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sd-10-EFTA01446836Dept. of JusticeOther

EFTA Document EFTA01446836

From: Sent: To: CC: Subject: Tazia Smith 1/31/2014 10:02:56 AM jeevacation@gmail.com Paul Morris GE [CI Classification: Confidential ...Not sexy, but consider adding to your GE here —$25.23 (recall you own 23k shs at $21.57, or —S580k worth). Sold off after earnings, believe re-rating is done and it heads back >$27. GE US $ 9:57 r a ito-ctrigrall. lei353M 4, 783, 542 25 . 21/ 95) Save As 96 Actions tare Pt 02/3112014 Last Price ID ID Ir. St! CD IY SY T25.23 /25.24T

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sd-10-EFTA01446836
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From: Sent: To: CC: Subject: Tazia Smith 1/31/2014 10:02:56 AM jeevacation@gmail.com Paul Morris GE [CI Classification: Confidential ...Not sexy, but consider adding to your GE here —$25.23 (recall you own 23k shs at $21.57, or —S580k worth). Sold off after earnings, believe re-rating is done and it heads back >$27. GE US $ 9:57 r a ito-ctrigrall. lei353M 4, 783, 542 25 . 21/ 95) Save As 96 Actions tare Pt 02/3112014 Last Price ID ID Ir. St! CD IY SY T25.23 /25.24T

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From: Sent: To: CC: Subject: Tazia Smith 1/31/2014 10:02:56 AM jeevacation@gmail.com Paul Morris GE [CI Classification: Confidential ...Not sexy, but consider adding to your GE here —$25.23 (recall you own 23k shs at $21.57, or —S580k worth). Sold off after earnings, believe re-rating is done and it heads back >$27. GE US $ 9:57 r a ito-ctrigrall. lei353M 4, 783, 542 25 . 21/ 95) Save As 96 Actions tare Pt 02/3112014 Last Price ID ID Ir. St! CD IY SY T25.23 /25.24T 38 48 I 25.32 25.08' . 120. • 93 Edit • 9$ Table E. Compare • ININSIM Rax T Track / Annotate News E • Last Price 25.2377 T High on 12/31/13 28.03 •-•-• Average 24.4024 Low on 04/22/13 21.35 msfiCV1\1\ 41\\Iv r QQ L Volume .784M 'PP:T.1:1151w 616M line Cha Ff Event 0 Vottate Sectnyintt.0/ rit US) 28.00 27.00 26.00 25.237 24.00 23.00 22.00 • 21.00 100M 47.234 Mar Jun 2013 Used with permission of Bloomberg Finance LP Tazia Smith Director I Key ClieM Partners - US Deutsche Bank Securities Inc Deutsche Asset 8 Wealth Management 345 Park Avenue. 26th Flea w Y rk NY 1 PAS Posibi ren. Sep 2014 Q41.1 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0 101237 SDNY_GM_00247421 EFTA01446836

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Related Documents (6)

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EFTA Document EFTA01479475

Subject: Re: USD/MXN Follow-U From: Vahe Stepanian < Date: Wed, 26 Feb 2014 16:36:00 -0500 To: Cc: Paul Morris < >, Classification: Confidential Harry - further (per our conversation), the spot trades were executed as follows: 1) 1/14: Bought MXN 39,253,441.02 @ 13.0975 (USD $2,997,017.83) 2) 1/27: Sold MXN 38,199,653.10 @ 13.4415 (USD $2,841,918.91) These were executed at the same time as the buy/sell of the Mex bonds Hope this helps. Vahe From: Vahe Stepanian/db/dbcom To: Cc:

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EFTA Document EFTA01462633

Subject: Fw: Jeffrey - Two 9month expiry Rupee option trades + historical charts From: Tazia Smith < Date: Tue, 20 May 2014 15:20:04 -0400 To: jeevacation@gmail.com Cc: Paul Morris <I >, Nav Gupta ":n Vinit Sahni Vahe Stepanian Jeffrey - Traders' view is that accurate history on the option itself (9mo ATM USDpINRc, for example) doesn't exist given the forward points, vol, liquidity, etc backdated inputs would not be accurate. That sa id, I've included the 6 and 12mo ATM USDINR implied v

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Subject: RE: Energy Renaissance E uities + Trade idea: KI Brent puts [C) From: Tazia Smith < Date: Mon, 03 Mar 2014 14:32:52 -0500 To: Cc: Paul Morris Vahe Stepanian < Classification: Confidential Yes, will do - thanks Jeanne! (Embedded image moved to file: pic26026.gif) Tazia Smith Director I Key Client Partners - US Deutsche Deutsche 345 Park New York Tel. Fax Mobile Email Bank Securities Inc Asset & Wealth Management Avenue, 26th Floor NY 10154 (Embedded From: To: C

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From: Vinit Sahni Sent: 3/13/2014 9:33:42 PM To: Paul Morris ; Nay Gupta j; Tazia Smith -I Subject: Re: Trade Report 3/13/14 - WTI Zero Cost Risk Reversal IC) classification: confidential Nam actually came back to him very quickly we should point out. we just dont have the market making capabilities in options and therefore gave him an option straight away. original Message From: Paul Morris Sent: 03/13/2014 06:53 PM EDT To: Vinit Sahni; Nav Gupta; Tazia Smith Subject: Fw: T

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EFTA Document EFTA01467298

Subject: Fw: MXN Spot Rate on the January Monthly Statement (I] From: Tazia Smith .c > Date: Tue, 25 Feb 2014 13:12:15 -0500 To: Paul Morris < > Classification: For internal use only FYI Forwarded by Tazia Smith/db/ on 02/25/2014 01:12 PM From: Howard S Allen/db/ To: Tazia Smith/db/ . Cc: Josie Hall/db/ , Vahe Stepanian/db/ Zbynek Kozelsky/db/ Date: 02/25/2014 01:07 PM Subject: Re: Fw: MXN Spot Rate on the January Monthly Statement (I] Classification: For internal use only

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Dept. of JusticeOtherUnknown

EFTA Document EFTA01446827

From: Tazia Smith [tazia.smith@db.com] Sent: 1/31/2014 10:02:55 AM To: jeevacation@gmail.com CC: Paul Morris [paul.morris@db.com] Subject: GE [CI Attachments: pic29640.gif; pic07892.gif; pic20327.gif; pict)9529.gif; pic14101.gif; pic10680.gif Classification: Confidential ...Not sexy, but consider adding to your GE here -S25.23 (recall you own 23k shs at 521.57, or -4580k worth). Sold off after earnings, believe re-rating is done and it heads back >S27. (Embedded image moved to fil

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