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sd-10-EFTA01447668Dept. of JusticeOther

EFTA Document EFTA01447668

Sent: 8/12/2014 UMW From: Tazia Smith To: jeevacation@gmail.com CC: Paul Morris - Ric Nav Gupta Subject: Trade Repor lSDCNH lyr Put Attachments: pic09873.gif; pic12667.gif; pic30512.gif; pic27752.gif; pic03240.gif Classification: Confidential Jeffrey - Trade report as follows: TradeType EUR BuySel 1 Client Buys Cu r re ncy1 USD CP Put Noti onal 1 75,000,000 Cu r re ncy2 CNH Notional2 -462,000,000 Strike 6.1600 ZoneCut TK: 15:00 hours (Local time in Tokyo) Expi ry

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Dept. of Justice
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sd-10-EFTA01447668
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Sent: 8/12/2014 UMW From: Tazia Smith To: jeevacation@gmail.com CC: Paul Morris - Ric Nav Gupta Subject: Trade Repor lSDCNH lyr Put Attachments: pic09873.gif; pic12667.gif; pic30512.gif; pic27752.gif; pic03240.gif Classification: Confidential Jeffrey - Trade report as follows: TradeType EUR BuySel 1 Client Buys Cu r re ncy1 USD CP Put Noti onal 1 75,000,000 Cu r re ncy2 CNH Notional2 -462,000,000 Strike 6.1600 ZoneCut TK: 15:00 hours (Local time in Tokyo) Expi ry

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EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
Sent: 8/12/2014 UMW From: Tazia Smith To: jeevacation@gmail.com CC: Paul Morris - Ric Nav Gupta Subject: Trade Repor lSDCNH lyr Put Attachments: pic09873.gif; pic12667.gif; pic30512.gif; pic27752.gif; pic03240.gif Classification: Confidential Jeffrey - Trade report as follows: TradeType EUR BuySel 1 Client Buys Cu r re ncy1 USD CP Put Noti onal 1 75,000,000 Cu r re ncy2 CNH Notional2 -462,000,000 Strike 6.1600 ZoneCut TK: 15:00 hours (Local time in Tokyo) Expi ryDate Wed 12 August 2015 settl ementDate Fri 14 August 2015 Fi xi ngReference SPOT Premi urn 273,000 Premi umTe rms USD Premi umDate Thu 14 August 2014 (Embedded image moved to file: pic09873.gif) Vahe Stepanian CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0 102366 CONFIDENTIAL SDNY_GM_00248550 EFTA01447668

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Emailjeevacation@gmail.com

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e an raup': SOUTHERN FINANCIAL, LL. Request 182298 As of 01 Oct j• 01 Oct 2014 Page 1 Of 2 Deutsche Bank AG For Sales Inquiries Contact Tazia Smith (Tel i (Email) For questions relating to this statement contact Valuations NY (Tel) (Erna, SOUTHERN FINANCIAL, LLC To: Jabwcpa Harrybeller Richard Kahn .Gedeon Rnedo (Email) Vahe Stepanian (Email) .Joseph Cothron (Email Tazia Smith (Email) Amanda Kirby (Email) Paul Morris (Email) Fx Rates USD/EUR = .7939973798 Note:-All Valu

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Deutsche Bank Group Valuation Statement Request 182298 05 Mar 2014 SOUTHERN FINANCIAL, LLC As of 05 Mar 14 Deutsche Bank AG For Sales Inquiries Contact: Tazia Smith (Tel) (Email) For questions relatin to this statement contact: Valuations NY (Tel) (Email) SOUTHERN FINANCIAL, LLC To: Jabwcpa Gmail (Email) ,Harrybeller Gmail (Email) Richard Kahn12 (Email) ,Vahe Stepanian (Email) ,Joseph Cothron (Email) ,Amanda Kirb (Email) ,Paul Morris (Email) Pinedo (Email) ,Gedeon Tazia Fx

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Sent from my iPhone On )un 4, 2014, at 11:23 AM, Paul Morris rote: Classification: Confidential Lesley, I'm traveling so may be better for a few of us to call him or do a dial in? From: Lesley Groff Sent: 06/04/2014 10: iAsi Ah To: Paul Morris Cc: Tazia Smith; vinit Sahni; Nav Gupta ; vahe Stepanian Subject: Re: Call with je tomorrow [C] Jeffrey says ok to a 1pm NY time phone call with you all today. can he call you, Paul, at 1pm and you have everyone on the line ready to go? Sent

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Tel. +1(212)454-2889 Fax +1(646)257-3131 Mobile +1 (917)327-4107 Email tazia.smith@db.com (Embedded image moved to file: pic03580.gif) From: Tazia smith/db/dbcom To: "jeffrey E." <jeevacationOgmail.com>@DEuBAINT, Cc: Richard Kahn <richardkahn12@gmail.com>, Daniel Sabba/db/dbcom@DBAMERICAS, Vahe stepanian/db/dbcom@D8Americas, Paul Morris Date: 10/28/2014 10:57 AM Subject: Re: (C] Classification: Confidential Citi 5.8% Perpetual Preferred (cusip: 172967366) , trading -.23.92, buyi

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Subject: Re: Meeting with Jeffrey -- Change in Schedule! From: Lesley Groff Date: Thu, 03 Oct 2013 15:39:03 -0400 To: Amanda Kirby ‹ > Excellent!! Thx!' Sent from my iPhone On Oct 3, 2013, at 3:35 PM, Amanda Kirby wrote: Classification: Public Spoke with everyone. 11am on October 22 is confirmed! Best, Amanda Kirby <mime-attachment.gif> Amanda Kirby Associate Deutsche Bank Trust Company Americas 345 Park Avenue, 27th Fl New York, NY, USA, 10154-0004 Tel. Fax IMEIn Emai <mime

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