EFTA Document EFTA01444470

EFTA01444470 EFTA01444471 /; •.'Deiilsche; Asset . &'-VVeai.th Ma nagsiTveot. f I !• AGCGaO Pp^i;^, I /KppJiGatipp: r t- Private:Wealth Prernium^^', Banking Services. K CqnsurnerpebrtCard# .Private WdallhPremiurh.^. 1^ Elite-Business Accounts. ■-S Checking • Q Elite Checking,with Interest; APY' .- • : - • . .0 Elite Mbnev.Martcet Deppsjt Acct; Z^ . aVZ -APY Q Certihcate of Deposit ' :Acct.;# • APY -. ■ Term Private;Wealth Premium'" Elite Personal Accounts Checkifig.Acctv# is V.« Q Joint Applicant OebirGanj # Bit^-Ch^ib^withlme^st:;-' APY-..U.... Q. Eilte;Money Market,Deposit :Acct. S mm ■. ■. -. ARY. . 0 .Certificate of Deposit "" Acct. # APV ' mom ' EFTA01444472 ,o OB AG.NY Preferred Certific^e of. deposit :Acct; i • APY -mom 'Term'^ Promo term- . .100"TCAdeposit:accbum required. along With a DB AG Preferred Terms :and Cof^itions) " : Private VVealtti Premium!" Internet BanklrigSefyiMs: ;;" D8 :Priyate;Wealth Online Plus 0 Link iq;Exisl(ng ,Online Relationship; 0 Business Debit Card:# .Q Deluxe Checkt^k 'Styje # 0. Narhe-Only; 0 Name.and Address 0 Duplicate Statarnent ^Addr ......... Gity State Zip Code 0 Mailing address (if different) Name -v- - . ;Addy o : DB.AG NY Preferred ' Certificate of:Deposit: Acct,- #- • mom r-.:r . APY m. • " Terrh. , Pfiomo. terrh - m. • -. • - • . 1.(OBtcA.deppsitlic^u.nt.fequir^.. ' - along,with a OB AG Preferfed-Tefftis' .and Corkfhions). :0 Cash. Master Sweep Account Checking;Acct*..#. m. Elite,Money-Market Oe^sit ACCt..#A • City. ' 2ip Code ' State . .APV_ Target Ambuht: . TriggehArhount. .(User/Co; ID Number) Client Relationship Q Jndlyidijai.Accbunt Q -Jpint.Tenants-wIthi Right EFTA01444473 bf.S.ufyiyo"hip " ' ,❑ Joint Tenants in Cpmrrion 0 In Trust pdrA"ayable on peatf"As ;t.ru?tee fpr Trust 0 Estate K Custody uhdef.NY.gtMA 0 Foundation 0 Corporation 0 Limited Liability Gompany Q Non-Prbfitdrganization 0 Anbrney .Trust E"rovy 0 Partnefsbip 0 Limited LlabiiitY.Ps"nership 0 Landlord Master' Escrow ,13-AWMrOlpl. NApSOPOOpl4l64f<)pp098824 0,13959.032.aV3 . Amount Title and Joint Application Information Southern Financial LUC - • Name of Accdum TttJe ' ' . ' ... . .{last name, first name;.middle initiaD.or Business 66>0799t92• • Social Security NyirilMf. Of Taiepi"er ID Nutnter -giW-Red..>dOPJL9uaELgLS."". Address ■ • /Joint AppliM/it...... . • (lam-name, first name, middle initial) Sdpat Secunly Numbef or Taxpayer ID Niirhber ; Address' JfoLabDUckblBj68fi2_: stThamag : City, Stete and Zip Code- ' Home Telephone Number " ■ • Ciry,: State and Zip Code' -HomeTQlephpne Number 340 m2525 " ■ Bu&rieira Telephone Numter BusinessTefephdhe Number' 25/FEB/2013 -....96teof.Birth' '^ Date of Birth " Name of Efhpidyer • Name'of Employer ^ Address ' - Address ■ EFTA01444474 ■ Notapbnibable City; State arid Zip Code City; State end-Zip Gride , ■ Nptiqe of Custorner Identificatiph Ppliey Imporvint Information To Help the gbvernmeni fight the funding of tefrprism-and money laundering activities. Federal law requires all financial institutions to obtain. yerify,.and record inforrhatioh that kleniifies each ^rtidn. who establishes,an.3cc6.unt..inve^rhent or oth'erbusiness'relationship with a fihartcial iristKution. This means that'.we vyill ask for your name/address, and other infprtnaiion that will ailqw us to identify you.-We may alsq ask io ideniifying docurments such as a certificate of-' formation or good standing (legai-entittesj or a passport or-other photo identification (individuals). 3rd EU Notice Governrnehtal rules haW also broadened the.scope.of the Bank's obligations to aid in the fight against-money laundering and tertonst financing;;these rules call.for an active'invplvernent of both asset rnanagernent firths and their clients. For nevy and existing clients we currently;have a legal obligation to. ask our customers questions regarding their iderithles; addresses, source of funds and. if necessary, legal representatives, authorizedisignatofies, berteficial owners or; control structures and to collect requisite doctimehtdtlon.tg'.siibstahtiate.the informatiph: Also,-enhanced anti-rnoney. laundering requirerhents require.that ahouid any of the above perspnaf or instrtutionaJ information change, pur clients would be obliged to irnmediately notify us.pf .the change(s) and-prqyide .us whh'rete'yant dbeurhentatidn to verifyith'e^ changes. Telephone, Facsimile or Email Instructions By sighing.below .you agree that.frpm tiihe to time.you rhay give instructions by.ieiephone.facsimile.or email regarding the above captioned accqunt(s) (defined herein as "Verbal Instructions"). It is understood that the risk of Verbal (nstructiohs being given by. person or (Arsons purported to.be you is your own. Absent the