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sd-10-EFTA01448121Dept. of JusticeOther

EFTA Document EFTA01448121

trades put on in Q4 that have not closed?, I mentioned to matt so if you u could follow-up near end of mth that would great. Thanks From: Vahe Stepanian Sent: Friday, March 20, 2015 04:08 PM To: Paul Morris Cc: Amanda Kirby; Daniel Sabba; Ariane Dwyer Subject: SFLLC Revenues [I] Classification: For internal use only Paul - YTD Revs for SFLLC relationship are as follows: ()we- ma 1211 silet,•••n It t t ,3 al Ile. II11:11) nt 'Wm R.IV(.111)., InIM: IW)15 ISFLIC Pao Vom. Suy 5

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sd-10-EFTA01448121
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trades put on in Q4 that have not closed?, I mentioned to matt so if you u could follow-up near end of mth that would great. Thanks From: Vahe Stepanian Sent: Friday, March 20, 2015 04:08 PM To: Paul Morris Cc: Amanda Kirby; Daniel Sabba; Ariane Dwyer Subject: SFLLC Revenues [I] Classification: For internal use only Paul - YTD Revs for SFLLC relationship are as follows: ()we- ma 1211 silet,•••n It t t ,3 al Ile. II11:11) nt 'Wm R.IV(.111)., InIM: IW)15 ISFLIC Pao Vom. Suy 5

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EFTA Disclosure
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trades put on in Q4 that have not closed?, I mentioned to matt so if you u could follow-up near end of mth that would great. Thanks From: Vahe Stepanian Sent: Friday, March 20, 2015 04:08 PM To: Paul Morris Cc: Amanda Kirby; Daniel Sabba; Ariane Dwyer Subject: SFLLC Revenues [I] Classification: For internal use only Paul - YTD Revs for SFLLC relationship are as follows: ()we- ma 1211 silet,•••n It t t ,3 al Ile. II11:11) nt 'Wm R.IV(.111)., InIM: IW)15 ISFLIC Pao Vom. Suy 5 Br2424 COS PideCT*1 MSS Axel SP & DP,40,01 I StOrn S 4,57? 03 I 4 St7 00 5 2.35350 113015 EFILC Pal NornS Corvnixtly Sa.46- 06 'AM WI Vs/44 CEISS r !Men Eirdil SP & CHUMPAS ] SiOrm 75,000 03 75,000 00 S 37.90 00 1(77.2116 SFI I C Pad Nnnu I wig Td/IR RS. SPICA TY1113 1Yr fallwal&S I Knregin & Vaccaro SP S. Cerrartran I 31.5mr3 3 40 0250) 4007600 S S 900.301 113)12316 5613C Pal Man. long Cal on Pool Pa 013621I uF.W Chaerlr4 SP L Derrortws I 14 tern S 20 000 0) 20 KO 00 10000130 1,1512115 Stl I C pad llonic troll G(612005 • fb1 AVM r ludic 1Orawly flow Wank A 0404 S1 from S 4 CIS 03 S 4615 05 1.14 !Id 42 1 239 SC: CO 1 1443732 Have nice wknd. Thank you, Vahe Vahe Stepanian Assistant Vice President I Key Client Partners Deutsche Bank Securities Inc. All trade execution information contained herein is being provided as an accommodation at your request in advance of your receipt of the official trade confirmation(s). Additional trade detail information available upon request. The terms of the trade(s) may be subject to change prior to settlement, and therefore the official trade confirmation(s) and account statements issued by Deutsche Bank shall govern. Deutsche Bank is not responsible for any discrepancy between the informal execution report and the official trade confirmation(s) or account statements. CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0 103021 CONFIDENTIAL SDNY_GM_00249205 EFTA01448121

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To: Paul Morris Cc: Amanda Kirby; Daniel Sabba; Ariane Dwyer; Mathew Negus Subject: RE: SFLLC Revenues [I] Classification: For Internal use only Paul / Amanda - please work with Mat (CC'ed) on this matter. Have a nice wknd. Vahe From: Paul Morris Sent: Friday, March 20, 2015 4:48 PM To: Vahe Stepanian Cc: Amanda Kirby; Daniel Sabba; Ariane Dwyer Subject: Re: SFLLC Revenues (I] Classification: For Internal Use Only Thanks, I understand many trades are paid in arrears ie when trade cl

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Subject: Re: Updated KYC - Recent Press [C] From: Paul Morris < => Date: Mon, 05 Jan 2015 11:03:56 -0500 To: Troy-D Williams Amanda Kirby Cc: Roddy Moore Nicholas Haigh Daniel Sabba Classification: Confidential Yes will do. From: Troy-D Williams Sent: 01/05/2015 03:07 PM GMT To: Paul Morris; Amanda Kirby Cc: Roddy Moore; Nicholas Haigh; Daniel Sabba Subject: Updated KYC - Recent Press [C] Classification: Confidential Paul, I am sure you have seen the recent press about Mr. Epste

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Subject: Updated KYC - Recent Press [C] From: Troy-D Williams Date: Mon, 05 Jan 2015 10:07:58 -0500 To: Paul Morris < Amanda Kirby Cc: Roddy Moore < Nicholas Haigh Daniel Sabba Classification: Confidential Paul, I am sure you have seen the recent press about Mr. Epstein. Can you please ensure an updated KYC is completed and that there are no new issues? Thanks Here is something from WSJ.com that might interest you: Britain's Prince Andrew and U.S. lawyer Alan Dershowitz deny sex-s

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From: Paul Morri Sent: 3/20/2015 4:48 P To: Vahe Stepanian CC: Amanda Kirby • Daniel Sabba ; Ariane Dwyer Subject: Re: Revenues Classification: For Internal Use Only Thanks, I understand many trades are paid in arrears ie when trade closes, is it possible we have not seen revenue from trades put on in Q4 that have not closed?, I mentioned to matt so if you u could follow-up near end of mth that would great. Thanks From: Vahe Stepanian Sent: Friday, March 20, 2015 04:08 PM To:

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Subject: RE: SFLLC Revenues [I] From: Vahe Stepanian Date: Thu, 02 Apr 2015 10:41:41 -0400 To: Mathew Negus Amanda Kirby Paul Morris Classification: For internal use only Yes, I'll put together for mtg. on Tuesday. From: Mathew Negus Sent: Thursday, April 02, 2015 10:21 AM To: Amanda Kirby; Paul Morris; Vahe Stepanian Subject: RE: SFLLC Revenues [I] Classification: For internal use only Thanks. & Amanda send me your list of 2014 trades. Vahe can you grab from TS, then we can spot

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