New York, NY 10019 646-876-5277 (o) fcid:image001.jpg@OlD44A7E.CF21CAA01 From: Martin Zeman ‹ > Sent: Friday, September 07, 2018 3:38 PM To: Paul Barrett ; Stewart Oldfield Cc: 'Richard Kahn' ; 'Jeanne Brennan' EFTA01435893 Subject: RE: Question Paul - we need to get back to you on this one. Martin From: Paul Barrett [mailto: Sent: Friday, September 07, 2018 1:11 PM To: Stewart Oldfield < >; Martin Zeman Cc: Richard Kahn ; Jeanne Brennan > Subject: Question Hi Guys, If we segregate IM for non-cleared trades does that mean we have to post cash in a separate account? Thanks Paul Paul Barrett Alpha Group Capital LLC EFTA01435894 142 W 57th Street, 11th Floor, New York, NY 10019 646-876-5277 (o) fcid:image003.jpg@OlD44A7E.CF1D84E01 This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Please refer to https://db.com/disclosures for additional EU corporate and regulatory disclosures. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. EFTA01435895

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