gross.negligence-or willful misconduct of.Deusche.Bank Trust Cornpany Arnencas (D8TCA), yo.0 agree to indernriify arid hold harmless OBTCA for any claim's, losses, expenses; cd^s'or attorneys'.fees resulting from OBTCA*$ acting upon such misunderstood and . unauthorized Verbal Inetructidns. You undereiand that DBTGA rnay, but. shall not be reqiiired-le. seek yerificatioh of your verbal,.facsimile or.email Instructions by call back, (n case of doubt. DBTGA may in Its sqle.discrmion refuse to dx^ute your VerbaNnstructionsdr ariy part thereof; yvithqut .jncurring.any llabl- llty!.DBICA .is under no b.bligation':to execute you'r' .yerbal instructions to transfer funds or secorrties to any accbunt(s) wfthbut written.ihstru'ctibhs-bearihg ypur'original signature. ' " ' " ' " " ' EFTA01444475 Joint Account Disclosure Yoii have opened a joirit account with DBTGA arid acknowledge receipt of the following,information: This deposit and any addition's to the.accpunt-shall become.the propeny of each owner as joint tenants, and. QBTCA rna'y release:the entire.-' account to any ovvher during the lif^ime.of ail owriers. DBTGA may honor ohecks, orders or withdrawal requests from any owner during the lifetirhe. of all,owners; The Barjk may be required by service of legal process'to. rernit .funds held in. the joint account to satisfy a Judgment entered: against, or other valid debt incurred by .'.any owner of the account. DBTCA rriay honpr ch'ecks. orders or wjthdravval requests frorri the.sufyivor(s) after the death of-any ownerfs) arid may treat the; account as the sole property of the suryivorfs), after the death of. ariy pwnetjs). Unless DBT(^ receives written.notice • signed by any owner not to pay br.deliver any joint deposit or additioripf accrual. DBTGA shall not be liable to bny owner for continuing to honor checks, orders or withdiawal requests from any owner. After, ihe.receipt.of the notice.referred to .in the.preyious sentence, DBtCA may require the written authorization of any or afl joint owriers'fbr ahy.further paynriehts or deliveries. " I I !3-AWM<O101 013S59.0326t3 •* •• ATM/Debit Service You-agree that the reteniiph pr use pf .ihe ATM/Debit card constitutes .acceptance of the temis and conditions of the Cardholder Agreernehtcdritaindd in the fenns .and Conditions of Deposit Accounts. internet Bankirig Service If you have selected to receive Internet Banking:Services, you imderstand that you will be required to enter into a separate. Internet Banking Services Agreement with DBTGA before you can access .the Internet Bankirig Service. Acknowledgenherit of Receipt of Pnvaey Notice By signing belovv. you acknowledge receipt of DBTCA's Privacy Notice .included In the Applicadpn Package- Non-US Individuals: Confirmation of Tax and Cornpliance Responsibilities. You cdnfii-m that it is.ypur fesjiphsibility to fulfill any tax obitgatipns EFTA01444476 and any pther regulatory reporting duties applicable. to you ihahy-relevantjurisclictipns-that may .arise in cdnnecti.dh:wfth assets,: income pr.tfa.nsactioris ih.your accdunt(s) and:ydur buaness felatiPhship'with DBIGA- Nbn"US Ofgahizatioris: Confirmation of Tax and ebmpitance ResporisibiMties. You confirm that it is your responsibility to fulfill.any tax obligations and any other;regulatory, reportihg .duties applicable to it in anyiretevahtlufisdictiohsthai niay arise in cohriection with assets.-iricpme dr.uan"ctipns in your accbunt(s) arid your business relationship vi/ith OBTCA. Furtherrhore. yoii cPhfirth ihat.the necessarv.i.hfprmaUPn (tb the.best;.pf.ypur knoviriedge and capabilities) is ntade available rip less than annually to.the relevant beneficial dwrier(s), sen16'r(s); . . beneficiary(ies)„partn'erfs). etc. to enable hiriT/her/ thern to fulfill any respective tax obligations that may .arise forhirri/her/ them in corihectign with ydiir business relationship withiDBTCA. Plea.se complete and attach separate W-8 er W-9 dpcurnehtatioh as applicable. Terms and Conditions and Representations By sighing below, you ackhovi/ledge receipt of the-Terms arid Conditions fpr.beposil Accpurits attached to this Application arid agree to be bdundfby.theni.' In'additionVyou agree.to notify tis iritmodlately of any materia! change to the information provided by you on this Application. .... You represent arid wairam that all of the irifofhnatibn provided by you bn this Application is accurate. The.Terms and Conditions for Deposit Accounts are siibiecl.to change. Accept^ You uhMrstand thaffiSs^^Mtion is'subject to Acceptance t^. DBTCA, A '.•r. Date ibirit Accoufjt Hpldar's Sigratii.re" " For^.^kU(5/ontyRev,ev,odbv. > 4:. 3. y.\ V i EFTA01444477 >; , 1 * 1 *•* • r>' • :** • • V- aiNWWillitlyliP:: 3' .13-AWM-0101 ;oi3f^:oke.i3 I EFTA01444478