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sd-10-EFTA01436512Dept. of JusticeOther

EFTA Document EFTA01436512

Subject: Re: Did you hear back from Melissa Austad? From: Stewart Oldfield e > Date: Sun, 09 Sep 2018 20:37:44 -0400 To: Paul Barrett e > Thanks. Stewart Oldfield, CFA, CAIA Director Deutsche Deutsche 345 Park Tel. Mobile Email Bank Trust Company Americas Bank Wealth Management Avenue, New York, NY 10154 Securities offered through Deutsche Bank Securities Inc. On Sep 9, 2018, at 7:24 PM, Paul Barrett wrote: Not yet. Paul Barrett Alpha Group Capital LLC 142 W 57th Street, 11

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sd-10-EFTA01436512
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Subject: Re: Did you hear back from Melissa Austad? From: Stewart Oldfield e > Date: Sun, 09 Sep 2018 20:37:44 -0400 To: Paul Barrett e > Thanks. Stewart Oldfield, CFA, CAIA Director Deutsche Deutsche 345 Park Tel. Mobile Email Bank Trust Company Americas Bank Wealth Management Avenue, New York, NY 10154 Securities offered through Deutsche Bank Securities Inc. On Sep 9, 2018, at 7:24 PM, Paul Barrett wrote: Not yet. Paul Barrett Alpha Group Capital LLC 142 W 57th Street, 11

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EFTA Disclosure
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Subject: Re: Did you hear back from Melissa Austad? From: Stewart Oldfield e > Date: Sun, 09 Sep 2018 20:37:44 -0400 To: Paul Barrett e > Thanks. Stewart Oldfield, CFA, CAIA Director Deutsche Deutsche 345 Park Tel. Mobile Email Bank Trust Company Americas Bank Wealth Management Avenue, New York, NY 10154 Securities offered through Deutsche Bank Securities Inc. On Sep 9, 2018, at 7:24 PM, Paul Barrett wrote: Not yet. Paul Barrett Alpha Group Capital LLC 142 W 57th Street, 11th Floor, New York, NY 10019 On Sep 7, 2018, at 5:03 PM, Stewart Oldfield e > wrote: > I'm there for two full days, so easy enough to schedule something last minute. Thanks again EFTA01436512 <image001.png> Stewart Oldfield, CFA, CAIA Director Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue, New York, NY 10154 Tel. Mobile Email Securities offered through Deutsche Bank Securities Inc. This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Please refer to https://db.com/disclosures for additional EU corporate and regulatory disclosures. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Please refer to https://db.com/disclosures for additional EU corporate and regulatory disclosures. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. EFTA01436513

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Subject: Fwd: Did you hear back from Melissa Austad? From: Stewart Oldfield Date: Mon, 10 Sep To: Martin Zeman Stewart Oldfield, CFA, CAIA Director Deutsche Deutsche 345 Park Tel. Mobi Email Bank Trust Company Americas Bank Wealth Management Avenue, New York, NY 10154 Securities offered through Deutsche Bank Securities Inc. Begin forwarded message: From: Paul Barrett ‹ > Date: September 9, 2018 at 7:24:01 PM EDT To: Stewart Oldfield ‹ > Subject: Re: Did you hear back from Meli

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Subject: Re: Did you hear back from Melissa Austad? From: Paul Barrett ‹ > Date: Sun, 09 Sep 2018 19:24:01 -0400 To: Stewart Oldfield a> Not yet. Paul Barrett Alpha Group Capital LLC 142 W 57th Street, 11th Floor, New York, NY 10019 (c) On Sep 7, 2018, at 5:03 PM, Stewart Oldfield a wrote: > I'm there for two full days, so easy enough to schedule something last minute. Thanks again <image001.png> Stewart Oldfield, CFA, CAIA Director Deutsche Bank Trust Company Americas Deutsche

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Subject: FW: Southern Financial - Client Confirmation [C] From: Stewart Oldfield Date: Wed, 28 Mar 2018 12:09:38 -0400 To: Xavier Avila Liam Osullivan Cc: Martin Zeman Coming down to discuss before I call them back. Thanks From: Richard Kahn [mailto: Sent: Wednesday, March 28, 2018 11:17 AM To: Stewart Oldfield Cc: Alpha Group Capital Subject: Fwd: Southern Financial - Client Confirmation [C] can you please call me to review attached with paul thanks Richard Kahn HBRK Associates I

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From: Paul Barrett Sent: 9/12/2018 2:59:15 PM To: Stewart 0ldfield I Subject: RE: Kevin great Paul Barrett Alpha Group capital LLC 142 w 57th Street, 11th Floor, New York, NY 10019 (c) original Message From: Stewart Oldfield Sent: Wednesday, Se tember 12, 2018 2:S1 PM To: Paul Barrett .c Subject: Re: Kevin Very good chat. We know a couple of people in common. Thanks again. Stewart Oldfield, CFA, CAIA Director Deutsche Bank Trust Company Americas Deutsche Bank wealth Manag

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