EFTA Document EFTA01451382

From: Vinit Sahni Sent: 1/15/20141:38:52 PM To: Tazia Smith CC: Paul Morris Subject: Re: Global Coverage !Cl ; Mathew Negus I did have my series 7, 63 and 3 we should possibly reapply Vi nit On 15 Jan 2014, at 18:28, "Tazia Smith" ez: > wrote: Classification: Confidential Hi Vinit - Jeff's request for global coverage is an important capability for KCP clients. Operationally, FX (hopefully rates derivatives as well) and equity derivatives shouldn't be a problem for global coverage -- Jeff's trading entities are set up in RMS and summit. No need a new account, as we chatted about. I am following up on the compliance front. It's compliance and credit risk management oversights that we need to be sure we have in place. We can discuss on our call. I just want to be responsive to Jeffrey and let him know that he does have global coverage. Are you licensed in the US (7 and 66)? Speak Soon! Tazia <0.4A4.gif> Tazia Smith Director I Key Client Partners - US Deutsche Bank Securities Inc Deutsche Asset & Wealth Management 345 Park Avenue, 26th Floor New York NY 10154 Tel. Fax Mobile Emai <0.EF8.gif> Forwarded by Tazia Smiih/db/dbcom on 01/15/2014 01:22 PM — CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0107935 CONFIDENTIAL SONY GM_00254119 EFTA01451382