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sd-10-EFTA01450412Dept. of Justice

EFTA Document EFTA01450412

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From: Amanda Kirby Sent: 10/31/2013 1:43:33 PM To: richardkahn12@gmail.com CC: Paul Morris Subject: Compliance Attachments: pic21422.gif; pic12207.gif Classification: Public Rich, Per our conversation you are not the same Richard Kahn who was barred from the NYSE Arca in April of 2012. You have been at your company, KIRK, for 8 years and were not asked by FINRA, on behalf of NYSE Arca, to give testimony. Best, Amanda Kirby (Embedded image moved to file: pic21422.gif) Amanda Ki

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Dept. of Justice
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sd-10-EFTA01450412
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