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sd-10-EFTA01436402Dept. of JusticeOther

EFTA Document EFTA01436402

Subject: Trade Details --> 06/20/2018 [C] From: Liam Osullivan <liam.osullivan@db.com> Date: Thu, 21 Jun 2018 15:43:24 -0400 To: Paul Barrett Richard Kahn Cc: Martin Zeman Davide-A Sferrazza < Joshua Shosha Xavier Avila Stewart Oldfield Classification: Confidential Paul, In SFLLC: Sold 3,523,782 PLN at 3.7298 $944,764.33 Fx Forward: Client PRIVATE CLIENT SERVICES PWM ALEX BROWN AC SOUTHERN FINANCIAL LLC BuySell SOFL Sells Currencyl USD Notionall -402,982.06729801 Currenc

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Dept. of Justice
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sd-10-EFTA01436402
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Subject: Trade Details --> 06/20/2018 [C] From: Liam Osullivan <liam.osullivan@db.com> Date: Thu, 21 Jun 2018 15:43:24 -0400 To: Paul Barrett Richard Kahn Cc: Martin Zeman Davide-A Sferrazza < Joshua Shosha Xavier Avila Stewart Oldfield Classification: Confidential Paul, In SFLLC: Sold 3,523,782 PLN at 3.7298 $944,764.33 Fx Forward: Client PRIVATE CLIENT SERVICES PWM ALEX BROWN AC SOUTHERN FINANCIAL LLC BuySell SOFL Sells Currencyl USD Notionall -402,982.06729801 Currenc

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Subject: Trade Details --> 06/20/2018 [C] From: Liam Osullivan <liam.osullivan@db.com> Date: Thu, 21 Jun 2018 15:43:24 -0400 To: Paul Barrett Richard Kahn Cc: Martin Zeman Davide-A Sferrazza < Joshua Shosha Xavier Avila Stewart Oldfield Classification: Confidential Paul, In SFLLC: Sold 3,523,782 PLN at 3.7298 $944,764.33 Fx Forward: Client PRIVATE CLIENT SERVICES PWM ALEX BROWN AC SOUTHERN FINANCIAL LLC BuySell SOFL Sells Currencyl USD Notionall -402,982.06729801 Currency2 PLN Notional2 1,500,000 SettlementDate Mon 02 July 2018 ForwardRate 3.72225 TradeType FxForward Thank you, EFTA01436402 Liam {https://brandportal.intranet.db.com/img/modules/logo.gif} Liam O'Sullivan AVP I Key Client Partners - US DB Securities Inc Deutsche Bank Wealth Management 345 Park Avenue, 10154-0004 New York, NY, USA Tel. Email Prepared on 06/18/2018 Source: Pershing NetX 360 Unofficial trade confirmations use information from sources that the firm believes to be reliable, but Deutsche Bank Securities Inc. cannot guarantee the accuracy of this information, or the reliability of these sources. Please refer to your official account statements and confirmations for all trade information. KCP products and services are intended and available only for persons who are sophisticated institutional investors within the meaning of the FINRA Rule 4512(C)(3), and who are capable of evaluating the strategies, characteristics and investment risks of, and exercising independent judgment in evaluating, the ideas and products discussed herein. Trades and transactions are subject to relevant internal approvals of DBSI or its affiliates prior to execution, and the execution of any transaction or idea discussed herein is conditional on your becoming a client of Deutsche Bank. Key Client Partners (KCP) products, investment ideas and solutions and related matters discussed herein are provided for discussion purposes only, and strictly on a non-advisory basis. The KCP Americas desk does not provide investment advice. The information set forth herein is confidential and personal to you and is being presented for your information and for discussion purposes only. Any reproduction and/or redistribution thereof (in whole or in part) or disclosure of its content without our written consent EFTA01436403 is strictly forbidden. This communication does not create any legally binding obligation on the part of DBSI or any of its affiliates. EFTA01436404

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Related Documents (6)

