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sd-10-EFTA01450448Dept. of JusticeOther

EFTA Document EFTA01450448

From: Tazia Smith Sent: 11/21/2013 10:23:12 AM To: jeevacation@gmail.com CC: • Paul Morris I I; Vahe Stepanian Subject: Trade Report 11/21/13 (USOciPYp Zero Cost Triple One Touch) IC) Attachments: pic00501.gif; pic09863.gif Classification: Confidential Jeffrey - Today you executed the following for Southern Financial: BuySel 1 Client Buys Cur re ncyl USD CP Call Notionall 1,000,000 Cur re ncy2 JPY Notionall -101,000,000 strike 101.00 Zonecut NY: 10:00 hours (Local ti

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Dept. of Justice
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sd-10-EFTA01450448
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From: Tazia Smith Sent: 11/21/2013 10:23:12 AM To: jeevacation@gmail.com CC: • Paul Morris I I; Vahe Stepanian Subject: Trade Report 11/21/13 (USOciPYp Zero Cost Triple One Touch) IC) Attachments: pic00501.gif; pic09863.gif Classification: Confidential Jeffrey - Today you executed the following for Southern Financial: BuySel 1 Client Buys Cur re ncyl USD CP Call Notionall 1,000,000 Cur re ncy2 JPY Notionall -101,000,000 strike 101.00 Zonecut NY: 10:00 hours (Local ti

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EFTA Disclosure
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From: Tazia Smith Sent: 11/21/2013 10:23:12 AM To: jeevacation@gmail.com CC: • Paul Morris I I; Vahe Stepanian Subject: Trade Report 11/21/13 (USOciPYp Zero Cost Triple One Touch) IC) Attachments: pic00501.gif; pic09863.gif Classification: Confidential Jeffrey - Today you executed the following for Southern Financial: BuySel 1 Client Buys Cur re ncyl USD CP Call Notionall 1,000,000 Cur re ncy2 JPY Notionall -101,000,000 strike 101.00 Zonecut NY: 10:00 hours (Local time in New York) ExpiryDate Thu 20 November 2014 settlementDat Tue 25 November 2014 e Fi xi ngReferen SPOT ce Premium 44,800 Premi umTe rms USD PremiumDate Mon 25 November 2013 TradeType OT Buysel 1 client sells Cur re ncyl USD Notionall -21,000 Cur re ncy2 JPY ZoneCut NY: 10:00 hours (Local time in New York) ExpiryDate Thu 20 November 2014 settlementDat Tue 25 November 2014 Barrier e 99 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0 106075 CONFIDENTIAL SDNY_GM_00252259 EFTA01450448

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e an raup': SOUTHERN FINANCIAL, LL. Request 182298 As of 01 Oct j• 01 Oct 2014 Page 1 Of 2 Deutsche Bank AG For Sales Inquiries Contact Tazia Smith (Tel i (Email) For questions relating to this statement contact Valuations NY (Tel) (Erna, SOUTHERN FINANCIAL, LLC To: Jabwcpa Harrybeller Richard Kahn .Gedeon Rnedo (Email) Vahe Stepanian (Email) .Joseph Cothron (Email Tazia Smith (Email) Amanda Kirby (Email) Paul Morris (Email) Fx Rates USD/EUR = .7939973798 Note:-All Valu

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Sent from my iPhone On )un 4, 2014, at 11:23 AM, Paul Morris rote: Classification: Confidential Lesley, I'm traveling so may be better for a few of us to call him or do a dial in? From: Lesley Groff Sent: 06/04/2014 10: iAsi Ah To: Paul Morris Cc: Tazia Smith; vinit Sahni; Nav Gupta ; vahe Stepanian Subject: Re: Call with je tomorrow [C] Jeffrey says ok to a 1pm NY time phone call with you all today. can he call you, Paul, at 1pm and you have everyone on the line ready to go? Sent

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Tel. +1(212)454-2889 Fax +1(646)257-3131 Mobile +1 (917)327-4107 Email tazia.smith@db.com (Embedded image moved to file: pic03580.gif) From: Tazia smith/db/dbcom To: "jeffrey E." <jeevacationOgmail.com>@DEuBAINT, Cc: Richard Kahn <richardkahn12@gmail.com>, Daniel Sabba/db/dbcom@DBAMERICAS, Vahe stepanian/db/dbcom@D8Americas, Paul Morris Date: 10/28/2014 10:57 AM Subject: Re: (C] Classification: Confidential Citi 5.8% Perpetual Preferred (cusip: 172967366) , trading -.23.92, buyi

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Subject: Re: Meeting with Jeffrey -- Change in Schedule! From: Lesley Groff Date: Thu, 03 Oct 2013 15:39:03 -0400 To: Amanda Kirby ‹ > Excellent!! Thx!' Sent from my iPhone On Oct 3, 2013, at 3:35 PM, Amanda Kirby wrote: Classification: Public Spoke with everyone. 11am on October 22 is confirmed! Best, Amanda Kirby <mime-attachment.gif> Amanda Kirby Associate Deutsche Bank Trust Company Americas 345 Park Avenue, 27th Fl New York, NY, USA, 10154-0004 Tel. Fax IMEIn Emai <mime

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