EFTA Document EFTA01437013

Subject: RE: MIFID II & research - access to portal for clients [I] From: Stewart Oldfield ‹ > Date: Tue, 31 Oct 2017 11:55:35 -0400 To: Sheffali Welch I can try to compile a list, but doubt it will be complete. It would be much easier the system generated a list by DB contact. From: Sheffali Welch Sent: Tuesday, October 31, 2017 11:54 AM To: Stewart Oldfield <IMMM > Subject: Re: MIFID II & research - access to portal for clients [I] Are you able to provide a contact and email address? They would need to be logged into the portal if they were to still receive research. Sent from my iPad On Oct 31, 2017, at 11:49 AM, Stewart Oldfield < =.• wrote: Not sure I have a comprehensive list. Off the top of my head: Safanad - various Orix - various Tisch — Steve Warner Alpha Group — Paul Barrett Third Lake? I also have access, fyi. EFTA01437013 From: Sheffali Welch [mailto Sent: To: ' Cc: Nicholas Allen ; Anna-Sofiya Lupolover Armen Brash Subject: FW: MIFID II & research - access to portal for clients [I] Classification: For internal use only All, DB Research is changing its approach to distributing Research with the launch of their new Research portal in November and MIFID II go-live in January. An email was sent to relevant DB WM staff regarding their individual access to Research with the attached primer, noting that research will be distributed via secure links and pdf distribution will be stopped. Some of you have asked us to consider & identify our clients who currently have access to the DB Research and need to retain this access. They need to be registered again ahead of the go-live of the new portal in November. To that effect, could you please provide me with any clients (incl. address mails) that already have access to DB Research and that you would like to be onboarded on the new portal? If you can send in the next couple days please if possible. Apologies for the late notice. Kind regards, Sheffali EFTA01437014 <image001.gif> Sheffali Welch Chief Operating Officer, Wealth Management Americas Deutsche Bank Trust Company Americas 345 Park Avenue. New York. NY, USA Tel. Mobi Emai This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Please refer to https://db.com/disclosures for additional EU corporate and regulatory disclosures. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. EFTA01437015