Dept. of JusticeOtherUnknown

EFTA Document EFTA01370825

From: Sent: To: CC: osullivan 5/31/2018 4:23:38 PM Paul Barrett Davide-A Sferrazza I; 'Richard Kahn' I Joshua Shoshan • Stewart Oldfield ; Martin Zeman Subject: Trade Details --> 5/31/2018 (Cl Classification: Confidential Paul, In Haze: You sold 5,045 shares of C 5.8% Ser C Pref at 25.1654. The account is long 38,158 shares. Thank you, Liam Liam O'Sullivan AVP I Key Client Partners - US DB Securities Inc Deutsche Bank Wealth Management 345 Park Avenue 10154.0004 New York.

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From: Sent: To: CC: Subject: Liam Osullivan 7/9/2018 4:28:09 PM Paul Barrett I Martin Zeman I I I; Stewart Oldfield Trade Details --> 7/9/18 ICI Classification: Confidential Paul, Richard Kahn • Davide-A Sferrazza In SFLLC: You bought 1mm EXLINT 10% 07/15/23 at 102.875. Thank you. Liam z Liam O'Sullivan AVP I Key Client Partners - US DB Securities Inc Deutsche Bank Wealth Management 345 Park Avenue 10154.0004 New York, NY, USA E . Email Xavier Avila Prepared on 07/09

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From: Sent: To: CC: Subject: Liam Osullivan 8/3/2018 8:52:40 AM Paul Barrett Martin Zeman RE: CDR (C) Classification: Confidential Paul, Richard Kahn ; Davide-A Sferrazza ; Stewart Oldfield You sold 15,320 CDR at 199.4626 PLN. Thank you, Liam Liam O'Sullivan AVP I Key Client Partners - US DB Securities Inc Deutsche Bank Wealth Management 345 Park Avenue 10154.0004 New York. NY, USA Tel. Email ; Xavier Avila Prepared on OW03/2018 Source: Pershing NetX 360 Unofficial t

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Dept. of JusticeOtherUnknown

EFTA Document EFTA01376881

From: Sent: To: CC: Subject: Liam Osullivan 6/8/2018 4:52:14 PM Paul Barrett Davide-A Sferrazza ; 'Richard Kahn' I Joshua Shoshan -I: Stewart Oldfield ; Martin Zeman I Trade Details --> 06/08/2018 (C) Classification: Confidential Paul, In SFLLC: Sold 17 BRK/A at 293,789.86 Sold 10,000 QCOM at 60.3107 Sold 25,000 GILD at 71.9664 In Haze: Sold 15,390 SPOT at 171.8254 Thank you, Liam Liam O'Sullivan AVP I Key Client Partners - US DB Securities Inc Deutsche Bank Wealth Ma

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EFTA Document EFTA01372770

From: Liam Osullivan Sent: 5/21/2018 4:18:00 PM To: 'Paul Barrett 'Richard Kahn' CC: Martin Zeman Xavier Avila Davide-A Sferrazza Joshua Shoshan Stewart Oldfield Subject: Trade Details --> 5/21/2018 ICI Classification: Confidential Paul, In SFFLC: You were assigned 9,000 shares of GILD at 77.50. The account is now long 25,000 shares. There are no more GILD options in the account. You bought 2 shares of BRK/A at 297,000 You sold 20,000 shares of BASFY at 26.3245. In Haze: Y

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Dept. of JusticeOtherUnknown

EFTA Document EFTA01375389

From: Sent: To: CC: Subject: Liam Osullivan 5/23/2018 4:05:10 PM 'Paul Barrett ( frichardkahn12@gmail.comj Martin Zeman ;Joshua Shoshan Trade Details --> 5/23/2018 ICI Classification: Confidential • Xavier Avila I; 'Richard Kahn' ; Davide-A Sferrazza [clavicle- ; Stewart OldfIeld Paul, In Haze: You sold 4,151 C 5.8% Ser C Pref at 25.0872. The account is long 84,434 shares. Thank you, Liam Liam O'Sullivan AVP I Key Client Partners - US DB Securities Inc Deutsche Bank Wealt

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