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sd-10-EFTA01437190Dept. of JusticeOther

EFTA Document EFTA01437190

Subject: RE: Frieze New York re istrations: Wednesday Preview [I] From: Andrea Herbert Date: Mon, 02 Apr 2018 15:26:21 -0400 To: Stewart Oldfield Cc: Bradley Gillin Classification: For internal use only Of course. From: Stewart Oldfield Sent: Monday, April 02 2018 3:15 PM To: Andrea Herbert Cc: Bradley Gillin Subject: Fwd: Frieze New York registrations: Wednesday Preview [I] Andrea, can you submit the compliance direct stuff? Thanks Stewart Oldfield, CFA, CAIA Director Deutsche Ba

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sd-10-EFTA01437190
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Subject: RE: Frieze New York re istrations: Wednesday Preview [I] From: Andrea Herbert Date: Mon, 02 Apr 2018 15:26:21 -0400 To: Stewart Oldfield Cc: Bradley Gillin Classification: For internal use only Of course. From: Stewart Oldfield Sent: Monday, April 02 2018 3:15 PM To: Andrea Herbert Cc: Bradley Gillin Subject: Fwd: Frieze New York registrations: Wednesday Preview [I] Andrea, can you submit the compliance direct stuff? Thanks Stewart Oldfield, CFA, CAIA Director Deutsche Ba

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Subject: RE: Frieze New York re istrations: Wednesday Preview [I] From: Andrea Herbert Date: Mon, 02 Apr 2018 15:26:21 -0400 To: Stewart Oldfield Cc: Bradley Gillin Classification: For internal use only Of course. From: Stewart Oldfield Sent: Monday, April 02 2018 3:15 PM To: Andrea Herbert Cc: Bradley Gillin Subject: Fwd: Frieze New York registrations: Wednesday Preview [I] Andrea, can you submit the compliance direct stuff? Thanks Stewart Oldfield, CFA, CAIA Director Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue, New York, NY 10154 Tel. Mobile EFTA01437190 Email Securities offered through Deutsche Bank Securities Inc. Begin forwarded message: From: Sarah Rafferty > Date: April 2, 2018 at To: Stewart Oldfield Subject: Frieze New York registrations: Wednesday Preview [I] Classification: For internal use only Confirmations: The following guests have registered for the Frieze Preview on Wednesday, May 2, 2018. Region Ticket type # of tickets required Invitee first name Invitee last name Invitee company name Invitee job title EFTA01437191 DB nominator / contact Guest name RSVP Day VIP code US - New York Wed. Preview 1 Tony Persico Marron Investments CIO Stewart Oldfield Sharon Kriston Accept Wednesday 23443d7783 US - New York Wed. Preview 1 Stewart Oldfield Deutsche Bank EFTA01437192 Stewart Oldfield N/A Accept Wednesday US - New York Wed. Preview 2 Ali Rashid pvt client Stewart Oldfield TBA Accept Wednesday adf9f2f7df US - New York Wed. Preview 2 Rudy Sahay 54 Madison CEO Stewart Oldfield EFTA01437193 Parisa Sahay Accept Wednesday b82a3670d9 US - New York Wed. Preview 2 Brad Wechsler Elysium CEO Stewart Oldfield Patricia Newburger Accept Wednesday 4b8c1c309f US - New York Wed. Preview 1 Paul Barrett Alpha Group Capital CEO Stewart Oldfield/Martin Zeman EFTA01437194 Randi Barrett Accept Wednesday 8fa47f28c4 At this time, please submit to Compliance using the following information: Enter as "Client entertainment" Enter a DB person name in the attendee section (so it does not appear to be a gift) The costs associated with this ticket type are: Wednesday Preview $188.00 pp Parent ID: 219401 We will begin distributing materials for you to send to your confirmed guests in the next couple of weeks. In the meantime, if you have any questions, please contact Sarah Rafferty. Confirmation: We have received your registration and are delighted you will be joining us for the preview of Frieze New York on Wednesday, May 2. To access our Deutsche Bank Wealth Management Lounge, where you will pick up your tickets, you will receive a card and/or email from us with a OR code within the next few weeks. In the meantime, please find some useful information below. Frieze also has a VIP program for our guests who are attending Preview Day or Preview and Private View Day. To view the VIP program benefits, R.S.V.P. to Frieze events and access exclusive offers in New York City and at the Fair, please log in to https://frieze.com/fairs/frieze-new-york, and use password (insert specific client code from above.) EFTA01437195 Please let me know if you have any questions. I look forward to seeing you next month. Best regards, fcid:image001.png@e1D3CA58.6E9F68F01 fcid:image002.png@e1D3CA58.6E9F68F01 EFTA01437196

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URLhttps://frieze.com/fairs/frieze-new-york

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Related Documents (6)

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Subject: Re: Frieze New York re istrations: Wednesday Preview [I] From: Stewart Oldfield Date: Tue, 03 Apr 2018 11:20:39 -0400 To: Andrea Herbert Cc: Bradley Gillin Submit Lara Pedrini for now. She should be in the system already. Thanks Stewart Oldfield, CFA, CAIA Director Deutsche Bank Deutsche Bank Tel. Mobil Email Trust Company Americas Wealth Management , New York, NY 10154 Securities offered through Deutsche Bank Securities Inc. On Apr 3, 2018, at 10:19 AM, Andrea Herbert

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Subject: RE: Frieze New York registrations: Wednesday Preview [I] From: a t e Tue, Andrea 03 Herbert Apr D 201 To: Stewart Oldfield ‹ > Cc: Bradley Gillin Classification: For internal use only Will do, sorry to bother. From: Stewart Oldfield Sent: Tuesday, April 03, 2018 11:21 AM To: Andrea Herbert Cc: Bradley Gillin Subject: Re: Frieze New York registrations: Wednesday Preview [I] Submit Lara Pedrini for now. She should be in the system already. Thanks Stewart Oldfield, CFA,

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Subject: RE: Wheel Tug- Investor Summar From: Terri Sohrab Date: Wed, 22 Aug 2018 16:39:12 -0400 To: Stewart Oldfield Bradley Gillin Let's wait until you come back. It should come from you. The e-mail below is so purely written. Every point has been repeated three different times in 3 different fonts. From: Stewart Oldfield Sent: Wednesday, August 22, 2018 3:36 PM To: Terri Sohrab ; Bradley Gillin Subject: Fwd: Wheel Tug- Investor Summary This was the one I thought Kurosh would want

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Vijay-A Sawant From: Stewart Oldfield Sent: Friday, September 07, 2018 6:32 PM To: Vijay-A Sawant Cc: Bradley Gillin Subject: FW: Southern Financial LLC update [SC] Follow Up Flag: Follow up Flag Status: Flagged From: Kimberly Hart Sent: Monday, October 02, 2017 4:53 PM To: Martin Zeman <martin.zeman@db.com>; Keith Buckholz Cc: Stewart Oldfield < >; Xavier Avila Daniel-E Kaiser a Subject: RE: Southern Financial LLC update [SC] Classification: Strictly Confidential Jeffrey

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