EFTA Document EFTA01451420

Tazia Smith Director I Key Client Partners - US Deutsche Bank Securities Inc Deutsche Asset & wealth management 345 Park Avenue, 26th Floor New York. NY 10154 Tel. Fax Mobil Email <0.c56.gif> vinit Sahni---01/15/2014 01:39:17 PM---I did have my series 7, 63 and 3 we should possibly reapply From: vinit sahni To: Tazia smith Cc: Paul Morris Date: 01/15/2014 01:39 PM Subject: Re: Global coverage (c] Mathew Negus I did have my series 7, 63 and 3 we should possibly reapply vinit On 15 Jan 2014, at 18:28, "Tazia Smith" wrote: Classification: Confidential Hi Vinit - Jeff's request for global coverage is an important capability for KCP clients. Operationally, FX (hopefully rates derivatives as well) and equity derivatives shouldn't be a problem for global coverage -- Jeff's trading entities are set up in RMS and summit. No need a new account, as we chatted about. I am following up on the compliance front. It's compliance and credit risk management oversights that we need to be sure we have in place. we can discuss on our call. I just want to be responsive to Jeffrey and let him know that he does have global coverage. Are you licensed in the us (7 and 66)? speak soon! Tazia <0.4A4.gif> TaZia Smith Director I Key Client Partners US Deutsche Bank Securities Inc Deutsche Asset & wealth management 345 Park Avenue, 26th Floor New York, NY 10154 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0 108007 CONFIDENTIAL SDNY_GM_00254191 EFTA01451420