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Compliance (Amanda Kirby, 10/31/2013)
Title Matchefta-efta01450412
Case Filesd-10-EFTA01450412Dept. of JusticeCompliance (Amanda Kirby, 10/31/2013)
October 31, 20131p
Case File
sd-10-EFTA01450412Dept. of JusticeCompliance (Amanda Kirby, 10/31/2013)
Email
From: Amanda Kirby Sent: 10/31/2013 1:43:33 PM To: richardkahn12@gmail.com CC: Paul Morris Subject: Compliance Attachments: pic21422.gif; pic12207.gif Classification: Public Rich, Per our conversation you are not the same Richard Kahn who was barred from the NYSE Arca in April of 2012. You have been at your company, KIRK, for 8 years and were not asked by FINRA, on behalf of NYSE Arca, to give testimony. Best, Amanda Kirby (Embedded image moved to file: pic21422.gif) Amanda Ki
Date
October 31, 2013
Source
Dept. of Justice
Reference
sd-10-EFTA01450412
Pages
1
Persons
0
Integrity
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